0000845877-13-000181.txt : 20130827 0000845877-13-000181.hdr.sgml : 20130827 20130827165342 ACCESSION NUMBER: 0000845877-13-000181 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130822 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STENSON TOM D CENTRAL INDEX KEY: 0001250225 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 131063434 4/A 1 wf-form4a_137763681167424.xml FORM 4/A X0306 4/A 2013-08-22 2013-08-26 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250225 STENSON TOM D C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 Chief Operating Officer Class C Non-Voting Common Stock 2013-08-22 4 M 0 12500 12.20 A 49990 D Class C Non-Voting Common Stock 2013-08-22 4 F 0 3734 34.64 D 46256 D Class C Non-Voting Common Stock 2013-08-22 4 D 0 4402 34.64 D 41854 D Class C Non-Voting Common Stock 2013-08-23 4 S 0 1000 34.516 D 40854 D Class C Non-Voting Common Stock 2013-08-23 4 S 0 3364 35.10 D 37490 D Class C Non-Voting Common Stock 2013-08-23 4 M 0 12500 12.20 A 49990 D Class C Non-Voting Common Stock 2013-08-23 4 F 0 3791 35.65 D 46199 D Class C Non-Voting Common Stock 2013-08-23 4 D 0 4277 35.65 D 41922 D Class C Non-Voting Common Stock 2013-08-26 4 S 0 2921 35.6646 D 39001 D Stock Appreciation Right 12.2 2013-08-22 4 M 0 12500 12.20 D 2020-04-01 Class C Non-Voting Common Stock 12500.0 12500 D Stock Appreciation Right 12.2 2013-08-23 4 M 0 12500 12.20 D 2020-04-01 Class C Non-Voting Common Stock 12500.0 0 D Mr. Stenson received 4,364 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 12,500 stock appreciation rights with a grant price of $12.20 per share. That partial exercise entitled Mr. Stenson to receive 8,098 shares of Farmer Mac's Class C Non-Voting Common Stock, and 3,734 shares were retained by Farmer Mac to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Transaction effected during an open trading window for key employees of Farmer Mac. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $34.45 to $34.55, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $34.59 to $35.56, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Mr. Stenson received 4,432 shares of Farmer Mac's Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 12,500 stock appreciation rights with a grant price of $12.20 per share. That partial exercise entitled Mr. Stenson to receive 8,223 shares of Farmer Mac's Class C Non-Voting Common Stock, and 3,791 shares were retained by Farmer Mac to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $35.50 to $35.965, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Exercisable beginning March 31, 2011 with respect to 15,000 shares, beginning March 31, 2012 with respect to 15,000 shares, and beginning March 31, 2013 with respect to 15,000 shares. This amendment to new transaction on Form 4 (Form 4/A) is being filed to correct a typographical error in this field which was incorrectly described on the initial form filed by the reporting person. Anjali Desai, as attorney-in-fact for Tom D. Stenson 2013-08-27