0000845877-14-000086.txt : 20140403 0000845877-14-000086.hdr.sgml : 20140403 20140403155105 ACCESSION NUMBER: 0000845877-14-000086 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140403 DATE AS OF CHANGE: 20140403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUZBY TIMOTHY L CENTRAL INDEX KEY: 0001250221 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 14742081 4/A 1 wf-form4a_139655465430089.xml FORM 4/A X0306 4/A 2014-03-31 2014-04-02 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250221 BUZBY TIMOTHY L C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 President and CEO Class C Non-Voting Common Stock 2014-03-31 4 F 0 2677 32.58 D 31297 D Class C Non-Voting Common Stock 2014-03-31 4 D 0 2500 0 D 28797 D On March 31, 2014, (i) 2,500 shares of restricted stock vested, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,185 shares to satisfy tax withholding requirements; and (ii) 3,127 shares of restricted stock vested as the first installment of the time-based award grant made to Mr. Buzby in April 2013, for which Farmer Mac retained 1,492 shares to satisfy tax withholding. In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the last trading day before the vesting date. Includes 20,137 shares of unvested restricted stock granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Reflects the forfeiture of 2,500 shares of restricted stock granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan, which disposition was omitted from the Reporting Person's Form 4 filed on April 2, 2014. Anjali Desai, as attorney-in-fact for Timothy L. Buzby 2014-04-03