0001209191-16-145553.txt : 20161011 0001209191-16-145553.hdr.sgml : 20161011 20161011161456 ACCESSION NUMBER: 0001209191-16-145553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161007 FILED AS OF DATE: 20161011 DATE AS OF CHANGE: 20161011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST NATURAL RESOURCES, INC. CENTRAL INDEX KEY: 0000845289 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 770196707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-899-5700 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: STE 300 CITY: HOUSTON STATE: TX ZIP: 77077 FORMER COMPANY: FORMER CONFORMED NAME: HARVEST NATURAL RESOURCES INC DATE OF NAME CHANGE: 20020805 FORMER COMPANY: FORMER CONFORMED NAME: BENTON OIL & GAS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cisneros Fajardo Oswaldo J CENTRAL INDEX KEY: 0001646547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10762 FILM NUMBER: 161931248 MAIL ADDRESS: STREET 1: 1177 ENCLAVE PARKWAY STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77077 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-07 1 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001646547 Cisneros Fajardo Oswaldo J 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 1 0 1 0 Common Stock, $.01 par value per share 2016-10-07 4 D 0 8667597 D 0 I by CT Energy Holding SRL Warrant 2016-10-07 4 D 0 34070820 D Common Stock, $.01 par value per share 34070820 0 I by CT Energy Holding SRL On October 7, 2016, CT Energy and Harvest closed a transaction in which CT Energy relinquished all common stock in Harvest. Mr. Cisneros, who is the sole equity-holder of CT Energy, resigned as a director of Harvest on October 7, 2016. A Schedule 13D/A was filed by CT Energy on October 11, 2016. On October 7, 2016, CT Energy and Harvest closed a transaction in which the warrant issued to CT Energy in June 2015 was terminated. Mr. Cisneros, who is the sole equity-holder of CT Energy, resigned as a director of Harvest on October 7, 2016. A Schedule 13D/A was filed by CT Energy on October 11, 2016. Date Exercisable and Expiration Date not applicable. Stephen C. Haynes, Attorney-in-Fact 2016-10-11