0001072613-19-000112.txt : 20190215 0001072613-19-000112.hdr.sgml : 20190215 20190215162320 ACCESSION NUMBER: 0001072613-19-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190214 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05749 FILM NUMBER: 19611798 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05749 FILM NUMBER: 19611799 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA FUND INC CENTRAL INDEX KEY: 0000845379 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6176622789 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 4 1 china-4_18247.xml OWNERSHIP DOCUMENT X0306 4 2019-02-14 1 0000845379 CHINA FUND INC CHN 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 125738 20.61 D 183119 I By: Emerging (BMI) Markets Country Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 47454 20.61 D 69109 I By: Emerging Markets Free Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 101789 20.61 D 148241 I By: Emerging Markets Global Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 70034 20.61 D 101995 I By: Emerging Markets Investable Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 166544 20.61 D 242546 I By: Global Emerging Markets Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 68421 20.61 D 99646 I By: The Emerging World Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 81392 20.61 D 118535 I By: Emerging Free Markets Country Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 124185 20.61 D 180856 I By: Emerging Markets Country Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 18994 20.61 D 27664 I By: Investable Emerging Markets Country Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 17137 20.61 D 24959 I By: The EM Plus CEF Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 4737 20.61 D 6900 I By: The EM Special Situations CEF Focused Fund Common Stock, par value $.01 per share 2019-02-14 2019-02-14 4 S 0 938677 20.61 D 1367039 I By: unaffiliated third-party segregated accounts This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer. These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by EM Special Situations CEF Focused Fund. These securities are beneficially owned by unaffiliated third-party segregated accounts. /s/ Thomas W. Griffith, Director - City of London Group PLC 2019-02-15 /s/ Thomas W. Griffith, Director - City of London Investment Management Company Limited 2019-02-15