0000845877-15-000100.txt : 20150515 0000845877-15-000100.hdr.sgml : 20150515 20150515165318 ACCESSION NUMBER: 0000845877-15-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUZBY TIMOTHY L CENTRAL INDEX KEY: 0001250221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 15870493 4 1 wf-form4_143172318755109.xml FORM 4 X0306 4 2015-05-13 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250221 BUZBY TIMOTHY L C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 President and CEO Class C Non-Voting Common Stock 2015-05-13 4 M 0 13334 5.93 A 66008 D Class C Non-Voting Common Stock 2015-05-13 4 F 0 5218 33.01 D 60790 D Class C Non-Voting Common Stock 2015-05-13 4 D 0 2395 33.01 D 58395 D Class C Non-Voting Common Stock 2015-05-13 4 S 0 5721 32.9039 D 52674 D Stock Appreciation Right 5.93 2015-05-13 4 M 0 13334 5.93 D 2019-06-04 Class C Non-Voting Common Stock 13334.0 0 D Mr. Buzby received 5,721 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 13,334 stock appreciation rights with a grant price of $5.93 per share. That partial exercise entitled Mr. Buzby to receive 10,939 shares of the Corporation's Class C Non-Voting Common Stock, and 5,218 shares were retained by Farmer Mac to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Includes 38,410 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $32.78 to $33.01, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Exercisable beginning May 31, 2010 with respect to 13,333 shares, beginning May 31, 2011 with respect to 13,333 shares, and beginning May 31, 2012 with respect to 13,334 shares. Anjali Desai, as attorney-in-fact for Timothy L. Buzby 2015-05-15