0000845877-12-000184.txt : 20121126 0000845877-12-000184.hdr.sgml : 20121126 20121126213604 ACCESSION NUMBER: 0000845877-12-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121121 FILED AS OF DATE: 20121126 DATE AS OF CHANGE: 20121126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STENSON TOM D CENTRAL INDEX KEY: 0001250225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 121225366 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_135398375208751.xml FORM 4 X0306 4 2012-11-21 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250225 STENSON TOM D C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 Chief Operating Officer Class C Non-Voting Common Stock 2012-11-21 4 M 0 2990 20.61 A 34017 D Class C Non-Voting Common Stock 2012-11-21 4 S 0 2990 33.508 D 31027 D Class C Non-Voting Common Stock 2012-11-23 4 M 0 12540 20.61 A 43567 D Class C Non-Voting Common Stock 2012-11-23 4 S 0 12540 33.535 D 31027 D Class C Non-Voting Common Stock 2012-11-26 4 M 0 4470 20.61 A 35497 D Class C Non-Voting Common Stock 2012-11-26 4 S 0 4470 33.896 D 31027 D Stock Option 20.61 2012-11-21 4 M 0 2990 20.61 D 2006-05-31 2015-06-16 Class C Non-Voting Common Stock 2990.0 41488 D Stock Option 20.61 2012-11-23 4 M 0 12540 20.61 D 2006-05-31 2015-06-16 Class C Non-Voting Common Stock 12540.0 28948 D Stock Option 20.61 2012-11-26 4 M 0 4470 20.61 D 2006-05-31 2015-06-16 Class C Non-Voting Common Stock 4470.0 24478 D This report reflects (on Table I) (i) the acquisition of 20,000 shares of Class C Non-Voting Common Stock through the exercise of an employee stock option acquired by the reporting person in June 2005 pursuant to former Rule 16b-3; (ii) the sale of 20,000 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2005 employee stock option. The exercise of the June 2005 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4. Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement. Transaction effected during an open trading window for key employees of the Federal Agricultural Mortgage Corporation. Exercisable beginning May 31, 2006 with respect to 17,302 shares, beginning May 31, 2007 with respect to 17,302 shares, and beginning May 31, 2008 with respect to 17,303 shares. Stephen P. Mullery, as attorney-in-fact for Tom Stenson 2012-11-26