0001209191-17-026660.txt : 20170412
0001209191-17-026660.hdr.sgml : 20170412
20170412153404
ACCESSION NUMBER: 0001209191-17-026660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170410
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEAD KEITH L
CENTRAL INDEX KEY: 0001398164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 17757953
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY, SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-10
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001398164
HEAD KEITH L
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
Vice President
Common Stock, $.01 par value per share
2017-04-10
4
M
0
25619
4.52
A
60905
D
Common Stock, $.01 par value per share
2017-04-10
4
D
0
25619
7.15
D
35286
D
Stock Options
Common Stock, $0.1 par value per share
167631
D
Stock Appreciation Right
4.52
2017-04-10
4
M
0
25619
0.00
D
2020-07-22
Common Stock, $0.1 par value per share
25619
184006
D
On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
The exercise of cash settled stock appreciation rights are shown as an acquisition and disposition of common stock. Because the stock appreciation rights were settled in cash, no shares of common stock were issued to or sold by the reporting person.
Since the date of the reporting person's last ownership filing, 179 shares of common stock beneficially owned by him was transferred to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owning such common stock now owned by his ex-wife.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
A Change of Control transaction occurred on October 7, 2016 causing all Stock Appreciation Rights of the Reporting Person to vest.
Keith L. Head
2017-04-12