-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TswTXpnic8pKSOxrHgljXlB+tCRRcvuVtKG708HhMVqzkozbGO1WPK8JbW9Sae/O Qk1qvtJC0kipU28U0/BQjQ== 9999999997-09-001663.txt : 20090116 9999999997-09-001663.hdr.sgml : 20090116 20090116143700 ACCESSION NUMBER: 9999999997-09-001663 CONFORMED SUBMISSION TYPE: X-17A-5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081128 DATE AS OF CHANGE: 20090116 EFFECTIVENESS DATE: 20081128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE CLEARING INC. CENTRAL INDEX KEY: 0000845539 IRS NUMBER: 943419699 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: X-17A-5/A SEC ACT: 1934 Act SEC FILE NUMBER: 008-40771 FILM NUMBER: 08033428 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY STREET 2: SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-380-1709 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PKWY. STREET 2: SUITE 550 CITY: BIRMINGHAM STATE: AL ZIP: 35209 FORMER COMPANY: FORMER CONFORMED NAME: STERNE AGEE CLEARING DATE OF NAME CHANGE: 20070814 FORMER COMPANY: FORMER CONFORMED NAME: STERNE AGEE CAPITAL MARKETS, INC. DATE OF NAME CHANGE: 20020306 FORMER COMPANY: FORMER CONFORMED NAME: SAL FINANCIAL SERVICES, INC. DATE OF NAME CHANGE: 20020306 X-17A-5/A 1 9999999997-09-001663.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 08033428 for access to the original document. -----END PRIVACY-ENHANCED MESSAGE-----