-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCqO/JKd8F9GD5DFdn82RouOr0vZAoDTaTCzW1ZjloGS9w76a9AC0Drn2fEWXNTk gUBq6L0DZqvgebC53RnDbw== 0000950172-03-000881.txt : 20030319 0000950172-03-000881.hdr.sgml : 20030319 20030318185041 ACCESSION NUMBER: 0000950172-03-000881 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 IRS NUMBER: 133523423 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12961 FILM NUMBER: 03608365 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 8-A12B/A 1 gab8a.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _______________ FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Gabelli Convertible and Income Securities Fund Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 13-352-3423 (State of Incorporation or Organization) (I.R.S. Employer Identification no.) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (zip code) Securities to be registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which each class is to be so registered to be registered Series B 6.00% Cumulative New York Stock Exchange Preferred Stock If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box [x] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box [ ] Securities Act registration statement file number to which this form relates: 333-102494 Securities to be registered pursuant to Section 12(g) of the Act: None (Title of Class) ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The section captioned "Description of Series B Preferred and Series C Auction Rate Preferred" in the Registrant's form of Preliminary Prospectus filed as part of the Registrant's Registration Statement on Form N-2/A (No. 333-102494), dated March 13, 2003, is incorporated herein by reference. ITEM 2. EXHIBITS. The following exhibits have been filed with the Securities and Exchange Commission: (1) Form of Certificate for Common Stock (a) (2) Articles of Amendment and Restatement of the Registrant (b) (3) Form of Certificate for Series B 6.00% Cumulative Preferred Stock ("Series B Preferred") (c) (4) Form of Certificate for Series C Auction Rate Cumulative Preferred Stock ("Series C Auction Rate Preferred") (d) (5) Articles Supplementary defining the rights of holders of the Series B Preferred (e) (6) Articles Supplementary defining the rights of holders the Series C Auction Rate Preferred (f) _________________ (a) Incorporated by reference from Exhibit D to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 33-24541, as filed with the Securities and Exchange Commission on April 4, 1997 (b) Incorporated by reference from Exhibit A to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 33-26644, as filed with the Securities and Exchange Commission on March 31, 1995 (c) Incorporated by reference from Exhibit d(ii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (d) Incorporated by reference from Exhibit d(iii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (e) Incorporated by reference from Exhibit a(iii) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 (f) Incorporated by reference from Exhibit a(iv) to the Registrant's Registration Statement on Form N-2, File Nos. 811-05715 and 333-102494, as filed with the Securities and Exchange Commission on March 13, 2003 Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. The Gabelli Convertible and Income Securities Fund Inc. (Registrant) Date: March 18, 2003 By: /s/ Bruce N. Alpert Name: Bruce N. Alpert Title: President -----END PRIVACY-ENHANCED MESSAGE-----