0000845833-12-000017.txt : 20121113
0000845833-12-000017.hdr.sgml : 20121112
20121113102600
ACCESSION NUMBER: 0000845833-12-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK MORRIS ET AL
CENTRAL INDEX KEY: 0000845833
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02406
FILM NUMBER: 121196595
MAIL ADDRESS:
STREET 1: 667 MADISON AVE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10021
13F-HR
1
mm13fhr0912.txt
+TYPE 13F-HR
PERIOD 09/30/2012
FILER
CIK 0000845833
CCC 4zcn@tob
FILER
SROS NONE
SUBMISSION-CONTACT
NAME JOHN WILKENS
PHONE 212-372-2517
NOTIFY-INTERNET jwilkens@markasset.com
DOCUMENT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ x ]; Amendment Number:1
This Amendment (Check only one.):[ x ] is a new restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morris Mark
Address: 667 Madison Avenue, 9th Floor
New York, NY 10065
13F File Number: 28-2406
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Morris Mark
Phone: 212-372-2500
Signature, Place, and Date of Signing:
Morris Mark, New York, NY, November 12, 2012
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:3
Form 13F Information Table Entry Total:185
Form 13F Information Table Value Total:$302488
List of Other Included Managers:
No. 13F File Number Name
01 28-02479 MARK PARTNERS
02 28-02595 MARK ASSET MANAGEMENT CORP.
03 28-02821 MARK INTERNATIONAL PARTNERS, L.P.
Form 13F Information Table
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- --------- -------- --- ---- ------- ---------- -------- -------- --------
AIR PRODS & CHEMS INC COM 009158106 53 642 SH Defined 02 642
AMAZON COM INC COM 023135106 4142 16286 SH Defined 01 16286
AMAZON COM INC COM 023135106 4160 16358 SH Defined 02 16358
AMAZON COM INC COM 023135106 5883 23133 SH Defined 03 23133
APPLE INC CALL 037833100 8405 12600 SH CALL Defined 01 12600
APPLE INC CALL 037833100 3202 4800 SH CALL Defined 02 4800
APPLE INC CALL 037833100 10407 15600 SH CALL Defined 03 15600
APPLE INC COM 037833100 7771 11649 SH Defined 01 11649
APPLE INC COM 037833100 10732 16088 SH Defined 02 16088
APPLE INC COM 037833100 12298 18435 SH Defined 03 18435
ATLAS ENERGY LP COM UNITS LP 04930A104 94 2708 SH Defined 02 2708
ATLAS ENERGY LP COM UNITS LP 04930A104 240 6937 SH Defined 03 6937
BAIDU INC SPON ADR REP A 056752108 245 2092 SH Defined 03 2092
BANK OF AMERICA CORPORATION COM 060505104 129 14603 SH Defined 03 14603
BLACKROCK INC COM 09247X101 120 675 SH Defined 02 675
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1477 103457 SH Defined 01 103457
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1652 115675 SH Defined 02 115675
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2240 156859 SH Defined 03 156859
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 86 3100 SH Defined 02 3100
BOSTON PROPERTIES INC COM 101121101 556 5025 SH Defined 02 5025
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 192 4000 SH Defined 02 4000
CATERPILLAR INC DEL COM 149123101 107 1238 SH Defined 03 1238
CF INDS HLDGS INC COM 125269100 1998 8990 SH Defined 01 8990
CF INDS HLDGS INC COM 125269100 1832 8243 SH Defined 02 8243
CF INDS HLDGS INC COM 125269100 2378 10701 SH Defined 03 10701
CME GROUP INC COM 12572Q105 2373 41415 SH Defined 01 41415
CME GROUP INC COM 12572Q105 2963 51719 SH Defined 02 51719
CME GROUP INC COM 12572Q105 3520 61440 SH Defined 03 61440
COACH INC COM 189754104 78 1400 SH Defined 02 1400
COACH INC COM 189754104 90 1600 SH Defined 03 1600
COCA COLA CO COM 191216100 167 4406 SH Defined 02 4406
CONTINENTAL RESOURCES INC COM 212015101 1701 22115 SH Defined 01 22115
CONTINENTAL RESOURCES INC COM 212015101 1674 21770 SH Defined 02 21770
CONTINENTAL RESOURCES INC COM 212015101 2133 27740 SH Defined 03 27740
CORNING INC COM 219350105 89 6800 SH Defined 02 6800
CORNING INC COM 219350105 132 10000 SH Defined 03 10000
CUMMINS INC COM 231021106 1419 15389 SH Defined 01 15389
CUMMINS INC COM 231021106 1980 21471 SH Defined 02 21471
CUMMINS INC COM 231021106 2190 23750 SH Defined 03 23750
DEVON ENERGY CORP NEW COM 25179M103 339 5609 SH Defined 03 5609
DOLLAR TREE INC COM 256746108 121 2500 SH Defined 03 2500
DU PONT E I DE NEMOURS & CO COM 263534109 89 1764 SH Defined 02 1764
DUNKIN BRANDS GROUP INC COM 265504100 102 3500 SH Defined 03 3500
EBAY INC COM 278642103 3791 78370 SH Defined 01 78370
EBAY INC COM 278642103 4069 84131 SH Defined 02 84131
EBAY INC COM 278642103 5645 116699 SH Defined 03 116699
ELECTRONIC ARTS INC COM 285512109 164 12932 SH Defined 03 12932
ENCANA CORP COM 292505104 136 6200 SH Defined 02 6200
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 64 1500 SH Defined 02 1500
ENTERPRISE PRODS PARTNERS L COM 293792107 623 11624 SH Defined 02 11624
EOG RES INC COM 26875P101 2997 26749 SH Defined 01 26749
EOG RES INC COM 26875P101 3867 34514 SH Defined 02 34514
EOG RES INC COM 26875P101 4556 40664 SH Defined 03 40664
FACEBOOK INC CL A 30303M102 352 16229 SH Defined 01 16229
FACEBOOK INC CL A 30303M102 248 11434 SH Defined 02 11434
FACEBOOK INC CL A 30303M102 559 25801 SH Defined 03 25801
FAMILY DLR STORES INC COM 307000109 186 2800 SH Defined 03 2800
FUSION-IO INC COM 36112J104 383 12665 SH Defined 01 12665
FUSION-IO INC COM 36112J104 417 13787 SH Defined 02 13787
FUSION-IO INC COM 36112J104 592 19561 SH Defined 03 19561
GOLDCORP INC NEW COM 380956409 1431 31201 SH Defined 01 31201
GOLDCORP INC NEW COM 380956409 1198 26134 SH Defined 02 26134
GOLDCORP INC NEW COM 380956409 1773 38665 SH Defined 03 38665
GOOGLE INC CALL 38259P508 4753 6300 SH CALL Defined 01 6300
GOOGLE INC CALL 38259P508 1810 2400 SH CALL Defined 02 2400
GOOGLE INC CALL 38259P508 5884 7800 SH CALL Defined 03 7800
GOOGLE INC CL A 38259P508 4821 6390 SH Defined 01 6390
GOOGLE INC CL A 38259P508 5597 7418 SH Defined 02 7418
GOOGLE INC CL A 38259P508 5766 7642 SH Defined 03 7642
HOME DEPOT INC COM 437076102 1714 28397 SH Defined 01 28397
HOME DEPOT INC COM 437076102 1770 29324 SH Defined 02 29324
HOME DEPOT INC COM 437076102 2314 38337 SH Defined 03 38337
HOST HOTELS & RESORTS INC COM 44107P104 1429 89045 SH Defined 01 89045
HOST HOTELS & RESORTS INC COM 44107P104 2177 135633 SH Defined 02 135633
HOST HOTELS & RESORTS INC COM 44107P104 2041 127189 SH Defined 03 127189
HOWARD HUGHES CORP COM 44267D107 364 5124 SH Defined 01 5124
HOWARD HUGHES CORP COM 44267D107 325 4579 SH Defined 02 4579
HOWARD HUGHES CORP COM 44267D107 457 6435 SH Defined 03 6435
HYATT HOTELS CORP COM CL A 448579102 135 3353 SH Defined 01 3353
HYATT HOTELS CORP COM CL A 448579102 169 4207 SH Defined 02 4207
HYATT HOTELS CORP COM CL A 448579102 178 4440 SH Defined 03 4440
INERGY L P UNIT LTD PTNR 456615103 19 1000 SH Defined 02 1000
INTEL CORP COM 458140100 58 2563 SH Defined 02 2563
ISHARES TR US TIPS BD FD 464287176 183 1500 SH Defined 02 1500
JOHNSON & JOHNSON COM 478160104 62 900 SH Defined 02 900
JOHNSON CTLS INC COM 478366107 49 1800 SH Defined 02 1800
KBR INC COM 48242W106 121 4050 SH Defined 03 4050
LENNAR CORP CL A 526057104 4648 133684 SH Defined 01 133684
LENNAR CORP CL A 526057104 5955 171279 SH Defined 02 171279
LENNAR CORP CL A 526057104 6578 189192 SH Defined 03 189192
LENNAR CORP CL B 526057302 289 10717 SH Defined 01 10717
LENNAR CORP CL B 526057302 291 10806 SH Defined 02 10806
LENNAR CORP CL B 526057302 381 14133 SH Defined 03 14133
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 275 5535 SH Defined 01 5535
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 268 5390 SH Defined 02 5390
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 351 7075 SH Defined 03 7075
LIBERTY INTERACTIVE CORP RIGHTS 99/99/999953071M112 16 1216 SH Defined 01 1216
LIBERTY INTERACTIVE CORP RIGHTS 99/99/999953071M112 16 1172 SH Defined 02 1172
LIBERTY INTERACTIVE CORP RIGHTS 99/99/999953071M112 20 1482 SH Defined 03 1482
LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 251 13551 SH Defined 03 13551
LINKEDIN CORP COM CL A 53578A108 1333 11074 SH Defined 01 11074
LINKEDIN CORP COM CL A 53578A108 1420 11793 SH Defined 02 11793
LINKEDIN CORP COM CL A 53578A108 1600 13291 SH Defined 03 13291
LIONS GATE ENTMNT CORP COM NEW 535919203 152 9974 SH Defined 03 9974
LIVE NATION ENTERTAINMENT IN COM 538034109 95 11000 SH Defined 03 11000
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 131 1500 SH Defined 02 1500
MCDONALDS CORP COM 580135101 119 1300 SH Defined 02 1300
MGM RESORTS INTERNATIONAL COM 552953101 1073 99859 SH Defined 01 99859
MGM RESORTS INTERNATIONAL COM 552953101 1062 98755 SH Defined 02 98755
MGM RESORTS INTERNATIONAL COM 552953101 1328 123504 SH Defined 03 123504
MICROSOFT CORP COM 594918104 122 4100 SH Defined 02 4100
MONSANTO CO NEW COM 61166W101 1334 14658 SH Defined 01 14658
MONSANTO CO NEW COM 61166W101 1302 14302 SH Defined 02 14302
MONSANTO CO NEW COM 61166W101 1624 17840 SH Defined 03 17840
MONSTER BEVERAGE CORP COM 611740101 124 2300 SH Defined 03 2300
NIKE INC CL B 654106103 703 7411 SH Defined 01 7411
NIKE INC CL B 654106103 825 8690 SH Defined 02 8690
NIKE INC CL B 654106103 1216 12810 SH Defined 03 12810
NORFOLK SOUTHERN CORP COM 655844108 45 700 SH Defined 02 700
NOVAGOLD RES INC COM NEW 66987E206 552 98598 SH Defined 01 98598
NOVAGOLD RES INC COM NEW 66987E206 528 94200 SH Defined 02 94200
NOVAGOLD RES INC COM NEW 66987E206 693 123714 SH Defined 03 123714
NUSTAR ENERGY LP UNIT COM 67058H102 250 4910 SH Defined 02 4910
OCCIDENTAL PETE CORP DEL COM 674599105 146 1700 SH Defined 02 1700
OCH ZIFF CAP MGMT GROUP CL A 67551U105 145 14983 SH Defined 02 14983
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 417 7000 SH Defined 02 7000
PANDORA MEDIA INC COM 698354107 412 37669 SH Defined 01 37669
PANDORA MEDIA INC COM 698354107 392 35806 SH Defined 02 35806
PANDORA MEDIA INC COM 698354107 509 46525 SH Defined 03 46525
PIONEER NAT RES CO COM 723787107 2365 22651 SH Defined 01 22651
PIONEER NAT RES CO COM 723787107 2903 27804 SH Defined 02 27804
PIONEER NAT RES CO COM 723787107 3541 33921 SH Defined 03 33921
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 211 2387 SH Defined 02 2387
PRICE T ROW GROUP INC COM 74144T108 180 2847 SH Defined 03 2847
PRICELINE COM INC COM NEW 741503403 977 1578 SH Defined 01 1578
PRICELINE COM INC COM NEW 741503403 833 1346 SH Defined 02 1346
PRICELINE COM INC COM NEW 741503403 1305 2108 SH Defined 03 2108
PULTE HOMES INC COM 745867101 1128 72757 SH Defined 01 72757
PULTE HOMES INC COM 745867101 1142 73676 SH Defined 02 73676
PULTE HOMES INC COM 745867101 1397 90137 SH Defined 03 90137
QUALCOMM INC COM 747525103 2065 33057 SH Defined 01 33057
QUALCOMM INC COM 747525103 3132 50138 SH Defined 02 50138
QUALCOMM INC COM 747525103 3398 54387 SH Defined 03 54387
REGAL ENTMT GROUP CL A 758766109 77 5500 SH Defined 02 5500
SCHWAB CHARLES CORP NEW COM 808513105 1719 134430 SH Defined 01 134430
SCHWAB CHARLES CORP NEW COM 808513105 2253 176247 SH Defined 02 176247
SCHWAB CHARLES CORP NEW COM 808513105 2611 204208 SH Defined 03 204208
SPDR GOLD TRUST GOLD SHS 78463V107 204 1189 SH Defined 03 1189
STANDARD PAC CORP NEW COM 85375C101 564 83360 SH Defined 01 83360
STANDARD PAC CORP NEW COM 85375C101 573 84720 SH Defined 02 84720
STANDARD PAC CORP NEW COM 85375C101 699 103391 SH Defined 03 103391
STARBUCKS CORP COM 855244109 3012 59400 SH Defined 01 59400
STARBUCKS CORP COM 855244109 3626 71496 SH Defined 02 71496
STARBUCKS CORP COM 855244109 4475 88249 SH Defined 03 88249
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 83 2000 SH Defined 02 2000
SUNCOKE ENERGY INC COM 86722A103 454 28158 SH Defined 01 28158
SUNCOKE ENERGY INC COM 86722A103 443 27468 SH Defined 02 27468
SUNCOKE ENERGY INC COM 86722A103 547 33951 SH Defined 03 33951
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 115 11000 SH Defined 03 11000
TOLL BROTHERS INC COM 889478103 3856 116048 SH Defined 01 116048
TOLL BROTHERS INC COM 889478103 4397 132333 SH Defined 02 132333
TOLL BROTHERS INC COM 889478103 5386 162068 SH Defined 03 162068
VIACOM INC NEW CL B 92553P201 145 2700 SH Defined 03 2700
VISA INC COM CL A 92826C839 808 6014 SH Defined 01 6014
VISA INC COM CL A 92826C839 771 5744 SH Defined 02 5744
VISA INC COM CL A 92826C839 971 7233 SH Defined 03 7233
VMWARE INC CL A COM 928563402 1095 11322 SH Defined 01 11322
VMWARE INC CL A COM 928563402 1047 10826 SH Defined 02 10826
VMWARE INC CL A COM 928563402 1592 16453 SH Defined 03 16453
WEYERHAEUSER CO COM 962166104 87 3317 SH Defined 02 3317
WYNN RESORTS LTD COM 983134107 1135 9836 SH Defined 01 9836
WYNN RESORTS LTD COM 983134107 1317 11405 SH Defined 02 11405
WYNN RESORTS LTD COM 983134107 1764 15282 SH Defined 03 15282
YAHOO INC COM 984332106 481 30139 SH Defined 01 30139
YAHOO INC COM 984332106 444 27822 SH Defined 02 27822
YAHOO INC COM 984332106 608 38039 SH Defined 03 38039
YELP INC CL A 985817105 687 25407 SH Defined 01 25407
YELP INC CL A 985817105 564 20861 SH Defined 02 20861
YELP INC CL A 985817105 970 35866 SH Defined 03 35866
YUM BRANDS INC COM 988498101 2272 34248 SH Defined 01 34248
YUM BRANDS INC COM 988498101 2725 41080 SH Defined 02 41080
YUM BRANDS INC COM 988498101 3223 48583 SH Defined 03 48583
ZILLOW INC CL A 98954A107 1351 32020 SH Defined 01 32020
ZILLOW INC CL A 98954A107 1151 27290 SH Defined 02 27290
ZILLOW INC CL A 98954A107 1812 42955 SH Defined 03 42955