-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+ijDTk5fvYmWT/85KdrE1M35gHhMet0dKmtxNbH+u41+vhmuUA9bJFFJkVOqHGR i1Lro3fM3NIJ9Y4BG5mLpQ== 0001185533-03-000003.txt : 20030819 0001185533-03-000003.hdr.sgml : 20030819 20030819133424 ACCESSION NUMBER: 0001185533-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030815 FILED AS OF DATE: 20030819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05715 FILM NUMBER: 03855049 BUSINESS ADDRESS: STREET 1: C/O GABELLI ASSET MANAGEMENT INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 16580 BUSINESS PHONE: 9149215017 MAIL ADDRESS: STREET 1: C/O GABELLI ASSET MANAGEMENT INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-15 0 0000845611 GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV 0001185533 GABELLI MARIO J C/O GABELLI ASSET MANAGEMENT INC ONE CORPORATE CENTER RYE NY 10580 1 1 1 0 Chairman and CIO Gabelli Convert. & Inc. Sec. Fund 6.00% Preferred Stock 2003-08-15 4 P 0 14200 24.28 A 14200 I Gabelli Asset Management Inc. Gabelli Convertible & Income Securities Fund Common Stock 2003-08-15 4 S 0 1585 10.03 D 204650 D Gabelli Convertible & Income Securities Fund Common Stock 20908 I Nephew Gabelli Convertible & Income Securities Fund Common Stock 20191 I Niece Gabelli Convertible & Income Securities Fund Common Stock 13334 I Family Partnership Gabelli Convertible & Income Securities Fund Common Stock 206801 I Gabelli Sec. Gabelli Convertible & Income Securities Fund Common Stock 884655 I Gabelli Group CP Gabelli Convertible & Income Securities Fund Common Stock 78248 I Gabelli PSP Owned by custodial accounts, the custodian of which is the reporting person and the beneficiaries of which are the niece and nephew of the reporting person. Mr. Gabelli hereby disclaims beneficial ownership of these shares. Mr. Gabelli has less than a 100% interest in this entity. The securities reported reflect the total amount of securities beneficially owned by this entity, which is greater than Mr. Gabelli's indirect pecuniary interest. Mr. Gabelli hereby disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. /s/ James E. McKee, Attorney-in-Fact for Mario J. Gabelli 2003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----