0000845877-13-000108.txt : 20130405 0000845877-13-000108.hdr.sgml : 20130405 20130405183900 ACCESSION NUMBER: 0000845877-13-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130403 FILED AS OF DATE: 20130405 DATE AS OF CHANGE: 20130405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUZBY TIMOTHY L CENTRAL INDEX KEY: 0001250221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 13746960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_136520152777266.xml FORM 4 X0306 4 2013-04-03 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250221 BUZBY TIMOTHY L C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 President and CEO Class C Non-Voting Common Stock 2013-04-03 4 A 0 9382 0 A 24592 D Class C Non-Voting Common Stock 2013-04-03 4 A 0 4691 0 A 29283 D Class C Non-Voting Common Stock 2013-04-03 4 A 0 4691 0 A 33974 D Stock Appreciation Right 30.2 2013-04-03 4 A 0 6181 0 A 2023-04-03 Class C Non-Voting Common Stock 6181.0 6181 D Grant of shares of time-vested restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. Includes 3,127, 3,127, and 3,128 shares of restricted stock that will vest on March 31, 2014, March 31, 2015, and March 31, 2016, respectively. Includes 5,000 and 4,500 shares of restricted stock previously granted to Mr. Buzby pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2014 and March 31, 2015, respectively, if Farmer Mac meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement. Grant of shares of performance-based restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2016 if Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2013 and December 31, 2015, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors based on its evaluation of Farmer Mac's capital adequacy. Grant of shares of performance-based restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2016 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement. Exercisable beginning March 31, 2014 with respect to 2,060 shares, beginning March 31, 2015 with respect to 2,060 shares, and beginning March 31, 2016 with respect to 2,061 shares. Grant of stock appreciation rights under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. Anjali Desai, as attorney-in-fact for Timothy L. Buzby 2013-04-05