0000845877-14-000179.txt : 20141114 0000845877-14-000179.hdr.sgml : 20141114 20141114170840 ACCESSION NUMBER: 0000845877-14-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engebretsen James R CENTRAL INDEX KEY: 0001437016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 141225357 MAIL ADDRESS: STREET 1: C/O FARMER MAC STREET 2: 1999 K STREET, NW, 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_141600290962978.xml FORM 4 X0306 4 2014-11-12 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001437016 Engebretsen James R C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 1 0 0 0 Class C Non-Voting Common Stock 2014-11-12 4 S 0 2020 32.7801 D 6640 D Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices within a $1.00 range. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Includes 1,475 restricted shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2015 if the Reporting Person remains a director of Farmer Mac on that date. Christy M. Prendergast, as attorney-in-fact for James R. Engebretsen 2014-11-14