0000845877-13-000040.txt : 20130219 0000845877-13-000040.hdr.sgml : 20130219 20130215160725 ACCESSION NUMBER: 0000845877-13-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STENSON TOM D CENTRAL INDEX KEY: 0001250225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 13619768 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_136096243354090.xml FORM 4 X0306 4 2013-02-13 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250225 STENSON TOM D C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 Chief Operating Officer Class C Non-Voting Common Stock 2013-02-13 4 M 0 10000 12.20 A 41027 D Class C Non-Voting Common Stock 2013-02-13 4 F 0 3084 36.71 D 37943 D Class C Non-Voting Common Stock 2013-02-13 4 D 0 3323 36.71 D 34620 D Class C Non-Voting Common Stock 2013-02-14 4 S 0 3593 36.7985 D 31027 D Stock Appreciation Right 12.2 2013-02-13 4 M 0 10000 12.20 D 2020-04-01 Class C Non-Voting Common Stock 10000.0 35000 D Mr. Stenson received 3,593 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his partial exercise of 10,000 stock appreciation rights with a grant price of $12.20 per share. That partial exercise entitled Mr. Stenson to receive 6,677 shares of the Corporation's Class C Non-Voting Common Stock, and 3,084 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of the shares on the exercise date over the grant price. Transaction effected pursuant to a trading plan adopted by Mr. Stenson in accordance with Rule 10b5-1. The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $36.67 to $37.07, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. Exercisable beginning March 31, 2011 with respect to 15,000 shares, beginning March 31, 2012 with respect to 15,000 shares, and beginning March 31, 2013 with respect to 15,000 shares. Anjali Desai, as attorney-in-fact for Tom D. Stenson 2013-02-15