0001072613-19-000112.txt : 20190215
0001072613-19-000112.hdr.sgml : 20190215
20190215162320
ACCESSION NUMBER: 0001072613-19-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190214
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 19611798
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05749
FILM NUMBER: 19611799
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHINA FUND INC
CENTRAL INDEX KEY: 0000845379
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6176622789
MAIL ADDRESS:
STREET 1: ONE LINCOLN STREET
CITY: BOSTON
STATE: MA
ZIP: 02111
4
1
china-4_18247.xml
OWNERSHIP DOCUMENT
X0306
4
2019-02-14
1
0000845379
CHINA FUND INC
CHN
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
125738
20.61
D
183119
I
By: Emerging (BMI) Markets Country Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
47454
20.61
D
69109
I
By: Emerging Markets Free Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
101789
20.61
D
148241
I
By: Emerging Markets Global Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
70034
20.61
D
101995
I
By: Emerging Markets Investable Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
166544
20.61
D
242546
I
By: Global Emerging Markets Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
68421
20.61
D
99646
I
By: The Emerging World Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
81392
20.61
D
118535
I
By: Emerging Free Markets Country Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
124185
20.61
D
180856
I
By: Emerging Markets Country Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
18994
20.61
D
27664
I
By: Investable Emerging Markets Country Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
17137
20.61
D
24959
I
By: The EM Plus CEF Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
4737
20.61
D
6900
I
By: The EM Special Situations CEF Focused Fund
Common Stock, par value $.01 per share
2019-02-14
2019-02-14
4
S
0
938677
20.61
D
1367039
I
By: unaffiliated third-party segregated accounts
This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by EM Special Situations CEF Focused Fund.
These securities are beneficially owned by unaffiliated third-party segregated accounts.
/s/ Thomas W. Griffith, Director - City of London Group PLC
2019-02-15
/s/ Thomas W. Griffith, Director - City of London Investment Management Company Limited
2019-02-15