0000845877-12-000165.txt : 20121114 0000845877-12-000165.hdr.sgml : 20121114 20121114210149 ACCESSION NUMBER: 0000845877-12-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121112 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STENSON TOM D CENTRAL INDEX KEY: 0001250225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14951 FILM NUMBER: 121206535 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERAL AGRICULTURAL MORTGAGE CORP CENTRAL INDEX KEY: 0000845877 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 521578738 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028727700 MAIL ADDRESS: STREET 1: 1999 K STREET NW, STREET 2: 4TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 wf-form4_135294488236814.xml FORM 4 X0306 4 2012-11-12 0 0000845877 FEDERAL AGRICULTURAL MORTGAGE CORP AGM 0001250225 STENSON TOM D C/O FARMER MAC 1999 K STREET NW, 4TH FLOOR WASHINGTON DC 20006 0 1 0 0 Chief Operating Officer Class C Non-Voting Common Stock 2012-11-12 4 M 0 9667 5.93 A 40694 D Class C Non-Voting Common Stock 2012-11-12 4 F 0 3247 29.02 D 37447 D Class C Non-Voting Common Stock 2012-11-12 4 D 0 1975 29.02 D 35472 D Class C Non-Voting Common Stock 2012-11-13 4 S 0 4445 29.4444 D 31027 D Stock Appreciation Right 5.93 2012-11-12 4 M 0 9667 0 D 2010-05-31 2019-06-04 Class C Non-Voting Common Stock 9667.0 0 D Mr. Stenson received 4,445 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his exercise of 9,667 stock appreciation rights with a grant price of $5.93 per share. That exercise entitled Mr. Stenson to receive 7,692 shares of the Corporation's Class C Non-Voting Common Stock, and 3,247 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement. Transaction effected pursuant to a trading plan adopted by Mr. Stenson in accordance with Rule 10b5-1. Stock appreciation right exercisable beginning May 31, 2010 with respect to 13,333 shares, beginning May 31, 2011 with respect to 13,333 shares and beginning May 31, 2012 with respect to 13,334 shares. Stephen P. Mullery, as attorney-in-fact for Tom D. Stenson 2012-11-14