0001209191-16-145553.txt : 20161011
0001209191-16-145553.hdr.sgml : 20161011
20161011161456
ACCESSION NUMBER: 0001209191-16-145553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161007
FILED AS OF DATE: 20161011
DATE AS OF CHANGE: 20161011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC.
CENTRAL INDEX KEY: 0000845289
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 770196707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
BUSINESS PHONE: 281-899-5700
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: STE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
FORMER COMPANY:
FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC
DATE OF NAME CHANGE: 20020805
FORMER COMPANY:
FORMER CONFORMED NAME: BENTON OIL & GAS CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cisneros Fajardo Oswaldo J
CENTRAL INDEX KEY: 0001646547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10762
FILM NUMBER: 161931248
MAIL ADDRESS:
STREET 1: 1177 ENCLAVE PARKWAY
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77077
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-07
1
0000845289
HARVEST NATURAL RESOURCES, INC.
HNR
0001646547
Cisneros Fajardo Oswaldo J
1177 ENCLAVE PARKWAY
SUITE 300
HOUSTON
TX
77077
1
0
1
0
Common Stock, $.01 par value per share
2016-10-07
4
D
0
8667597
D
0
I
by CT Energy Holding SRL
Warrant
2016-10-07
4
D
0
34070820
D
Common Stock, $.01 par value per share
34070820
0
I
by CT Energy Holding SRL
On October 7, 2016, CT Energy and Harvest closed a transaction in which CT Energy relinquished all common stock in Harvest. Mr. Cisneros, who is the sole equity-holder of CT Energy, resigned as a director of Harvest on October 7, 2016. A Schedule 13D/A was filed by CT Energy on October 11, 2016.
On October 7, 2016, CT Energy and Harvest closed a transaction in which the warrant issued to CT Energy in June 2015 was terminated. Mr. Cisneros, who is the sole equity-holder of CT Energy, resigned as a director of Harvest on October 7, 2016. A Schedule 13D/A was filed by CT Energy on October 11, 2016.
Date Exercisable and Expiration Date not applicable.
Stephen C. Haynes, Attorney-in-Fact
2016-10-11