0000845833-12-000017.txt : 20121113 0000845833-12-000017.hdr.sgml : 20121112 20121113102600 ACCESSION NUMBER: 0000845833-12-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARK MORRIS ET AL CENTRAL INDEX KEY: 0000845833 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02406 FILM NUMBER: 121196595 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 mm13fhr0912.txt +TYPE 13F-HR PERIOD 09/30/2012 FILER CIK 0000845833 CCC 4zcn@tob FILER SROS NONE SUBMISSION-CONTACT NAME JOHN WILKENS PHONE 212-372-2517 NOTIFY-INTERNET jwilkens@markasset.com DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ x ]; Amendment Number:1 This Amendment (Check only one.):[ x ] is a new restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Morris Mark Address: 667 Madison Avenue, 9th Floor New York, NY 10065 13F File Number: 28-2406 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Morris Mark Phone: 212-372-2500 Signature, Place, and Date of Signing: Morris Mark, New York, NY, November 12, 2012 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:3 Form 13F Information Table Entry Total:185 Form 13F Information Table Value Total:$302488 List of Other Included Managers: No. 13F File Number Name 01 28-02479 MARK PARTNERS 02 28-02595 MARK ASSET MANAGEMENT CORP. 03 28-02821 MARK INTERNATIONAL PARTNERS, L.P. Form 13F Information Table Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- --------- -------- --- ---- ------- ---------- -------- -------- -------- AIR PRODS & CHEMS INC COM 009158106 53 642 SH Defined 02 642 AMAZON COM INC COM 023135106 4142 16286 SH Defined 01 16286 AMAZON COM INC COM 023135106 4160 16358 SH Defined 02 16358 AMAZON COM INC COM 023135106 5883 23133 SH Defined 03 23133 APPLE INC CALL 037833100 8405 12600 SH CALL Defined 01 12600 APPLE INC CALL 037833100 3202 4800 SH CALL Defined 02 4800 APPLE INC CALL 037833100 10407 15600 SH CALL Defined 03 15600 APPLE INC COM 037833100 7771 11649 SH Defined 01 11649 APPLE INC COM 037833100 10732 16088 SH Defined 02 16088 APPLE INC COM 037833100 12298 18435 SH Defined 03 18435 ATLAS ENERGY LP COM UNITS LP 04930A104 94 2708 SH Defined 02 2708 ATLAS ENERGY LP COM UNITS LP 04930A104 240 6937 SH 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