0001271163-19-000065.txt : 20191120
0001271163-19-000065.hdr.sgml : 20191120
20191120114225
ACCESSION NUMBER: 0001271163-19-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191118
FILED AS OF DATE: 20191120
DATE AS OF CHANGE: 20191120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05715
FILM NUMBER: 191233446
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
CENTRAL INDEX KEY: 0000845611
IRS NUMBER: 133523423
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2123098408
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE YORK
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE
DATE OF NAME CHANGE: 19970507
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-11-18
0
0000845611
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
GCV
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
1
0
0
1
Control Person of Adviser
Common Stock, Par Value $0.001
2019-11-18
4
S
0
2869
5.6615
D
520111
D
Common Stock, Par Value $0.001
1150732
I
GGCP, Inc.
Common Stock, Par Value $0.001
17575
I
Gabelli & Company Investment Advisers, Inc.
Common Stock, Par Value $0.001
10000
I
MJG IV Limited Partnership
Common Stock, Par Value $0.001
340413
I
Associated Capital Group, Inc.
The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.
The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli
2019-11-20