EX-13.(B) 7 dex13b.htm FORM OF APPENDIX A TO THE AMENDED AND RESTATED DISTRIBUTION AND SERVICE PLAN Form of Appendix A to the Amended and Restated Distribution and Service Plan

Exhibit 13(b)

 

APPENDIX A TO AMENDED AND RESTATED DISTRIBUTION AND SERVICE PLAN

 

Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 

Small Cap Value

   Institutional    0 %   0 %

Equity Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
     BlackRock    0 %   .25 %

Small Cap Growth

   Institutional    0 %   0 %

Equity Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Large Cap

   Institutional    0 %   0 %

Growth Equity

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Large Cap Value

   Institutional    0 %   0 %

Equity

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Select Equity

   Institutional    0 %   0 %

Portfolio

   BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Index Equity

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

International

   Institutional    0 %   0 %

Equity Portfolio

   BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 

Balanced

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Low Duration

   Institutional    0 %   0 %

Bond Portfolio

   BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Intermediate

   Institutional    0 %   0 %

Bond Portfolio

  

BlackRock

   0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Intermediate

   Institutional    0 %   0 %

Government Bond

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Government Income

   Institutional    0 %   0 %

Portfolio

   BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Core Bond Total Return

   Institutional    0 %   0 %
     BlackRock    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Managed Income

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

International

   Institutional    0 %   0 %

Bond Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
     BlackRock    0 %   0 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 

Tax-Free Income

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
     BlackRock    0 %   0 %

Pennsylvania

   Institutional    0 %   0 %

Tax-Free

   Service    0 %   .25 %

Income Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

New Jersey Tax-

   Institutional    0 %   0 %

Free Income

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Ohio Tax-Free

   Institutional    0 %   0 %

Income Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Money Market

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
     Hilliard Lyons    .10 %   .25 %

Municipal Money

   Institutional    0 %   0 %

Market Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
     Hilliard Lyons    .10 %   .25 %

U.S. Treasury

   Institutional    0 %   0 %

Money Market

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Ohio Municipal

   Institutional    0 %   0 %

Money Market

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 

Pennsylvania

   Institutional    0 %   0 %

Municipal Money

   Service    0 %   .25 %

Market Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

North Carolina

   Institutional    0 %   0 %

Municipal

   Service    0 %   .25 %

Money Market

   Investor A    .10 %   .25 %

Portfolio

   Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

New Jersey

   Institutional    0 %   0 %

Municipal

   Service    0 %   .25 %

Money Market

   Investor A    .10 %   .25 %

Portfolio

   Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Virginia

   Institutional    0 %   0 %

Municipal

   Service    0 %   .25 %

Money Market

   Investor A    .10 %   .25 %

Portfolio

   Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Multi-Sector

Mortgage

Securities

Portfolio III

   Institutional    0 %   0 %

Mid-Cap Growth

   Institutional    0 %   0 %

Equity Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Mid-Cap Value

   Institutional    0 %   0 %

Equity Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

International

   Institutional    0 %   0 %

Opportunities

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

U.S.

   Institutional    0 %   0 %

Opportunities

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 

GNMA Portfolio

   Institutional    0 %   0 %
     BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Delaware Tax-Free

   Institutional    0 %   0 %

Income

   Service    0 %   .25 %

Portfolio

   Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

Kentucky Tax-Free

   Institutional    0 %   0 %

Income Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

High Yield

   Institutional    0 %   0 %

Bond Portfolio

   BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

BlackRock

Strategic Portfolio I

   Institutional    0 %   0 %

BlackRock

Strategic

Portfolio II

   Institutional    0 %   0 %

Multi-Sector

Mortgage Securities

Portfolio IV

   Institutional    0 %   0 %

Global Science and

   Institutional    0 %   0 %

Technology

   Service    0 %   .25 %

Opportunities

   Investor A    .10 %   .25 %

Portfolio

   Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %

European Equity

   Institutional    0 %   0 %

Portfolio

   Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 
Asia Pacific Equity    Institutional    0 %   0 %
Portfolio    Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Core Equity    Institutional    0 %   0 %
Portfolio                  
Global    Institutional    0 %   0 %
Communications    Service    0 %   .25 %
Portfolio    Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Core PLUS Total    Institutional    0 %   0 %
Return Portfolio    BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Small Cap Core    Institutional    0 %   0 %
Equity Portfolio    Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Enhanced Income    Institutional    0 %   0 %
Portfolio    BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
Ultrashort    Institutional    0 %   0 %
Municipal    BlackRock    0 %   0 %
Portfolio    Service    0 %   .25 %
     Investor A    .10 %   .25 %
                   
Intermediate PLUS    Institutional    0 %   0 %
Bond Portfolio    BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified

Class)


 
Inflation    Institutional    0 %   0 %
Protected Bond    BlackRock    0 %   0 %
Portfolio    Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Dividend Achievers    Institutional    0 %   0 %
Portfolio    Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Exchange Portfolio    BlackRock    0 %   0 %
Small/Mid-Cap Growth Portfolio    Institutional    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Aurora Portfolio    Institutional    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Legacy Portfolio    Institutional    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
Health Sciences Portfolio    Institutional    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


Name of Portfolio


  

Class of Shares


  

Distribution Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified Class)


   

Service Fee

(expressed as

a percentage

of average daily

net assets of

the Portfolio

attributable to

the specified Class)


 
Global Resources Portfolio    Institutional    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %
All-Cap Global    Institutional    0 %   0 %
Resources Portfolio    BlackRock    0 %   0 %
     Service    0 %   .25 %
     Investor A    .10 %   .25 %
     Investor B    .75 %   .25 %
     Investor C    .75 %   .25 %


“BlackRock Funds” and “Trustees of BlackRock Funds” refer respectively to the trust created and the Trustees, as trustees but not individually or personally, acting from time to time under a Declaration of Trust dated December 22, 1988 which is hereby referred to and a copy of which is on file at the office of the State Secretary of the Commonwealth of Massachusetts and at the principal office of the Fund. The obligations of “BlackRock Funds” entered into in the name or on behalf thereof by any of the Trustees, officers, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, shareholders, officers, representatives or agents of the Fund personally, but bind only the Trust Property (as defined in the Declaration of Trust), and all persons dealing with any class of shares of the Fund must look solely to the Trust Property belonging to such class for the enforcement of any claims against the Fund.

 

Agreed to and accepted as of                     , 2005.

BLACKROCK FUNDSSM

By:

 

 


Name:

   

Title:

   

 

A-9