X0306 4 2014-05-21 0 0000845289 HARVEST NATURAL RESOURCES, INC. HNR 0001421110 Speirs Robert 1177 ENCLAVE PARKWAY SUITE 300 HOUSTON TX 77077 0 1 0 0 Senior Vice President Common Stock, $.01 par value per share 225483 D Stock Options 4.76 2014-05-21 4 A 0 99000 A 2019-05-21 Common Stock, $0.1 par value per share 99000 514600 D Stock Appreciation Right Common Stock, $0.1 par value per share 622600 D Phantom Stock 2014-05-21 4 A 0 78000 A 2017-05-21 2017-05-21 Common Stock, $0.1 par value per share 78000 731934 D Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans. The Options granted are exercisable in one-third increments per year from the effective date of the grant and will be exercisable in full on May 21, 2017. Options granted by the Company's Board of Directors pursuant to the Company's 2006 Long Term Incentive Plan. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. 80,000 options expired by their terms on 2/27/2014. Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Each share of phantom stock is the economic equivalent of one share of HNR common stock. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices. Keith L. Head, by Power of Attorney 2014-05-23