0001209191-16-145737.txt : 20161012
0001209191-16-145737.hdr.sgml : 20161012
20161012184321
ACCESSION NUMBER: 0001209191-16-145737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161007
FILED AS OF DATE: 20161012
DATE AS OF CHANGE: 20161012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESSELRODE KARL L
CENTRAL INDEX KEY: 0001270557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 161933869
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-07
0
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001270557
NESSELRODE KARL L
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
0
1
0
0
VP Engineering & Business Dev
Common Stock, $.01 par value per share
2016-10-07
4
M
0
215000
A
279316
D
Common Stock, $.01 par value per share
2016-10-07
4
D
0
61000
0.91
D
218316
D
Common Stock, $.01 par value per share
2016-10-07
4
F
0
42119
0.91
D
176197
D
Stock Options
Common Stock, $0.1 par value per share
683416
D
Stock Appreciation Right
Common Stock, $0.1 par value per share
856000
D
Phantom Stock
2016-10-07
4
M
0
215000
D
2016-10-07
Common Stock, $0.1 par value per share
215000
856000
D
Each share of phantom stock is the economic equivalent of one share of HNR common stock. The reporting person settled 61,000 shares for cash and 154,000 shares for HNR common stock.
Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
Expiration Date not applicable.
Stephen C. Haynes, Attorney-in-Fact
2016-10-12