-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hzi8Kj/m/XdZ+bjVPNT3YkSGf4QkVSLexMtdZe+CA+khyHAxPZKu1558y0IwmYr3 BxN7+kOkv3+eIIdGRO8Ypg== 0000950172-02-002157.txt : 20021011 0000950172-02-002157.hdr.sgml : 20021011 20021011165224 ACCESSION NUMBER: 0000950172-02-002157 CONFORMED SUBMISSION TYPE: N-23C-2 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021112 FILED AS OF DATE: 20021011 EFFECTIVENESS DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC CENTRAL INDEX KEY: 0000845611 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-23C-2 SEC ACT: 1940 Act SEC FILE NUMBER: 817-00877 FILM NUMBER: 02787800 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098408 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE YORK STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SERIES FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI CONVERTIBLE SECURITIES FUND INC /DE DATE OF NAME CHANGE: 19970507 N-23C-2 1 s431573a.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 RULE 23C-2 NOTICE OF INTENTION TO REDEEM SECURITIES OF THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC One Corporate Center Rye, New York 10580-1434 (914) 921-5100 under the Investment Company Act of 1940 Investment Company Act File No. 811-05715 ____________ (1) Title of the class of securities of The Gabelli Convertible and Income Securities Fund Inc. (the "Fund") to be redeemed: 8% Cumulative Preferred Stock, par value of $0.001 per share, liquidation preference of $25 per share ("Preferred Stock"). (2) The date on which the securities are to be called or redeemed: November 12, 2002. (3) The applicable provisions of the governing instrument pursuant to which the securities are to be called or redeemed: The shares of Preferred Stock are to be redeemed pursuant to Article II, paragraphs 3(b) and 3(c) of the Fund's Articles Supplementary creating and fixing the rights of the Preferred Stock, filed with the Securities and Exchange Commission on May 9, 1997 as Exhibit A(2) to the Fund's Registration Statement on Form N-2. (4) The principal amount or number of shares and the basis upon which the securities to be redeemed are to be selected: The Fund intends to redeem 50% (600,000 shares) of the outstanding shares of Preferred Stock. The redemption will be made pro-rata subject to rounding to the nearest whole share, based on the number of shares of Preferred Stock held by each holder on the redemption date. SIGNATURE Pursuant to the requirement of Rule 23c-2 of the Investment Company Act of 1940, the Fund has duly caused this Notice of Intention to Redeem Securities to be signed on its behalf by the undersigned, duly authorized in the State of Maryland on this 11th day of October 2002. THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. By: /s/ Bruce N. Alpert Name: Bruce N. Alpert Title: Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----