0001752724-23-049985.txt : 20230301
0001752724-23-049985.hdr.sgml : 20230301
20230301130530
ACCESSION NUMBER: 0001752724-23-049985
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221230
FILED AS OF DATE: 20230301
DATE AS OF CHANGE: 20230301
PERIOD START: 20221231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
CENTRAL INDEX KEY: 0000845611
IRS NUMBER: 133523423
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05715
FILM NUMBER: 23692157
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2123098408
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE YORK
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE
DATE OF NAME CHANGE: 19970507
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC
DATE OF NAME CHANGE: 19920703
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000845611
XXXXXXXX
Gabelli Convertible & Income Securities Fund Inc
811-05715
0000845611
549300XKRPOM8NVRNE70
One Corporate Center
Rye
10580-1422
1-800-422-3554
Gabelli Convertible & Income Securities Fund Inc
549300XKRPOM8NVRNE70
2022-12-31
2022-12-30
N
97652472.77
17400860.99
80251611.78
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
15000000.00000000
6098.99000000
USD
N
Costco Wholesale Corp
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160K105
200.00000000
NS
USD
91300.00000000
0.113767185449
Long
EC
CORP
US
N
1
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
900000.00000000
PA
USD
744750.00000000
0.928018744398
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
Julius Baer Group Ltd
5299007MF0604ZGJER92
Julius Baer Group Ltd
000000000
1200.00000000
NS
69898.88000000
0.087099658747
Long
EC
CORP
CH
N
1
N
N
N
XOMETRY INC
5493006JFRGU7YRRXE44
Xometry Inc
98423FAA7
613000.00000000
PA
USD
520800.85000000
0.648959987779
Long
DBT
CORP
US
Y
2
2027-02-01
Fixed
1.00000000
N
N
N
N
N
Xometry Inc
Xometry Inc
USD
XXXX
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
1400000.00000000
PA
USD
1202600.00000000
1.498536880850
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
500.00000000
NS
USD
88325.00000000
0.110060094795
Long
EC
CORP
US
N
1
N
N
N
SPIRE INC
549300NXSY15DRY2R511
Spire Inc
84857L606
11150.00000000
NS
USD
556719.50000000
0.693717531214
Long
EP
CORP
US
N
2
N
N
N
LIBERTY LATIN AMERICA
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
53069QAB5
700000.00000000
PA
USD
624750.00000000
0.778489037345
Long
DBT
CORP
BM
N
2
2024-07-15
Fixed
2.00000000
N
N
N
N
Y
Liberty Latin America Ltd
Liberty Latin America Ltd
USD
XXXX
N
N
N
American Express Co
R4PP93JZOLY261QX3811
American Express Co
025816109
1200.00000000
NS
USD
177300.00000000
0.220930142170
Long
EC
CORP
US
N
1
N
N
N
SEMTECH CORP
549300J7WUY317SW6O61
Semtech Corp
816850AE1
1000000.00000000
PA
USD
1027500.00000000
1.280348116641
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
1.62500000
N
N
N
N
N
Semtech Corp
Semtech Corp
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
500000.00000000
PA
USD
1015750.00000000
1.265706666159
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
400.00000000
NS
USD
56356.00000000
0.070224134755
Long
EC
CORP
US
N
1
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
1000.00000000
NS
USD
1146520.00000000
1.428656664420
Long
EP
CORP
US
N
2
N
N
N
MARRIOTT VACATION WORLDW
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164YAE7
900000.00000000
PA
USD
891000.00000000
1.110258074869
Long
DBT
CORP
US
Y
2
2027-12-15
Fixed
3.25000000
N
N
N
N
Y
Marriott Vacations Worldwide C
Marriott Vacations Worldwide Corp
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115Q407
35000.00000000
NS
USD
1772400.00000000
2.208553773173
Long
EP
CORP
US
N
1
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAL5
1600000.00000000
PA
USD
1548800.00000000
1.929930085698
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
0.37500000
N
N
N
N
Y
Akamai Technologies Inc
Akamai Technologies Inc
USD
XXXX
N
N
N
KALEYRA INC
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379AA1
1500000.00000000
PA
USD
1173882.92000000
1.462753076185
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AG6
125000.00000000
PA
USD
114500.00000000
0.142676262146
Long
DBT
CORP
US
Y
2
2027-06-15
Fixed
2.25000000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
3D SYSTEMS CORP
5493003HHDOCCW4OP744
3D Systems Corp
88554DAD8
1500000.00000000
PA
USD
1030500.00000000
1.284086359318
Long
DBT
CORP
US
N
2
2026-11-15
None
0.00000000
N
N
N
N
Y
3D Systems Corp
3D Systems Corp
USD
XXXX
N
N
N
Kyndryl Holdings Inc
549300LQ4LWX2R8ZV130
Kyndryl Holdings Inc
50155Q100
2500.00000000
NS
USD
27800.00000000
0.034641048800
Long
EC
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
1000000.00000000
PA
USD
629000.00000000
0.783784881136
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
ITT Inc
549300KDSERHTJOXUS80
ITT Inc
45073V108
600.00000000
NS
USD
48660.00000000
0.060634296210
Long
EC
CORP
US
N
1
N
N
N
Remy Cointreau SA
5493004V6A3Z027YT216
Remy Cointreau SA
000000000
600.00000000
NS
101221.75000000
0.126130488540
Long
EC
CORP
FR
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796YK9
265000.00000000
PA
USD
262972.11000000
0.327684521428
Long
DBT
UST
US
N
2
2023-03-09
None
0.00000000
N
N
N
N
N
N
LANTHEUS HOLDINGS INC
5299005HUB5IOJGO7S39
Lantheus Holdings Inc
516544AA1
700000.00000000
PA
USD
708330.00000000
0.882636478307
Long
DBT
CORP
US
Y
2
2027-12-15
Fixed
2.62500000
N
N
N
N
N
Lantheus Holdings Inc
Lantheus Holdings Inc
USD
XXXX
N
N
N
Pernod Ricard SA
52990097YFPX9J0H5D87
Pernod Ricard SA
000000000
600.00000000
NS
118017.11000000
0.147058865712
Long
EC
CORP
FR
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
300.00000000
NS
USD
25506.00000000
0.031782539234
Long
EC
CORP
US
N
1
N
N
N
Dana Inc
KVWHW7YLZPFJM8QYNJ51
Dana Inc
235825205
3200.00000000
NS
USD
48416.00000000
0.060330252472
Long
EC
CORP
US
N
1
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
700000.00000000
PA
USD
991900.00000000
1.235987636882
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAE9
500000.00000000
PA
USD
591562.50000000
0.737134727738
Long
DBT
CORP
US
Y
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
Halozyme Therapeutics Inc
Halozyme Therapeutics Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
750000.00000000
PA
USD
838264.22000000
1.044545027080
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAC5
2000000.00000000
PA
USD
1900000.00000000
2.367553695006
Long
DBT
CORP
US
Y
2
2027-06-01
Fixed
3.50000000
N
N
N
N
N
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
1500.00000000
NS
USD
166425.00000000
0.207379012469
Long
EC
CORP
US
N
1
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AF8
1000000.00000000
PA
USD
1138000.00000000
1.418040055219
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.62500000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AL6
1320000.00000000
PA
USD
1267860.00000000
1.579856119869
Long
DBT
CORP
US
Y
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
Liberty Media Corp-Liberty For
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AH0
460000.00000000
PA
USD
621276.00000000
0.774160152325
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
2.50000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAB0
865000.00000000
PA
USD
406550.00000000
0.506594186686
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
Crown Castle Inc
54930012H97VSM0I2R19
Crown Castle Inc
22822V101
7205.00000000
NS
USD
977286.20000000
1.217777659941
Long
EC
CORP
US
N
1
N
N
N
POST HOLDINGS INC
JM1I5YUAURL6DC8N1468
Post Holdings Inc
737446AS3
500000.00000000
PA
USD
527600.00000000
0.657432278676
Long
DBT
CORP
US
Y
2
2027-08-15
Fixed
2.50000000
N
N
N
N
N
Post Holdings Inc
Post Holdings Inc
USD
XXXX
N
N
N
DESKTOP METAL INC
254900C3ZY0EFO5PGJ27
Desktop Metal Inc
25058XAC9
500000.00000000
PA
USD
477750.00000000
0.595315146205
Long
DBT
CORP
US
Y
2
2027-05-15
Fixed
6.00000000
N
N
N
N
Y
Desktop Metal Inc
Desktop Metal Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAD1
1250000.00000000
PA
USD
1078125.00000000
1.343430961804
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
8X8 INC
254900XWSOC5U1BRW939
8x8 Inc
282914AB6
1265000.00000000
PA
USD
1157463.18000000
1.442292751917
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
0.50000000
N
N
N
N
Y
8x8 Inc
8x8 Inc
USD
XXXX
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
1500.00000000
NS
USD
61935.00000000
0.077176020052
Long
EC
CORP
US
N
1
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F713
40000.00000000
NS
USD
2007600.00000000
2.501631998997
Long
EP
CORP
US
N
1
N
N
N
CHEFS' WAREHOUSE THE
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086AD3
1000000.00000000
PA
USD
1004400.00000000
1.251563648034
Long
DBT
CORP
US
Y
2
2028-12-15
Fixed
2.37500000
N
N
N
N
N
Chefs' Warehouse Inc/The
Chefs' Warehouse Inc/The
USD
XXXX
N
N
N
Grupo Televisa SAB
549300O4AF0C816ILN62
Grupo Televisa SAB
40049J206
12000.00000000
NS
USD
54720.00000000
0.068185546416
Long
EC
CORP
MX
N
1
N
N
N
PARATEK PHARMACEUTICALS
5493007V5QDIWECEYV79
Paratek Pharmaceuticals Inc
699374AB0
750000.00000000
PA
USD
659400.00000000
0.821665740256
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
4.75000000
N
N
N
N
N
Paratek Pharmaceuticals Inc
Paratek Pharmaceuticals Inc
USD
XXXX
N
N
N
NEXTERA ENERGY PARTNERS
5493008F4ZOQFNG3WN54
NextEra Energy Partners LP
65341BAG1
925000.00000000
PA
USD
867650.00000000
1.081162086038
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
2.50000000
N
N
N
N
N
NextEra Energy Partners LP
NextEra Energy Partners LP
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAB7
2100000.00000000
PA
USD
1368150.00000000
1.704825572538
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AA0
1097000.00000000
PA
USD
951099.00000000
1.185146290403
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
0.25000000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
Halliburton Co
ENYF8GB5SMQZ25S06U51
Halliburton Co
406216101
2000.00000000
NS
USD
78700.00000000
0.098066566208
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796YM5
15175000.00000000
PA
USD
15019730.77000000
18.71579951711
Long
DBT
UST
US
N
2
2023-03-30
None
0.00000000
N
N
N
N
N
N
VERITONE INC
549300XTAS2FCSL4EL89
Veritone Inc
92347MAB6
1118000.00000000
PA
USD
679185.00000000
0.846319450706
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
1.75000000
N
N
N
N
Y
Veritone Inc
Veritone Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAB8
585000.00000000
PA
USD
617175.00000000
0.769049974587
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
1750000.00000000
PA
USD
1327900.00000000
1.654670816631
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
Boeing Co/The
RVHJWBXLJ1RFUBSY1F30
Boeing Co/The
097023105
400.00000000
NS
USD
76196.00000000
0.094946379655
Long
EC
CORP
US
N
1
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HBD2
472000.00000000
PA
USD
322753.60000000
0.402177093819
Long
DBT
CORP
BM
N
2
2027-02-15
Fixed
1.12500000
N
N
N
N
Y
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAG9
1410000.00000000
PA
USD
1145625.00000000
1.427541422022
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
2.62500000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
Match Group Financeco 3 Inc
5493003IEL8HSZKWUI17
Match Group Financeco 3 Inc
44932KAA4
1500000.00000000
PA
USD
1300500.00000000
1.620528200187
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
1065000.00000000
PA
USD
953814.00000000
1.188529400025
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAF6
2000000.00000000
PA
USD
1286000.00000000
1.602460027252
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AF5
560000.00000000
PA
USD
572936.00000000
0.713924602001
Long
DBT
CORP
US
Y
2
2029-06-01
Fixed
4.00000000
N
N
N
N
N
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
2000.00000000
NS
USD
78800.00000000
0.098191174298
Long
EC
CORP
US
N
1
N
N
N
EDGIO INC
529900BNCMDQGEKW5M59
Edgio Inc
53261MAB0
1550000.00000000
PA
USD
1332240.75000000
1.660079742263
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
ARBOR REALTY TRUST INC
549300ASFUWYQO0RW077
Arbor Realty Trust Inc
038923AZ1
1000000.00000000
PA
USD
998500.00000000
1.244211770770
Long
DBT
CORP
US
Y
2
2025-08-01
Fixed
7.50000000
N
N
N
N
Y
Arbor Realty Trust Inc
Arbor Realty Trust Inc
USD
XXXX
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
1000.00000000
NS
USD
45230.00000000
0.056360238750
Long
EC
CORP
US
N
1
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AC6
100000.00000000
PA
USD
90550.00000000
0.112832624780
Long
DBT
CORP
US
Y
2
2029-12-01
Fixed
1.87500000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
VERINT SYSTEMS INC
549300KEQJS5FRVUCO94
Verint Systems Inc
92343XAC4
1995000.00000000
PA
USD
1745625.00000000
2.175189957287
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
0.25000000
N
N
N
N
Y
Verint Systems Inc
Verint Systems Inc
USD
XXXX
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AA0
950000.00000000
PA
USD
1109600.00000000
1.382651357884
Long
DBT
CORP
US
Y
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
Ormat Technologies Inc
Ormat Technologies Inc
USD
XXXX
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
500.00000000
NS
USD
67050.00000000
0.083549723815
Long
EC
CORP
US
N
1
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AE5
750000.00000000
PA
USD
638475.00000000
0.795591497589
Long
DBT
CORP
US
Y
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
MAKEMYTRIP LIMITED
529900DNT8HNJ7RYUO60
MakeMyTrip Ltd
56087FAB0
800000.00000000
PA
USD
798400.00000000
0.994870984259
Long
DBT
CORP
MU
N
2
2028-02-15
None
0.00000000
N
N
N
N
N
MakeMyTrip Ltd
MakeMyTrip Ltd
USD
XXXX
N
N
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAB6
1208000.00000000
PA
USD
1233972.00000000
1.537628930597
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
Array Technologies Inc
Array Technologies Inc
USD
XXXX
N
N
N
Textron Inc
3PPKBHUG1HD6BO7RNR87
Textron Inc
883203101
3600.00000000
NS
USD
254880.00000000
0.317601097780
Long
EC
CORP
US
N
1
N
N
N
BRAEMAR HOTELS & RESORTS
549300JDUUEBN868C776
Braemar Hotels & Resorts Inc
10482BAB7
275000.00000000
PA
USD
260804.77000000
0.324983840467
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.50000000
N
N
N
N
N
Braemar Hotels & Resorts Inc
Braemar Hotels & Resorts Inc
USD
XXXX
N
N
N
BIGBEAR.AI HOLDINGS INC
549300XGCF2ELN28CS63
BigBear.ai Holdings Inc
08975BAA7
1000000.00000000
PA
USD
675000.00000000
0.841104602173
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
6.00000000
N
N
N
N
N
BigBear.ai Holdings Inc
BIGBEAR.AI HOLDINGS INC
USD
XXXX
N
N
N
DIGITALBRIDGE OPERATE
5493003D7P9HVU22YM89
Digitalbridge Operating Co LLC
19626LAA5
125000.00000000
PA
USD
172436.62000000
0.214869977281
Long
DBT
CORP
US
Y
2
2025-07-15
Fixed
5.75000000
N
N
N
N
N
DigitalBridge Group Inc
DigitalBridge Group Inc
USD
XXXX
N
N
N
JETBLUE AIRWAYS CORP
54930070J9H97ZO93T57
JetBlue Airways Corp
477143AP6
585000.00000000
PA
USD
429435.08000000
0.535110847589
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
0.50000000
N
N
N
N
N
JetBlue Airways Corp
JetBlue Airways Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796YL7
1285000.00000000
PA
USD
1274356.35000000
1.587951097472
Long
DBT
UST
US
N
2
2023-03-16
None
0.00000000
N
N
N
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AB4
840000.00000000
PA
USD
795900.00000000
0.991755782029
Long
DBT
CORP
IL
N
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
470000.00000000
PA
USD
476345.00000000
0.593564402551
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
2500.00000000
NS
USD
82800.00000000
0.103175497866
Long
EC
CORP
US
N
1
N
N
N
RADIUS GBL INFASTRUCTURE
213800NT341MQ5USBX63
Radius Global Infrastructure Inc
750481AA1
2000000.00000000
PA
USD
1763692.30000000
2.197703274589
Long
DBT
CORP
US
Y
2
2026-09-15
Fixed
2.50000000
N
N
N
N
Y
Radius Global Infrastructure I
Radius Global Infrastructure Inc
USD
XXXX
N
N
N
Swisscom AG
5493005SL9HHOXS3B739
Swisscom AG
000000000
300.00000000
NS
164364.89000000
0.204811948762
Long
EC
CORP
CH
N
1
N
N
N
FORD MOTOR COMPANY
20S05OYHG0MQM4VUIC57
Ford Motor Co
345370CZ1
1000000.00000000
PA
USD
948500.00000000
1.181907726165
Long
DBT
CORP
US
N
2
2026-03-15
None
0.00000000
N
N
N
N
Y
Ford Motor Co
Ford Motor Co
USD
XXXX
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAB2
1992000.00000000
PA
USD
1807740.00000000
2.252590271900
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
850000.00000000
PA
USD
709750.00000000
0.884405913174
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
UPSTART HOLDINGS INC
549300WNB47JRNENIC75
Upstart Holdings Inc
91680MAB3
1750000.00000000
PA
USD
927500.00000000
1.155740027431
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
0.25000000
N
N
N
N
N
Upstart Holdings Inc
Upstart Holdings Inc
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AD7
1500000.00000000
PA
USD
1325250.00000000
1.651368702267
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
0.12500000
N
N
N
N
Y
Okta Inc
Okta Inc
USD
XXXX
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607AC4
705000.00000000
PA
USD
816037.50000000
1.016848735994
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
1.25000000
N
N
N
N
N
Sarepta Therapeutics Inc
Sarepta Therapeutics Inc
USD
XXXX
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
300.00000000
NS
USD
47382.00000000
0.059041804829
Long
EC
CORP
US
N
1
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
1000000.00000000
PA
USD
1204750.00000000
1.501215954768
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
1195000.00000000
PA
USD
785712.50000000
0.979061332941
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
Crane Holdings Co
549300EXNPSXEWUD3N21
Crane Holdings Co
224441105
500.00000000
NS
USD
50225.00000000
0.062584412806
Long
EC
CORP
US
N
1
N
N
N
HCI GROUP INC
549300CZF7EZJH0MPH74
HCI Group Inc
40416EAE3
1750000.00000000
PA
USD
1345312.50000000
1.676368200165
Long
DBT
CORP
US
Y
2
2042-06-01
Fixed
4.75000000
N
N
N
N
Y
HCI Group Inc
HCI Group Inc
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAA0
1750000.00000000
PA
USD
1206625.00000000
1.503552356440
Long
DBT
CORP
US
Y
2
2026-10-15
None
0.00000000
N
N
N
N
Y
SoFi Technologies Inc
SoFi Technologies Inc
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAB5
1610000.00000000
PA
USD
1602956.25000000
1.997413154011
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Sempra Energy
Sempra Energy
USD
XXXX
N
N
N
INDIE SEMICONDUCTOR INC
254900L1MFXFYGB1PV53
indie Semiconductor Inc
45569UAA9
700000.00000000
PA
USD
692300.00000000
0.862661801606
Long
DBT
CORP
US
Y
2
2027-11-15
Fixed
4.50000000
N
N
N
N
Y
indie Semiconductor Inc
indie Semiconductor Inc
USD
XXXX
N
N
N
Roche Holding AG
549300U41AUUVOAAOB37
Roche Holding AG
771195104
8000.00000000
NS
USD
313200.00000000
0.390272535408
Long
EC
CORP
CH
N
1
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAF0
250000.00000000
PA
USD
311100.00000000
0.387655765535
Long
DBT
CORP
US
Y
2
2028-08-01
Fixed
3.75000000
N
N
N
N
N
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
6200.00000000
NS
USD
480934.00000000
0.599282667765
Long
EC
CORP
US
N
1
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAD9
500000.00000000
PA
USD
366300.00000000
0.456439430779
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
DANIMER SCIENTIFIC INC
549300L6Q02MAX72BH35
Danimer Scientific Inc
236272AA8
233000.00000000
PA
USD
90520.50000000
0.112795865394
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
3.25000000
N
N
N
N
Y
Danimer Scientific Inc
Danimer Scientific Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAB1
1440000.00000000
PA
USD
622800.00000000
0.776059179605
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
13000.00000000
NS
USD
591760.00000000
0.737380828714
Long
EC
CORP
US
N
1
N
N
N
NORTHERN OIL AND GAS INC
OKFF0PIZDDMNH4UCYE51
Northern Oil and Gas Inc
665531AH2
1000000.00000000
PA
USD
1080000.00000000
1.345767363477
Long
DBT
CORP
US
Y
2
2029-04-15
Fixed
3.62500000
N
N
N
N
Y
Northern Oil and Gas Inc
Northern Oil and Gas Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AD1
1000000.00000000
PA
USD
1205000.00000000
1.501527474991
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1000000.00000000
PA
USD
942500.00000000
1.174431240812
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AC2
1250000.00000000
PA
USD
1335000.00000000
1.663517990965
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
2.25000000
N
N
N
N
N
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAE9
870000.00000000
PA
USD
662853.00000000
0.825968457577
Long
DBT
CORP
US
Y
2
2028-06-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAF8
3000000.00000000
PA
USD
2332500.00000000
2.906483680844
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
0.12500000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
2023-02-27
Gabelli Convertible & Income Securities Fund Inc
John C. Ball
John C. Ball
Treasurer