0001213900-16-010730.txt : 20160209 0001213900-16-010730.hdr.sgml : 20160209 20160209192833 ACCESSION NUMBER: 0001213900-16-010730 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL CORP CENTRAL INDEX KEY: 0000845385 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 954158065 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7028975331 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: REGAL ONE Corp DATE OF NAME CHANGE: 20090730 FORMER COMPANY: FORMER CONFORMED NAME: REGAL ONE CORP DATE OF NAME CHANGE: 19930929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sood Munish CENTRAL INDEX KEY: 0001638756 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00710 FILM NUMBER: 161401707 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77056 3 1 f3031315sood_princeton.xml OWNERSHIP DOCUMENT X0206 3 2015-03-13 1 0000845385 PRINCETON CAPITAL CORP RONED 0001638756 Sood Munish ONE RIVERWAY, SUITE 2020 HOUSTON TX 77056 1 1 0 0 Chief Executive Officer Attached as Exhibit 24 is a Limited Power of Attorney for Munish Sood. /s/ Gregory J. Cannella by limited power of attorney 2015-04-07 EX-24 2 f3031315soodex24_princeton.htm POWER OF ATTORNEY

 

Exhibit 24

 

LIMITED POWER OF ATTORNEY

 

FOR SECTION 16 REPORTING OBLIGATIONS

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of Keith Smith, Gregory Cannella or Joy Sheehan, or either of them acting singly and with full power of substitution, the undersigned's true and lawful attorney-in-fact to:

 

1.             execute for and on behalf of the undersigned, in the undersigned's capacity as an officer or director or both of Princeton Capital Corporation, a Maryland corporation (the “Company”), Forms 3, 4 and 5 (and any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder;

 

2.             do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendments thereto, and timely file such form with the U.S. Securities and Exchange Commission (the “SEC”) and any securities exchange or similar authority, including without limitation the filing of a Form ID or any other documents necessary or appropriate to enable the undersigned to file the Forms 3, 4 and 5 electronically with the SEC;

 

3.             seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned's attorneys-in-fact appointed by this Limited Power of Attorney and approves and ratifies any such release of information; and

 

4.             take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by or for, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such information and disclosure as such attorney-in-fact may approve in such attorney-in-fact's discretion.

 

5.             The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever required, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney and the rights and powers herein granted.

 

6.             The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request and on the behalf of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with, or any liability for the failure to comply with, any provision of Section 16 of the Exchange Act.

 

7.             This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact.

  

[SIGNATURE PAGE FOLLOWS]

 

 
 

 

IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney as of this 13th day of March, 2015.

 

  Signed and acknowledged:
   
  /s/ Munish Sood
  Print Name: Munish Sood

 

  

Limited Power of Attorney for Section 16 Reporting Obligation