0001209191-16-145695.txt : 20161012 0001209191-16-145695.hdr.sgml : 20161012 20161012161701 ACCESSION NUMBER: 0001209191-16-145695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161007 FILED AS OF DATE: 20161012 DATE AS OF CHANGE: 20161012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Irelan Robert E CENTRAL INDEX KEY: 0001344625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 161933316 MAIL ADDRESS: STREET 1: 1920 CHALK ROCK COVE CITY: AUSTIN STATE: TX ZIP: 78735 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-07 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001344625 Irelan Robert E 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 1 0 0 0 Common Stock, $.01 par value per share 2016-10-07 4 M 0 93023 A 165690 D Common Stock, $.01 par value per share 2016-10-07 4 D 0 93023 0.91 D 72667 D Phantom Stock 2016-10-07 4 M 0 93023 D 2016-10-07 Common Stock, $.01 par value per share 93023 0 D Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash. Although reflected in Table I, no common stock was actually acquired or disposed of. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. Due to a clerical error, this filing reflects the inadvertent omission to report Phantom Stock granted on September 15, 2016. Expiration Date not applicable. Stephen C. Haynes, Attorney-in-Fact 2016-10-12