X0101 N-CEN LIVE 0000844779 XXXXXXXX false false false N-1A S000001870 true S000001507 true S000001871 true S000001509 true S000001510 true S000008399 true S000030675 true S000001877 true S000001869 true S000001875 true S000001505 true S000001511 true Blackrock Funds 811-05742 0000844779 549300OZUEVJZHOBFP42 100 Bellevue Parkway Wilmington 19809 US-DE US (800) 441-7762 JPMorgan Chase Bank, N.A. 383 Madison Avenue New York 10179 212-648-0466 Records related to its functions as custodian BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 302-791-1700 Records related to its functions as sub-administrator, transfer agent and accounting agent BlackRock Funds 100 Bellevue Parkway Wilmington 19809 800-441-7762 Records related to its function as Registrant BlackRock Advisors, LLC 100 Bellevue Parkway Wilmington 19809 302-797-2000 Records related to its functions as advisor and administrator BlackRock Investments, LLC 40 East 52nd Street New York 10022 609-282-3046 Records related to its functions as a distributor The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records related to its functions as custodian N N N-1A 39 Y Robert Fairbairn 004992372 Y John M. Perlowski N/A Y Rodney D. Johnson N/A N Susan J. Carter N/A N Collette Chilton N/A N Neil A. Cotty N/A N Cynthia A. Montgomery N/A N Joseph P. Platt N/A N Robert C. Robb, Jr. N/A N Mark Stalnecker N/A N Kenneth L. Urish 005352005 N Claire A. Walton N/A N Frederick W. Winter N/A N Charles Park N/A 55 East 52nd Street New York 10055 XXXXXX N N N N N N BlackRock Investments, LLC 008-48436 000038642 N/A Y N Deloitte & Touche LLP 34 N/A N N N N N N BlackRock Advantage Small Cap Growth Fund S000001507 549300X2ZERTLCPENY35 Y 7 2 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 42960530.000000000000 414817.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N The Bank of New York Mellon N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 Cowen and Company LLC 008-22522 000007616 549300WR155U7DVMIW58 33163.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 20024.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 34201.000000000000 SANFORD C. BERNSTEIN & CO. LLC 008-52942 000104474 549300I7JYZHT7D5CO04 30308.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 41889.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 58060.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 67655.000000000000 ITG, INC. 008-44218 000029299 549300S41SMIODVIT266 27156.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 42794.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 92854.000000000000 589095.000000000000 Goldman Sachs & Co. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2492997.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 412008149.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1328034.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 3836192.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 243656.000000000000 419909028.000000000000 Y 697123534.000000000000 0.000000000000 N BlackRock Advantage Large Cap Growth Fund S000001871 EVCJKT79X4HLD4TDG380 Y 7 1 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 2427163.000000000000 5160.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N/A N N Hongkong and Shanghai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust S.A., Bogota N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 20849.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 9418.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 17073.000000000000 INSTINET LLC 008-23669 000007897 549300MGMN3RKMU8FT57 7578.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 20909.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 18392.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 32176.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 52661.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 21682.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 48297.000000000000 313711.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 855032968.000000000000 855032968.000000000000 Y 785451729.000000000000 0.000000000000 N BlackRock High Equity Income Fund S000001509 5P4Q4JLCZIQPV2V8P740 Y 6 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 1228557.000000000000 10562.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, S.A. K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 KCG Americas LLC 008-68193 000149823 549300RA02N3BNSWBV74 8616.810000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 62921.730000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 12107.720000000000 RBC Capital Market LLC 008-45411 000031194 N/A 14813.800000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 27181.620000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 28705.940000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 21726.640000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 46831.480000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 37390.450000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 25435.280000000000 348718.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 1789529577.440000000000 BNP PARIBAS SECURITIES CORP. 008-32682 000015794 RCNB6OTYUAMMP879YW96 238278152.970000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 68896428.190000000000 TD SECURITIES (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 81548553.500000000000 RBC CAPITAL MARKETS LLC 008-45411 000031194 549300LCO2FLSSVFFR64 310928105.020000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 156709367.710000000000 HSBC SECURITIES (USA), INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 191178832.890000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 114226184.900000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 214104005.780000000000 CIBC WORLD MARKETS CORP. 008-18333 000000630 549300445CON3DBMU275 194793294.150000000000 3723773016.000000000000 Y 691521342.000000000000 0.000000000000 N BlackRock Technology Opportunities Fund S000001510 549300ED38YSMGQKQY06 Y 6 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 61731841.000000000000 1465997.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N Hongkong and Shanghai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse AG, Zurich ANGGYXNX0JLX3X63JN86 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of New York Mellon, London 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 KCG Americas LLC 008-68193 000149823 549300RA02N3BNSWBV74 21056.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 84755.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 23811.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 43015.000000000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 22856.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 31848.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 68654.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 100945.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 92828.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 36374.000000000000 654464.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 1502438.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 12040291.000000000000 SG AMERICAS SECURITIES, LLC 008-66125 000128351 549300F35UE0BOM1WJ55 1329900.000000000000 Bank of America Corporation N/A N/A 9DJT3UXIJIZJI4WXO774 5470399.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 919868043.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 23558847.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 26690375.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 31037276.000000000000 DAIWA SECURITIES AMERICA, INC. 008-12242 000001576 M67H5PRC0NQKM73ZAS82 3582982.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 8562503.000000000000 1034647422.000000000000 N 883612035.000000000000 0.000000000000 N BlackRock Advantage International Fund S000008399 6B2DG15MO7JVCQHOAI53 Y 7 1 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 1621429.000000000000 96398.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 68885.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 51871.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 27610.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 26061.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 7584.000000000000 CREDIT AGRICOLE SECURITIES (USA), INC. 008-13753 000000190 549300WO2DKF0Q3YMV43 32938.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 68336.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 70421.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 22622.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 17660.000000000000 427615.000000000000 Bank of America Corporation N/A N/A 9DJT3UXIJIZJI4WXO774 8.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 832395457.000000000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 5.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 12.000000000000 832395480.000000000000 N 675564881.000000000000 0.000000000000 N BlackRock Emerging Markets Dividend Fund S000030675 VFOPENCL3K25DJ9XQS67 Y 4 1 0 N/A N N Y N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BlackRock Asset Management North Asia Limited 801-77343 000165482 549300538IVQOFAXTY69 Y HK N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC Shanghai-Hong Kong Stock Connect SPSA 549300IO5FWWPCUSMU80 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (UAE) 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (Pakistan) N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (China) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb - Dionicko Drustvo 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (India) N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Bangkok 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta 254900XBQBHM0QPI0V70 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 3403.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3241.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 2094.000000000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 1011.000000000000 CREDIT AGRICOLE SECURITIES (USA), INC. 008-13753 000000190 549300WO2DKF0Q3YMV43 1803.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2899.000000000000 HSBC SECURITIES INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 1608.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1438.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2002.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1960.000000000000 24246.000000000000 Redburn Partners (USA) LP N/A N/A 213800TYRTQILMQQLV79 18.000000000000 Goldman Sachs & Co. 008-00129 000149777 IGJSJL3JD5P30I6NJZ34 30.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 18523903.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 58.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 63164.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 48.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 254738.000000000000 18841959.000000000000 Y 15974784.000000000000 0.000000000000 N BlackRock Health Sciences Opportunities Portfolio S000001877 VN6DJGBO8DKY0GTM4883 Y 7 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 115164543.901275000000 394519.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N THE BANK OF NEW YORK MELLON (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK OF SOUTH AFRICA, JOHANNESBURG QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG (South Korea) 529900BSQ2VSODGMGR72 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Bangkok N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (Phillipines) N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 37357.880000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 38163.060000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 74707.430000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 29330.390000000000 CREDIT AGRICOLE SECURITIES (USA), INC. 008-13753 000000190 549300WO2DKF0Q3YMV43 64490.020000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 241651.190000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 78344.750000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 31790.940000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 232860.960000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 197466.830000000000 1291000.000000000000 Bank of America Corporation N/A N/A 9DJT3UXIJIZJI4WXO774 8072664.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 4830800.000000000000 Cowen & Company 008-22522 000007616 549300WR155U7DVMIW58 1584330.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 2785574308.710000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 28683422.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 N/A N1GZ7BBF3NP8GI976H15 4349386.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 9721081.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 16497121.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 23927969.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 22451708.000000000000 2905692790.000000000000 Y 6284510614.000000000000 0.000000000000 N BlackRock All-Cap Energy & Resources Portfolio S000001869 GU5M3WA7Y5ONXJPK4R58 Y 6 0 0 N/A Y N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 531270.000000000000 1281.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Bangkok 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta 254900XBQBHM0QPI0V70 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA 549300IO5FWWPCUSMU80 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Slovakia) N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) ESES FRANCE BEARER N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Lithuania) N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Latvia) N/A LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (India) N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb S.A. 5493003FVWLMBFTISI11 MA N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, organizacnj slozka N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Ebene N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Colombo N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 EXANE, INC. N/A N/A 969500UP76J52A9OXU27 FR 350.000000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 1816.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 423.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 2014.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 3036.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2337.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 578.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 0.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2500.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 939.000000000000 18310.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 47042601.000000000000 47042601.000000000000 Y 86791649.000000000000 0.000000000000 N BlackRock Energy & Resources Portfolio S000001875 CBNADNHZ3VI7FPWG7H68 Y 6 0 0 N/A Y N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 1895498.545882760000 28273.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N THE BANK OF NEW YORK MELLON (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Bangkok 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta 254900XBQBHM0QPI0V70 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA 549300IO5FWWPCUSMU80 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) ESES FRANCE BEARER N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Slovakia) N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (Lithuania) N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Company Limited (Shanghai) 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (India) N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG (South Korea) 529900BSQ2VSODGMGR72 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (Latvia) N/A LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, pobocka zahranicnej banky 097900BHFR0000075034 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, organizacnj slozka N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK OF SOUTH AFRICA, JOHANNESBURG QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HONGKONG AND SHANGAI BANKING CORPORATION, COLOMBO N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Ebene N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (China) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1713.000000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 8299.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 3357.000000000000 SG AMERICAS SECURITIES LLC 008-66125 000128351 549300F35UE0BOM1WJ55 5528.000000000000 GMP SECURITIES LLC 008-49291 000041025 549300QXVHD3G589TO05 3026.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 5019.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3084.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4095.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 2480.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4472.000000000000 54202.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 92939260.000000000000 92939260.000000000000 Y 167959819.000000000000 0.000000000000 N BlackRock Tactical Opportunities Fund S000001870 6FFMMI3AGWZH5SDXSF05 Y 7 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 503057.000000000000 N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BlackRock (Singapore) Limited 801-76926 000164594 549300UZGBQ6FHD2X729 Y SG N BlackRock Asset Management North Asia Limited 801-77343 000165482 549300538IVQOFAXTY69 Y HK N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Markit N/A N Thomas Reuters Global Markets Inc. 000109120 CRD NUMBER N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N/A N ICE Data Pricing & Reference Data, LLC 000110037 CRD NUMBER N N UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB 6SCPQ280AIY8EP3XFW53 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JP Morgan Bank Luxembourg SA 7W1GMC6J4KGLBBUSYP52 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300PHQZ4HL15HH975 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB 6SCPQ280AIY8EP3XFW53 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JP Morgan Bank Luxembourg SA 7W1GMC6J4KGLBBUSYP52 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank A.S. CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Korea Limited NUXTG47HHHM1K2L0SG39 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services S.C.A. 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan S.A. DTVM 5493001LS7J56NZZ3G07 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB 6SCPQ280AIY8EP3XFW53 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC France Athens Branch MP6I5ZYZBEU3UXPYFY54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Nordea Bank AB 6SCPQ280AIY8EP3XFW53 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Argentina S.A. 549300K52NF2S4SQDO82 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w. Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services S.C.A. 549300WCGB70D06XZS54 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi le-Israel B.M. 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A. 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) JP Morgan Bank Luxembourg SA 7W1GMC6J4KGLBBUSYP52 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) J.P. Morgan Securities LLC ZBUT11V806EZRVTWT807 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 Newedge Group S.A. 008-47023 000036118 SY0N2375ITPRWQO6BF31 FR 29646.000000000000 Citigroup Global Markets, Inc. 008-817700 000007059 MBNUM2BPBDO7JBLYG310 162289.000000000000 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 67578.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 104096.000000000000 Bank Of America Corporation 008-69787-1 000283942 9DJT3UXIJIZJI4WXO774 120263.000000000000 Morgan Stanley & Co., LLC 008-35008 000008209 ZBUT11V806EZRVTWT807 145743.000000000000 The Bank of New York Mellon Corporation 008-51710 000047268 HPFHU0OQ28E4N0NFVK49 35569.000000000000 Goldman Sachs & Co. 008-12900 000000361 FOR8UP27PHTHYVLBNG30 76377.000000000000 Barclays Capital, Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 35257.000000000000 JPMorgan Chase Bank, N.A. 008-35008 000000079 7H6GLXDRUGQFU57RNE97 190210.000000000000 1126566.000000000000 Bank Of America Corporation 008-69787-1 000283942 9DJT3UXIJIZJI4WXO774 2703324.960000000000 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 2387955.380000000000 Societe Generale S.A. 008-49963 000042731 O2RNE8IBXP4R0TD8PU41 FR 2839679.330000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 1693402321.190000100000 Morgan Stanley & Co. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 1386871.090000000000 Citigroup Global Markets, Inc. 008-817700 000007059 MBNUM2BPBDO7JBLYG310 2053752.000000000000 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 69771523.710000000000 Deutsche Bank Securities, Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 9171573.540000000000 Federal Reserve Bank of New York N/A N/A 254900Y8NKGV541U8Q32 41571535.509999990000 JPMorgan Chase Bank, N.A. 008-35008 000000079 7H6GLXDRUGQFU57RNE97 158916986.589999970000 1985651232.749999800000 Y 662185930.840000000000 0.000000000000 N BlackRock Mid-Cap Growth Equity Portfolio S000001505 549300VLQD7ENY3MA898 Y 7 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 27624837.000000000000 204608.000000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ESES FRANCE REGISTERED N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) ESES FRANCE BEARER N/A FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Euroclear Bank, Brussels 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 41814.000000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 18886.000000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 31315.000000000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 17444.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 27623.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 90002.000000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 32340.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 24927.000000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 91792.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 75621.000000000000 529577.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 1280224442.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 24022098.000000000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1841517.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 42075501.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 1333556.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 34063630.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 10800000.000000000000 1394360744.000000000000 Y 1425303355.000000000000 0.000000000000 N N BlackRock International Dividend Fund S000001511 YJHG4TWZP5ZO7GSHVF29 Y 7 1 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Interactive Data Corporation (IDC) N/A N N Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 549300HDP5227IBB1E03 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, Madrid K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank International Limited (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Seoul Branch N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) THE BANK OF NEW YORK MELLON (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK OF SOUTH AFRICA, JOHANNESBURG QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation, Bangkok 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N 1st Discount Brokerage, Inc. 008-48557 SEC FILE NUMBER N N Abacus Investments, Inc. 008-46571 SEC FILE NUMBER N N BestVest Investments, Ltd. 008-49007 SEC FILE NUMBER N N Bill Few Securities, Inc. 008-49625 SEC FILE NUMBER N N Blakeslee and Blakeslee Inc. 008-32071 SEC FILE NUMBER N N Bley Investments Group, Inc. 008-42701 SEC FILE NUMBER N N Bodell Overcash Anderson & Co., Inc. 008-15775 SEC FILE NUMBER N N Boenning & Scattergood, Inc. 008-15543 SEC FILE NUMBER N N Bolton Global Capital 008-33222 SEC FILE NUMBER N N Bolton Securities Corp. 008-68187 SEC FILE NUMBER N N Brazos Securities, Inc. 008-39119 SEC FILE NUMBER N N Brighton Securities Corp. 008-14599 SEC FILE NUMBER N N Access Financial Group, Inc. 008-46065 SEC FILE NUMBER N N Bristol Financial Services, Inc. 008-67140 SEC FILE NUMBER N N Broadridge Business Process Outsourcing, LLC 008-53412 SEC FILE NUMBER N Y Broker Dealer Financial Services Corp. 008-24220 SEC FILE NUMBER N N Brokers International Financial Services, LLC 008-67239 SEC FILE NUMBER N N Brooklight Place Securities, Inc. 008-32673 SEC FILE NUMBER N N Buckman, Buckman & Reid, Inc. 008-40413 SEC FILE NUMBER N N Buckram Securities LTD 008-65939 SEC FILE NUMBER N N Buell Securities Corp. 008-22058 SEC FILE NUMBER N N C. R. Davis & Company 008-00859 SEC FILE NUMBER N N CBIZ Financial Solutions, Inc. 008-34205 SEC FILE NUMBER N N Access Investments, Inc. 008-49750 SEC FILE NUMBER N N CCF Investments, Inc. 008-67027 SEC FILE NUMBER N N CFD Investments, Inc. 008-41727 SEC FILE NUMBER N N CFS Securities, Inc. 008-51330 SEC FILE NUMBER N N CFT Securities, LLC 008-51345 SEC FILE NUMBER N N CGIS Securities LLC 008-68758 SEC FILE NUMBER N N CIBC World Markets Corp. 008-18333 SEC FILE NUMBER N N CRI Securities, LLC 008-39877 SEC FILE NUMBER N N CSSC Brokerage Services, Inc. 008-67401 SEC FILE NUMBER N N CUNA Brokerage Services, Inc. 008-30027 SEC FILE NUMBER N N Cabot Lodge Securities, LLC 008-69009 SEC FILE NUMBER N N Ace Diversified Capital, Inc. 008-49555 SEC FILE NUMBER N N Cadaret, Grant & Co., Inc. 008-27844 SEC FILE NUMBER N N Caldwell Securities, Inc. 008-27639 SEC FILE NUMBER N N Callaway Financial Services, Inc. 008-52474 SEC FILE NUMBER N N Calton & Associates, Inc. 008-38635 SEC FILE NUMBER N N Cambridge Investment Research, Inc. 008-48740 SEC FILE NUMBER N N Camden Financial Services 008-37303 SEC FILE NUMBER N N Cannon Securities, Inc. 008-68437 SEC FILE NUMBER N N Cantella & Co., Inc. 008-23904 SEC FILE NUMBER N N CapFinancial Securities, LLC 008-65870 SEC FILE NUMBER N N Cape Securities Inc. 008-20747 SEC FILE NUMBER N N Actinver Securities, Inc. 008-49311 SEC FILE NUMBER N N Capital City Securities, LLC 008-67771 SEC FILE NUMBER N N Capital Financial Services, Inc. 008-25203 SEC FILE NUMBER N N Capital Guardian, LLC 008-67133 SEC FILE NUMBER N N Capital Institutional Services, Inc. 008-22273 SEC FILE NUMBER N N Capital Investment Brokerage, Inc. 008-49118 SEC FILE NUMBER N N Capital Investment Group, Inc. 008-31225 SEC FILE NUMBER N N Capital Management Securities, Inc. 008-27779 SEC FILE NUMBER N N Capital One Investing LLC 008-51160 SEC FILE NUMBER N N Capital Portfolio Management, Inc. 008-44225 SEC FILE NUMBER N N Capital Synergy Partners, Inc. 008-68060 SEC FILE NUMBER N N Advanced Advisor Group, LLC 008-67313 SEC FILE NUMBER N N Capitol Securities Management, Inc. 008-30353 SEC FILE NUMBER N N Cardinal Investments, Inc. 008-47493 SEC FILE NUMBER N N Carl M. Hennig, Inc. 008-14509 SEC FILE NUMBER N N Carter, Terry & Company, Inc. 008-33797 SEC FILE NUMBER N N Carty & Company, Inc. 008-19082 SEC FILE NUMBER N N Cary Street Partners LLC 008-66085 SEC FILE NUMBER N N Cascade Financial Management, Inc. 008-53730 SEC FILE NUMBER N N Cascade Investment Group, Inc. 008-46943 SEC FILE NUMBER N N Centaurus Financial, Inc. 008-45185 SEC FILE NUMBER N N Centennial Securities Company, LLC 008-23406 SEC FILE NUMBER N N Advisory Group Equity Services, Ltd. 008-32155 SEC FILE NUMBER N N Center Street Securities, Inc. 008-42786 SEC FILE NUMBER N N Century Securities Associates, Inc. 008-43514 SEC FILE NUMBER N N Ceros Financial Services, Inc. 008-47955 SEC FILE NUMBER N N Cetera Advisor Networks LLC 008-29577 SEC FILE NUMBER N N Cetera Advisors LLC 008-26892 SEC FILE NUMBER N N Cetera Financial Specialists LLC 008-27082 SEC FILE NUMBER N N Cetera Investment Services, LLC 008-31826 SEC FILE NUMBER N N Charles Schwab & Co., Inc. 008-16514 SEC FILE NUMBER N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N Y Chauner Securities, Inc. 008-33980 SEC FILE NUMBER N N Akar Capital Management, Inc. 008-28026 SEC FILE NUMBER N N Chelsea Morgan Securities, Inc. 008-51916 SEC FILE NUMBER N N Citigroup Global Markets Inc. 008-08177 SEC FILE NUMBER N N Citizens Bank DRMSV1Q0EKMEXLAU1P80 N N Citizens Securities, Inc. 008-48744 SEC FILE NUMBER N N City National Bank 593C3GZG957YOJPS2Z63 N N City Securities Corporation 008-00975 SEC FILE NUMBER N N Clary Investment and Insurance Planning Corp. 008-48346 SEC FILE NUMBER N N Classic LLC 008-68981 SEC FILE NUMBER N N Client One Securities LLC 008-68494 SEC FILE NUMBER N N Coastal Equities, Inc. 008-40822 SEC FILE NUMBER N N Alerus Securities 008-47152 SEC FILE NUMBER N N Coburn & Meredith, Inc. 008-02474 SEC FILE NUMBER N N Coker & Palmer, Inc. 008-44129 SEC FILE NUMBER N N Coldstream Securities, Inc. 008-51549 SEC FILE NUMBER N N Colorado Financial Service Corporation 008-52817 SEC FILE NUMBER N N Comerica Securities, Inc. 008-35001 SEC FILE NUMBER N N Commerce Brokerage Services, Inc. 008-35096 SEC FILE NUMBER N N Commonwealth Equity Services, Inc. 008-24040 SEC FILE NUMBER N N Companion Life Insurance Company 549300576JWB8808D393 N Y Comprehensive Asset Management and Servicing, Inc. 008-50433 SEC FILE NUMBER N N Concord Wealth Brokerage 008-41511 SEC FILE NUMBER N N Alexander Capital, L.P. 008-48957 SEC FILE NUMBER N N Concorde Investment Services, LLC 008-68388 SEC FILE NUMBER N N Conduent HR Services LLC 084-06035 SEC FILE NUMBER N Y Conover Securities Corporation 008-35085 SEC FILE NUMBER N N Consolidated Financial Investments, Inc. 008-37004 SEC FILE NUMBER N N Coordinated Capital Securities, Inc. 008-31173 SEC FILE NUMBER N N CoreCap Investments, Inc. 008-47783 SEC FILE NUMBER N N Corinthian Partners, L.L.C. 008-48461 SEC FILE NUMBER N N Cosse International Securities 008-17106 SEC FILE NUMBER N N Country Capital Management Company 008-12645 SEC FILE NUMBER N N Country Club Financial Services, Inc. 008-44574 SEC FILE NUMBER N N 1st Global Capital Corp. 008-44870 SEC FILE NUMBER N N Alight Financial Solutions LLC 008-47344 SEC FILE NUMBER N N Credit Suisse Securities (USA) LLC 008-00422 SEC FILE NUMBER N N Cresap, Inc. 008-42117 SEC FILE NUMBER N N Crescent Securities Group 008-53457 SEC FILE NUMBER N N Crestone Securities 008-52463 SEC FILE NUMBER N N Crews & Associates, Inc. 008-24075 SEC FILE NUMBER N N Crown Capital Securities, L.P. 008-17264 SEC FILE NUMBER N N Cuso Financial Services, L.P. 008-49711 SEC FILE NUMBER N N Cutter & Company Brokerage, Inc. 008-39590 SEC FILE NUMBER N N D.A. Davidson & Co. 008-02399 SEC FILE NUMBER N N D.H. Hill Securities LLP 008-49475 SEC FILE NUMBER N N Alight Solutions LLC 084-01996 SEC FILE NUMBER N Y D.M. Kelly & Company 008-48398 SEC FILE NUMBER N N DFPG Investments, Inc. 008-68730 SEC FILE NUMBER N N DWS Investments Distributors, Inc. 008-47765 SEC FILE NUMBER N N Darwood Associates Incorporated 008-16560 SEC FILE NUMBER N N Davenport & Company LLC 008-17103 SEC FILE NUMBER N N David A. Noyes & Company 008-22752 SEC FILE NUMBER N N David Lerner Associates, Inc. 008-20746 SEC FILE NUMBER N N Davinci Capital Management Inc. 008-51580 SEC FILE NUMBER N N Dempsey Lord Smith, LLC 008-67469 SEC FILE NUMBER N N DesPain Financial Corporation 008-37056 SEC FILE NUMBER N N Allegheny Investments, Ltd. 008-22183 SEC FILE NUMBER N N Detalus Securities, LLC 008-52180 SEC FILE NUMBER N N Detwiler Fenton & Co. 008-16324 SEC FILE NUMBER N N Deutsche Bank Securities Inc. 008-17822 SEC FILE NUMBER N N Devenir, LLC 008-65837 SEC FILE NUMBER N N Diamant Investment Corp. 008-18284 SEC FILE NUMBER N N Digital Retirement Solutions, Inc. N/A N Y Dinosaur Securities, L.L.C. 008-52908 SEC FILE NUMBER N N Diversified Resources, LLC 008-45497 SEC FILE NUMBER N N Dominick & Dominick LLC 008-21076 SEC FILE NUMBER N N Dominion Investor Services, Inc. 008-39029 SEC FILE NUMBER N N Allegiance Capital, L.L.C. 008-52978 SEC FILE NUMBER N N Donegal Securities, Inc. 008-66137 SEC FILE NUMBER N N Dorn & Co., Inc. 008-08707 SEC FILE NUMBER N N Dorsey & Company, Inc. 008-07541 SEC FILE NUMBER N N Dougherty & Company LLC 008-21937 SEC FILE NUMBER N N Duncan-Williams, Inc. 008-18971 SEC FILE NUMBER N N E*TRADE Savings Bank 549300DXPO50FJ75QA85 N Y E*Trade Securities 008-44112 SEC FILE NUMBER N N E-W Investments, Inc. 008-35259 SEC FILE NUMBER N N E. E. Powell & Company Inc. 008-01893 SEC FILE NUMBER N N EK Riley Investments, LLC 008-65369 SEC FILE NUMBER N N Allegis Investment Services, LLC 008-69318 SEC FILE NUMBER N N Eastern Point Securities, Inc. 008-39398 SEC FILE NUMBER N N Edward D. Jones & Co., L.P. 008-00759 SEC FILE NUMBER N N Edwin C. Blitz Investments, Inc. 008-22741 SEC FILE NUMBER N N Emerson Equity LLC 008-66296 SEC FILE NUMBER N N Empire Asset Management Company 008-67520 SEC FILE NUMBER N N Equable Securities 008-21641 SEC FILE NUMBER N N Equity Services, Inc. 008-14286 SEC FILE NUMBER N N Essex Financial Services, Inc. 008-66015 SEC FILE NUMBER N N Essex Securities LLC 008-51472 SEC FILE NUMBER N N Etico Partners, LLC 008-65500 SEC FILE NUMBER N N Allen & Company of Florida, Inc. 008-09877 SEC FILE NUMBER N N Excel Securities & Associates, Inc. 008-34261 SEC FILE NUMBER N N Exeter Trust Company 028-04279 SEC FILE NUMBER N N FBT Investments 008-52922 SEC FILE NUMBER N N FCG Advisors, LLC 008-49104 SEC FILE NUMBER N N FMN Capital Corporation 008-48082 SEC FILE NUMBER N N FMSBonds, Inc. 008-23280 SEC FILE NUMBER N N FNBB Capital Markets, LLC 008-66553 SEC FILE NUMBER N N FSB Warner Financial, Inc. 008-44865 SEC FILE NUMBER N N FSC Securities Corporation 008-21770 SEC FILE NUMBER N N FTB Advisors, Inc. 008-35061 SEC FILE NUMBER N N Allen C Ewing & Co. 008-42393 SEC FILE NUMBER N N Fairport Capital, Inc. 008-32162 SEC FILE NUMBER N N Family Investors Company 008-11190 SEC FILE NUMBER N N Farmers Financial Solutions, LLC 008-52361 SEC FILE NUMBER N N Federated Securities, Inc. 008-15644 SEC FILE NUMBER N N Feldstein Financial Group, LLC 008-53388 SEC FILE NUMBER N N Feltl & Company 008-18435 SEC FILE NUMBER N N Fidelity Brokerage Services LLC 008-23292 SEC FILE NUMBER N Y Fidelity Investments Institutional Operations Company, Inc. 008-35097 SEC FILE NUMBER N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N N Fiduciary Advisors, LLC 008-52647 SEC FILE NUMBER N N Alliant Securities, Inc. Turner, Nord, Kienbaum 008-23305 SEC FILE NUMBER N N Fiduciary Trust International N1YKEWO2IYPRS4742F57 N N Fieldpoint Private Securities, LLC 008-37105 SEC FILE NUMBER N N Fifth Third Bank QFROUN1UWUYU0DVIWD51 N N Fifth Third Securities, Inc. 008-02428 SEC FILE NUMBER N N FinTrust Brokerage Services, LLC 008-49514 SEC FILE NUMBER N N Finance 500, Inc. 008-28302 SEC FILE NUMBER N N Financial America Securities, Inc. 008-15719 SEC FILE NUMBER N N Financial Northeastern Securities, Inc. 008-34883 SEC FILE NUMBER N N Financial Planning Consultants, Inc. 008-25384 SEC FILE NUMBER N N Financial Services International Corp. 008-48032 SEC FILE NUMBER N N Allianz Life Financial Services, LLC 008-13630 SEC FILE NUMBER N N Financial West Investment Group, Inc. 008-34448 SEC FILE NUMBER N N First Allied Securities, Inc. 008-46167 SEC FILE NUMBER N N First Asset Financial, Inc. 008-67191 SEC FILE NUMBER N N First Bankers' Banc Securities, Inc. 008-31584 SEC FILE NUMBER N N First Citizens Investor Services, Inc. 008-50696 SEC FILE NUMBER N N First Command Financial Planning, Inc. 008-07072 SEC FILE NUMBER N N First Financial Equity Corporation 008-34082 SEC FILE NUMBER N N First Financial Securities of America, Inc. 008-29565 SEC FILE NUMBER N N First Heartland Capital, Inc. 008-46008 SEC FILE NUMBER N N First Honolulu Securities, Inc. 008-23919 SEC FILE NUMBER N N Allstate Financial Services, LLC 008-36365 SEC FILE NUMBER N N First Kentucky Securities Corporation 008-22224 SEC FILE NUMBER N N First Manhattan Co. 008-10438 SEC FILE NUMBER N N First Mercantile Trust Company 028-10498 SEC FILE NUMBER N Y First Republic Securities Company, LLC 008-52973 SEC FILE NUMBER N N First Southern, LLC 008-69733 SEC FILE NUMBER N N First State Financial Management, Inc. 008-34201 SEC FILE NUMBER N N First Western Advisors 008-28729 SEC FILE NUMBER N N First Western Securities, Inc. 008-37613 SEC FILE NUMBER N N Folger Nolan Fleming Douglas Incorporated 008-03335 SEC FILE NUMBER N N FolioFN Investments, Inc. 008-52009 SEC FILE NUMBER N N ABD Retirement Services, Inc. 008-69271 SEC FILE NUMBER N N Amegy Investments, Inc. (Zions) 008-65399 SEC FILE NUMBER N N Forest Securities, Inc. 008-33568 SEC FILE NUMBER N N Foresters Equity Services, Inc. 008-36703 SEC FILE NUMBER N N Foresters Financial Services 008-13891 SEC FILE NUMBER N N Fortune Financial Services, Inc. 008-49727 SEC FILE NUMBER N N Founders Financial Securities LLC 008-67137 SEC FILE NUMBER N N Freimark Blair & Company, Inc. 008-28646 SEC FILE NUMBER N N G. W. & Wade Asset Management Company, LLC 008-42013 SEC FILE NUMBER N N G.A. Repple & Company 008-35315 SEC FILE NUMBER N N G.F. Investment Services, LLC 008-66659 SEC FILE NUMBER N N G.L.S. & Associates, Inc. 008-51808 SEC FILE NUMBER N N America Northcoast Securities, Inc. 008-33033 SEC FILE NUMBER N N GRF Capital Investors, Inc. 008-41494 SEC FILE NUMBER N N GWFS Equities, Inc. 008-33854 SEC FILE NUMBER N N GWN Securities Inc. 008-66185 SEC FILE NUMBER N N Garden State Securities, Inc. 008-25790 SEC FILE NUMBER N N Gardner Financial Services, Inc. 008-38631 SEC FILE NUMBER N N Geneos Wealth Management, Inc. 008-65357 SEC FILE NUMBER N N General Securities Corp. 008-31654 SEC FILE NUMBER N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N Y Geoffrey Richards Securities Corp. 008-65251 SEC FILE NUMBER N N American Capital Partners, LLC 008-65165 SEC FILE NUMBER N N Gerwin Group, Inc. 008-40282 SEC FILE NUMBER N N Gilbert, Doniger & Co., Inc. 008-22326 SEC FILE NUMBER N N Gill Capital Partners, LLC 008-30563 SEC FILE NUMBER N N Girard Securities 008-36920 SEC FILE NUMBER N N Gladowsky Capital Management Corp. 008-51017 SEC FILE NUMBER N N Glen Eagle Advisors LLC 008-65678 SEC FILE NUMBER N N Global Brokerage Services, Inc. 008-47763 SEC FILE NUMBER N N Globalink Securities, Inc. 008-44509 SEC FILE NUMBER N N Gold Coast Securities, Inc. 008-53148 SEC FILE NUMBER N N Goldman Sachs & Co. LLC 008-00129 SEC FILE NUMBER N N American Century Investment Services, Inc. 008-35220 SEC FILE NUMBER N N Gradient Securities, LLC 008-66032 SEC FILE NUMBER N N Grant Williams L.P. 008-51249 SEC FILE NUMBER N N Great American Investors, Inc. 008-44380 SEC FILE NUMBER N N Great Pacific Securities 008-44398 SEC FILE NUMBER N N Great-West Financial Retirement Plan Services, LLC N/A N Y Gregory J. Schwartz & Co., Inc. 008-20955 SEC FILE NUMBER N N Griffinest Asia Securities, LLC 008-66571 SEC FILE NUMBER N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N Y H. Beck, Inc. 008-31165 SEC FILE NUMBER N N H. C. Denison Co. 008-00044 SEC FILE NUMBER N N American Enterprise Investment Services, Inc. 008-42582 SEC FILE NUMBER N N H.D. Vest Investment Services 008-29533 SEC FILE NUMBER N N HSBC Securities (USA), Inc. 008-41562 SEC FILE NUMBER N N Halliday Financial, LLC 008-45529 SEC FILE NUMBER N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N N Hancock Investment Services, Inc. 008-49106 SEC FILE NUMBER N N Hand Securities, Inc. 008-51001 SEC FILE NUMBER N N Hanson McClain Securities 008-52250 SEC FILE NUMBER N N Hantz Financial Services, Inc. 008-51291 SEC FILE NUMBER N N Hapoalim Securities USA, Inc. 008-03018 SEC FILE NUMBER N N Harbor Investment Advisory, LLC 008-68334 SEC FILE NUMBER N N American Equity Investment Corporation 008-49078 SEC FILE NUMBER N N Harbour Investments, Inc. 008-37373 SEC FILE NUMBER N N Harold W. Dance Inc. 008-12160 SEC FILE NUMBER N N Hartford Funds Management Company, LLC 801-77209 SEC FILE NUMBER N Y Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N Y Harvest Financial Corporation 008-26037 SEC FILE NUMBER N N Hazard & Siegel, Inc. 008-13942 SEC FILE NUMBER N N Hazlett, Burt & Watson, Inc. 008-17737 SEC FILE NUMBER N N Healthcare Community Securities Corporation 008-46981 SEC FILE NUMBER N N Hefren-Tillotson, Inc. 008-10646 SEC FILE NUMBER N N Heim, Young & Associates, Inc. 008-48500 SEC FILE NUMBER N N American Financial Associates, Inc. 008-44065 SEC FILE NUMBER N N Henley & Company LLC 008-66463 SEC FILE NUMBER N N Hennion & Walsh, Inc. 008-41988 SEC FILE NUMBER N N Herbert J. Sims & Co. Inc. 008-03315 SEC FILE NUMBER N N Herndon Plant Oakley, LTD 008-50912 SEC FILE NUMBER N N Highlander Capital Group, Inc. 008-37169 SEC FILE NUMBER N N Hightower Securities, LLC 008-53560 SEC FILE NUMBER N N Hilltop Securities, Inc. 008-45123 SEC FILE NUMBER N N Hollencrest Securities 008-51348 SEC FILE NUMBER N N Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N N Horan Securities, Inc. 008-49192 SEC FILE NUMBER N N American Financial Securities, Inc. 008-53205 SEC FILE NUMBER N N Hornor, Townsend & Kent, Inc. 008-14715 SEC FILE NUMBER N N Hudson Heritage Capital Management, Inc. 008-50648 SEC FILE NUMBER N N Hunter Associates, Inc. 008-44779 SEC FILE NUMBER N N Huntleigh Securities Corporation 008-21893 SEC FILE NUMBER N N IBN Financial Services, Inc. 008-49815 SEC FILE NUMBER N N ICMA-RC Services, Inc. 008-40268 SEC FILE NUMBER N N IDB Capital Corp. 008-53000 SEC FILE NUMBER N N IMS Securities 008-46722 SEC FILE NUMBER N N ING Financial Markets LLC 008-43978 SEC FILE NUMBER N N INVEST Financial Corp 008-27691 SEC FILE NUMBER N N American Heritage Securities, Inc. 008-44466 SEC FILE NUMBER N N Independence Capital Co., Inc. 008-41331 SEC FILE NUMBER N N Independent Financial Group, LLC 008-22870 SEC FILE NUMBER N N Infinex Investments, Inc. 008-46661 SEC FILE NUMBER N N Infinity Securities, Inc. 008-67647 SEC FILE NUMBER N N Innovation Partners LLC 008-67812 SEC FILE NUMBER N N Insight Securities, Inc. 008-16247 SEC FILE NUMBER N N Insigneo Securities, LLC 008-44166 SEC FILE NUMBER N N Institutional Securities Corporation 008-38158 SEC FILE NUMBER N N Integral Financial LLC 008-65284 SEC FILE NUMBER N N Integrated Financial Planning Services 008-35120 DE N N American Independent Securities Group, LLC 008-66905 SEC FILE NUMBER N N Integrity Investments, Inc. 008-45302 SEC FILE NUMBER N N Interactive Brokers LLC 008-47257 SEC FILE NUMBER N N Intercarolina Financial Services, Inc. 008-37519 SEC FILE NUMBER N N Intercontinental Asset Management Group, Ltd. 008-39706 SEC FILE NUMBER N N International Assets Advisory, LLC 008-27736 SEC FILE NUMBER N N International Financial Solutions, Inc. 008-49020 SEC FILE NUMBER N N International Money Management Group, Inc. 008-30417 SEC FILE NUMBER N N International Research Securities, Inc. 008-37954 SEC FILE NUMBER N N Intervest International Equities Corporation 008-38156 SEC FILE NUMBER N N Inverness Securities, LLC 008-66278 SEC FILE NUMBER N N ACA/Prudent Investors Planning Corporation 008-51899 SEC FILE NUMBER N N American Municipal Securities, Inc. 008-25338 SEC FILE NUMBER N N InvestShares (Legal name: IMA Securities LLC) 008-68365 SEC FILE NUMBER N N Investacorp, Inc. 008-22598 SEC FILE NUMBER N N Investment Architects, Inc. 008-35724 SEC FILE NUMBER N N Investment Centers of America 008-33983 SEC FILE NUMBER N N Investment Network Inc. 008-66036 SEC FILE NUMBER N N Investment Placement Group 008-30700 SEC FILE NUMBER N N Investment Planners, Inc. 008-35642 SEC FILE NUMBER N N Investment Professionals, Inc. 008-44786 SEC FILE NUMBER N N Investment Security Corporation 008-51832 SEC FILE NUMBER N N Investments For You, Inc. 008-44179 SEC FILE NUMBER N N American Portfolios Financial Services, Inc. 008-37085 SEC FILE NUMBER N N Investors Brokerage of Texas, Ltd. 008-28644 SEC FILE NUMBER N N Invex, Inc. 008-44695 SEC FILE NUMBER N N Itau International Securities, Inc. 008-67674 SEC FILE NUMBER N N J. Alden Associates, Inc. 008-48938 SEC FILE NUMBER N N J.A. Glynn & Co. 008-39465 SEC FILE NUMBER N N J.D. Seibert & Company, Inc. 008-23604 SEC FILE NUMBER N N J.P. Morgan Institutional Investments Inc. 008-52182 SEC FILE NUMBER N N J.P. Morgan Securities LLC 008-35008 SEC FILE NUMBER N N J.W. Cole Financial, Inc. 008-65698 SEC FILE NUMBER N N JHW Financial Services Inc. 008-45304 SEC FILE NUMBER N N American Trust Investment Services, Inc. 008-14394 SEC FILE NUMBER N N JJB Hilliard WL Lyons 008-33133 SEC FILE NUMBER N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N N Jack V. Butterfield Investment Company 008-12454 SEC FILE NUMBER N N Jacques Financial, LLC 008-52675 SEC FILE NUMBER N N James I. Black & Company 008-12077 SEC FILE NUMBER N N Janney Montgomery Scott LLC 008-00462 SEC FILE NUMBER N N Jefferies, LLC 008-15074 SEC FILE NUMBER N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1XDG31 CA N Y John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 CA N Y John Hancock Trust Company 549300W205WZCFZS6R51 N Y American United Life Insurance Company 549300T82H2DYU80LV98 N Y Joseph Gunnar & Co. LLC 008-41386 SEC FILE NUMBER N N K. W. Chambers & CO. 008-10533 SEC FILE NUMBER N N KCD Financial, Inc. 008-66005 SEC FILE NUMBER N N KMS Financial Services, Inc. 008-15433 SEC FILE NUMBER N N KW Securities Corporation 008-24792 SEC FILE NUMBER N N Kalos Capital, Inc. 008-50630 SEC FILE NUMBER N N Keel Point Capital, LLC 008-22990 SEC FILE NUMBER N N Kercheville & Company, Inc. 008-32795 SEC FILE NUMBER N N Kestra Investment Services, LLC 008-49672 SEC FILE NUMBER N N Key Investment Services LLC 008-66999 SEC FILE NUMBER N N American Wealth Management 008-41807 SEC FILE NUMBER N N Key West Investments, LLC 008-68166 SEC FILE NUMBER N N Keystone Capital Corporation 008-28032 SEC FILE NUMBER N N Kovack Securities Inc. 008-50847 SEC FILE NUMBER N N Kovitz Securities, LLC 008-66267 SEC FILE NUMBER N N L. B. Fisher & Company 008-21023 SEC FILE NUMBER N N L.M. Kohn & Company 008-43303 SEC FILE NUMBER N N L.O. Thomas & Co. Inc. 008-40875 SEC FILE NUMBER N N L.S.Y., Inc. 008-17613 SEC FILE NUMBER N N LPL Financial LLC 008-17668 SEC FILE NUMBER N Y LaBrunerie Financial Services, Inc. 008-47830 SEC FILE NUMBER N N Ameriprise Financial Services, Inc. 008-16791 SEC FILE NUMBER N N LaSalle St. Securities, L.L.C. 008-18860 SEC FILE NUMBER N N Ladenburg Thalman & Co. Inc. 008-17230 SEC FILE NUMBER N N Laidlaw & Company (UK) Ltd. 008-53731 GB N N Landaas & Company 008-51826 SEC FILE NUMBER N N Landolt Securities, Inc. 008-43645 SEC FILE NUMBER N N Lantern Investments, Inc. 008-45285 SEC FILE NUMBER N N Lara, May & Associates, LLC 008-67776 SEC FILE NUMBER N N Larson Financial Securities, LLC 008-68456 SEC FILE NUMBER N N Lebenthal & Co. 008-67750 SEC FILE NUMBER N N Legacy Asset Securities, Inc. 008-51871 SEC FILE NUMBER N N Ameritas Investment Corp. 008-31296 SEC FILE NUMBER N N Leigh Baldwin & Co., LLC 008-48385 SEC FILE NUMBER N N Lesko Securities Inc. 008-26408 SEC FILE NUMBER N N Leumi Investment Services Inc. 008-52993 SEC FILE NUMBER N N Lexington Investment Company, Inc. 008-43085 SEC FILE NUMBER N N Liberty Capital Investment Corporation 008-42051 SEC FILE NUMBER N N Liberty Group, LLC 008-52994 SEC FILE NUMBER N N Liberty Partners Financial Services, LLC 008-66335 SEC FILE NUMBER N N Lieblong & Associates, Inc. 008-49880 SEC FILE NUMBER N N LifeMark Securities Corp. 008-33478 SEC FILE NUMBER N N Lincoln Douglas Investments LLC 008-68728 SEC FILE NUMBER N N Andbanc Brokerage, LLC 008-68759 SEC FILE NUMBER N N Lincoln Financial Advisors Corporation 008-14685 SEC FILE NUMBER N N Lincoln Financial Distributors, Inc. 008-13431 SEC FILE NUMBER N N Lincoln Financial Securities Corporation 008-14609 SEC FILE NUMBER N N Lincoln Investment Planning, Inc. 008-14354 SEC FILE NUMBER N N Lion Street Financial, LLC 008-69183 SEC FILE NUMBER N N Lockton Financial Advisors, LLC 008-67090 SEC FILE NUMBER N N Logan Group Securities 008-48995 SEC FILE NUMBER N N Loria Financial Group, LLC 008-52128 SEC FILE NUMBER N N Loring Ward Securities Inc. 008-51381 SEC FILE NUMBER N N Lucia Securities, LLC 008-47643 SEC FILE NUMBER N N Anovest Financial Services, Inc. 008-66742 SEC FILE NUMBER N N M Holdings Securities, Inc. 008-50214 SEC FILE NUMBER N N M&T Securities, Inc. 008-35185 SEC FILE NUMBER N N M. Griffith Investment Services, Inc. 008-02259 SEC FILE NUMBER N N M. S. Howells & Co. 008-52558 SEC FILE NUMBER N N MBSC Securities Corporation 008-13801 SEC FILE NUMBER N N MGO Securities Corp. 008-47814 SEC FILE NUMBER N N MHA Financial Corp. 008-21836 SEC FILE NUMBER N N MMC Securities Corp. 008-52349 SEC FILE NUMBER N N MML Distributors, LLC 008-48203 SEC FILE NUMBER N N MML Investors Services, LLC 008-27250 SEC FILE NUMBER N N Aon Benfield Securities, Inc. 008-14953 SEC FILE NUMBER N N MV Securities Group, Inc. 008-47827 SEC FILE NUMBER N N MWA Financial Services Inc. 008-53255 SEC FILE NUMBER N N Mack Investment Securities, Inc. 008-35536 SEC FILE NUMBER N N Madison Avenue Securities, Inc. 008-40426 SEC FILE NUMBER N N Maplewood Investment Advisors, Inc. 008-52221 SEC FILE NUMBER N N Marsco Investment Corporation 008-36754 SEC FILE NUMBER N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N Y Maxim Group LLC 008-65337 SEC FILE NUMBER N N McClurg Capital Corporation 008-34473 SEC FILE NUMBER N N McDonald Partners LLC 008-66985 SEC FILE NUMBER N N ACP Securities, LLC 008-67185 SEC FILE NUMBER N N Apex Clearing Corporation 008-23522 SEC FILE NUMBER N N McLaughlin Ryder Investments, Inc. 008-67911 SEC FILE NUMBER N N McNally Financial Services Corporation 008-65388 SEC FILE NUMBER N N Means Investment Co., Inc. 008-27458 SEC FILE NUMBER N N Mercantil Commercebank Investment Services 008-53612 SEC FILE NUMBER N N Mercer HR Services, LLC N/A N Y Meridien Financial Group, Inc. 008-26090 SEC FILE NUMBER N N Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 SEC FILE NUMBER N N Mesirow Financial, Inc. 008-28816 SEC FILE NUMBER N N Michigan Securities, Inc. 008-52094 SEC FILE NUMBER N N Mid Atlantic Capital Corporation 008-27663 SEC FILE NUMBER N N Arete Wealth Management, LLC 008-50854 SEC FILE NUMBER N N Mid-Atlantic Clearing & Settlement Corp. 008-47758 SEC FILE NUMBER N N Mid-Atlantic Securities, Inc. 008-36997 SEC FILE NUMBER N N MidWestern Securities Trading Company, LLC 008-52074 SEC FILE NUMBER N N Middlegate Securities Ltd. 008-39031 SEC FILE NUMBER N N Moloney Securities Co., Inc. 008-48326 SEC FILE NUMBER N N Monere Investments, Inc. 008-52982 SEC FILE NUMBER N N Monex Securities, Inc. 008-44874 SEC FILE NUMBER N N Money Concepts Capital Corp. 008-29671 SEC FILE NUMBER N N Moors & Cabot, Inc. 008-23060 SEC FILE NUMBER N N Mora WM Securities, LLC 008-68910 SEC FILE NUMBER N N Arive Capital Markets 008-43350 SEC FILE NUMBER N N Morgan Stanley & Co. LLC 008-15869 SEC FILE NUMBER N N Morgan Stanley Smith Barney LLC 008-68191 SEC FILE NUMBER N N Morris Group, Inc. 008-28916 SEC FILE NUMBER N N Mountain River Securities, Inc. 008-47565 SEC FILE NUMBER N N Multiple Financial Services, Inc. 008-52017 SEC FILE NUMBER N N Mutual Funds Associates, Inc. 008-13026 SEC FILE NUMBER N N Mutual Securities, Inc. 008-28580 SEC FILE NUMBER N N Mutual Trust Co. of America Securities 008-25547 SEC FILE NUMBER N N Mutual of Omaha Investor Services, Inc. 008-47290 SEC FILE NUMBER N N N.E. Private Client Advisors, Ltd. 008-66968 SEC FILE NUMBER N N Arkadios Capital 008-69729 SEC FILE NUMBER N N N.I.S. Financial Services, Inc. 008-15919 SEC FILE NUMBER N N NBC Securities, Inc. 008-35870 SEC FILE NUMBER N N NIA Securities, L.L.C. 008-50591 SEC FILE NUMBER N N NPB Financial Group, LLC 008-67113 SEC FILE NUMBER N N NYLife Distributors LLC 008-46655 SEC FILE NUMBER N N NYLife Securities LLC 008-15517 SEC FILE NUMBER N N National Financial Services, LLC 008-26740 SEC FILE NUMBER N Y National Planning Corp. 008-44435 SEC FILE NUMBER N N Nations Financial Group, Inc. 008-50588 SEC FILE NUMBER N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y Arlington Securities, Inc. 008-38098 SEC FILE NUMBER N N Nationwide Planning Associates Inc. 008-45310 SEC FILE NUMBER N N Nationwide Securities, LLC 008-12500 SEC FILE NUMBER N N Navaid Financial Services, Inc. 008-49897 SEC FILE NUMBER N N Navy Federal Brokerage Services, LLC 008-67161 SEC FILE NUMBER N N Neidiger, Tucker, Bruner, Inc. 008-21884 SEC FILE NUMBER N N Nelson Ivest Brokerage Services, Inc. 008-26448 SEC FILE NUMBER N N Nestlerode & Loy, Inc. 008-12629 SEC FILE NUMBER N N Neuberger Berman LLC 008-01068 SEC FILE NUMBER N N New England Pension Plan Systems, LLC N/A N Y Newport Retirement Services, Inc. N/A N Y Arque Capital, Ltd. 008-65390 SEC FILE NUMBER N N Next Financial Group, Inc. 008-51356 SEC FILE NUMBER N N Ni Advisors 008-66841 SEC FILE NUMBER N N Nicol Investors Corporation 008-65566 SEC FILE NUMBER N N North Ridge Securities Corp. 008-42879 SEC FILE NUMBER N N North South Capital, LLC 008-67979 SEC FILE NUMBER N N NorthWestern Mutual Investment Services, LLC 008-14088 SEC FILE NUMBER N N Northeast Securities, Inc. 008-42227 SEC FILE NUMBER N N Northeastern Financial Group, Incorporated 008-33132 SEC FILE NUMBER N N Northern Capital Securities Corporation 008-49130 SEC FILE NUMBER N N Northern Trust Securities, Inc. 008-23689 SEC FILE NUMBER N N Arvest Investments, Inc. 008-49677 SEC FILE NUMBER N N Northland Securities, Inc. 008-48994 SEC FILE NUMBER N N Northwest Investment Advisors, Inc. 008-65282 SEC FILE NUMBER N N OFG Financial Services, Inc. 008-40770 SEC FILE NUMBER N N Oak Tree Securities, Inc. 008-36138 SEC FILE NUMBER N N Oberweis Securities, Inc. 008-49679 SEC FILE NUMBER N N Ohanesian / Lecours, Inc. 008-40729 SEC FILE NUMBER N N Old National Trust Company 028-00344 SEC FILE NUMBER N N Omega Securities, Inc. 008-20225 SEC FILE NUMBER N N Omni Financial Securities 008-44034 SEC FILE NUMBER N N OneAmerica Securities, Inc. 008-15009 SEC FILE NUMBER N N Ascensus Broker Dealer Services, Inc. 008-47312 SEC FILE NUMBER N Y Oppenheimer & Co. Inc. 008-04077 SEC FILE NUMBER N N OptionsXpress 008-52354 SEC FILE NUMBER N N Oriental Financial Services Corp. 008-44516 SEC FILE NUMBER N N Oscar Gruss & Son Incorporated 008-22371 SEC FILE NUMBER N N P. R. Herzig & Co. Inc. 008-22589 SEC FILE NUMBER N N PFS Investments Inc. 008-26486 SEC FILE NUMBER N N PNC Bank, N.A. AD6GFRVSDT01YPT1CS68 Y N PNC Capital Markets LLC 008-32493 SEC FILE NUMBER Y N PNC Investments, LLC 008-66195 SEC FILE NUMBER Y N PTI Securities & Futures L.P. 008-44412 SEC FILE NUMBER N N Ascensus Financial Services, LLC 008-67891 SEC FILE NUMBER N N PTS Brokerage, LLC 008-65173 SEC FILE NUMBER N N PWA Securities, Inc. 008-67700 SEC FILE NUMBER N N Pacific Financial Associates, Inc. 008-40712 SEC FILE NUMBER N N Packerland Brokerage Services, Inc. 008-47572 SEC FILE NUMBER N N Paradigm Equities, Inc. 008-45593 SEC FILE NUMBER N N Park Avenue Securities LLC 008-51324 SEC FILE NUMBER N N Parkland Securities, LLC 008-53482 SEC FILE NUMBER N N Patapsco Securities, Inc. 008-43485 SEC FILE NUMBER N N Peak Brokerage Services, LLC 008-68829 SEC FILE NUMBER N N Penates Group, Inc. 008-50594 SEC FILE NUMBER N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N Y Pension Dynamics Securities Corporation 008-52535 SEC FILE NUMBER N N Pensionmark Securities, LLC 008-69773 SEC FILE NUMBER N N People's Securities, Inc. 008-29667 SEC FILE NUMBER N N Perryman Securities, Inc. 008-53546 SEC FILE NUMBER N N Pershing Advisor Solutions, LLC 008-47425 SEC FILE NUMBER N N Pershing, LLC 008-17574 SEC FILE NUMBER N Y Petersen Investments, Inc. 008-48306 SEC FILE NUMBER N N Philip J. Greenblatt Securities Ltd 008-30725 SEC FILE NUMBER N N Piper Jaffray & Co. 008-15204 SEC FILE NUMBER N N Place Trade Financial, Inc. 008-65915 SEC FILE NUMBER N N ADCAP Securities 008-51285 SEC FILE NUMBER N N AssetMark Trust Company N/A N N Planmember Securities Corporation 008-25065 SEC FILE NUMBER N N Planned Financial Programs, Inc. 008-05727 SEC FILE NUMBER N N Planned Investment Co., Inc. 008-15266 SEC FILE NUMBER N N Planners Financial Services, Inc. 008-18027 SEC FILE NUMBER N N Podesta & Co. 008-28860 SEC FILE NUMBER N N Polar Investment Counsel, Inc. 008-50039 SEC FILE NUMBER N N Portfolio Resources Group, Inc. 008-45380 SEC FILE NUMBER N N Portsmouth Financial Services 008-30097 SEC FILE NUMBER N N Primerica Shareholder Services, Inc. 084-01499 SEC FILE NUMBER N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Associated Investment Services, Inc. 008-00099 SEC FILE NUMBER N N Principled Advisors, Inc. 008-66451 SEC FILE NUMBER N N Princor Financial Services Corporation 008-13975 SEC FILE NUMBER N N Private Client Services, LLC 008-68183 SEC FILE NUMBER N N Proequities, Inc. 008-32590 SEC FILE NUMBER N N Profinancial, Inc. 008-32026 SEC FILE NUMBER N N Prospera Financial Services, Inc. 008-28164 SEC FILE NUMBER N N Pruco Securities, LLC. 008-16402 SEC FILE NUMBER N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N Y Prudential Investment Management Services LLC 008-36540 SEC FILE NUMBER N N Purshe Kaplan Sterling Investments 008-46844 SEC FILE NUMBER N N Ausdal Financial Partners, Inc. 008-24519 SEC FILE NUMBER N N Pyramid Funds Corporation 008-12769 SEC FILE NUMBER N N Queens Road Securities, LLC 008-52737 SEC FILE NUMBER N N Quest Capital Strategies, Inc. 008-34532 SEC FILE NUMBER N N Questar Capital Corporation 008-50174 SEC FILE NUMBER N N Quincy Cass Associates, Incorporated 008-05743 SEC FILE NUMBER N N R. Seelaus & Co., Inc. 008-31475 SEC FILE NUMBER N N R.M. Stark & Co., Inc. 008-22543 SEC FILE NUMBER N N RBC Capital Markets, LLC 008-45411 SEC FILE NUMBER N Y RF Lafferty & Co 008-25581 SEC FILE NUMBER N N RIM Securities LLC 008-36759 SEC FILE NUMBER N N Avalon Investment & Securities Group, Inc. 008-17078 SEC FILE NUMBER N N RJJ Pasadena Securities, Inc. 008-25324 SEC FILE NUMBER N N RNR Securities, L.L.C. 008-50366 SEC FILE NUMBER N N Raymond James & Associates, Inc. 008-10999 SEC FILE NUMBER N N Raymond James Financial Services, Inc. 008-17983 SEC FILE NUMBER N N Regal Securities, Inc. 008-21765 SEC FILE NUMBER N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N Register Financial Associates, Inc. 008-45012 SEC FILE NUMBER N N Regulus Advisors, LLC 008-68275 SEC FILE NUMBER N N Rehmann Financial Network 008-69134 SEC FILE NUMBER N N Reliance Trust Company 549300NV8FSQRNOUQO50 N Y Aventura Securities, LLC 008-67458 SEC FILE NUMBER N N Reliance Worldwide Investments, LLC 008-67575 SEC FILE NUMBER N N Repex & Co., Inc. 008-26431 SEC FILE NUMBER N N Rhodes Securities, Inc. 008-37689 SEC FILE NUMBER N N Riversource Distributors, Inc. 008-67196 SEC FILE NUMBER N N Robert W. Baird & Co. Incorporated 008-00497 SEC FILE NUMBER N N Roberts & Ryan Investments Inc. 008-37469 SEC FILE NUMBER N N Robinson & Robinson, Inc. 008-17109 SEC FILE NUMBER N N Rodgers Brothers, Inc. 008-33475 SEC FILE NUMBER N N Rogan & Associates, Inc. 008-49995 SEC FILE NUMBER N N Ross, Sinclaire & Associates, LLC 008-41740 SEC FILE NUMBER N N Avisen Securities, Inc. 008-65833 SEC FILE NUMBER N N Rothschild Investment Corporation 008-16429 SEC FILE NUMBER N N Royal Alliance Associates, Inc. 008-40218 SEC FILE NUMBER N N Royal Securities Company 008-28009 SEC FILE NUMBER N N S F Sentry Securities, Inc. 008-43101 SEC FILE NUMBER N N S.A. Stone Wealth Management 008-36638 SEC FILE NUMBER N N S.G. Long & Company 008-51816 SEC FILE NUMBER N N S.L. Reed & Company 008-49178 SEC FILE NUMBER N N SCF Securities, Inc. 008-51760 SEC FILE NUMBER N N SDDCO Brokerage Advisors, LLC 008-68549 SEC FILE NUMBER N N SECU Brokerage Services 008-37927 SEC FILE NUMBER N N Avondale Partners, LLC 008-51550 SEC FILE NUMBER N N SEI Private Trust Company 028-10625 SEC FILE NUMBER N Y SFA Financial, LLC 008-68156 SEC FILE NUMBER N N SG Americas Securities, LLC 008-66125 SEC FILE NUMBER N N SII Investments, Inc. 008-13963 SEC FILE NUMBER N N SKA Securities, Inc. 008-53366 SEC FILE NUMBER N N SWBC Investment Services, LLC 008-66764 SEC FILE NUMBER N N Sabadell Securities USA, Inc. 008-67975 SEC FILE NUMBER N N Safeguard Securities 008-45442 SEC FILE NUMBER N N Safra Securities LLC 008-51935 SEC FILE NUMBER N N Sage, Rutty & Co., Inc. 008-00533 SEC FILE NUMBER N N AxA Advisors, LLC 008-17883 SEC FILE NUMBER N N SagePoint Financial, Inc. 008-66771 SEC FILE NUMBER N N Sammons Financial Network, LLC 008-68905 SEC FILE NUMBER N N Sammons Retirement Solutions, Inc. N/A N Y Samuel A Ramirez & Co., Inc. 008-19014 SEC FILE NUMBER N N Sanders Morris Harris Inc. 008-38325 SEC FILE NUMBER N N Sandlapper Securities, LLC 008-67128 SEC FILE NUMBER N N Santander Securities LLC 008-49571 SEC FILE NUMBER N N Saperston Asset Management, Inc. 008-50658 SEC FILE NUMBER N N Saturna Brokerage Services, Inc. 008-36558 SEC FILE NUMBER N N Saturna Trust Company N/A N Y Axiom Capital Management, Inc. 008-42638 SEC FILE NUMBER N N Saxony Securities, Inc. 008-53490 SEC FILE NUMBER N N Schlitt Investor Services, Inc. 008-34202 SEC FILE NUMBER N N Scottrade, Inc. 008-24760 SEC FILE NUMBER N N SecureVest Financial Group 008-26030 SEC FILE NUMBER N N Securian Financial Services, Inc. 008-31955 SEC FILE NUMBER N N Securities America, Inc. 008-26602 SEC FILE NUMBER N N Securities Equity Group 008-51706 SEC FILE NUMBER N N Securities Research, Inc. 008-23699 SEC FILE NUMBER N N Securities Service Network, Inc. 008-28980 SEC FILE NUMBER N N Security Distributors, Inc. 008-10781 SEC FILE NUMBER N N B.B. Graham & Company, Inc. 008-49477 SEC FILE NUMBER N N Sentinel Securities, Inc. 008-53142 SEC FILE NUMBER N N Shareholders Service Group, Inc. 008-65778 SEC FILE NUMBER N N Sigma Financial Corporation 008-30466 SEC FILE NUMBER N N Signal Securities, Inc. 008-32948 SEC FILE NUMBER N N Signator Investors, Inc. 008-13995 SEC FILE NUMBER N N Signature Securities Group Corporation 008-52697 SEC FILE NUMBER N N Silber Bennett Financial, Inc. 008-68795 SEC FILE NUMBER N N Silver Oak Securities, Incorporated 008-51601 SEC FILE NUMBER N N Simmons First Investment Group, Inc. 008-51795 SEC FILE NUMBER N N Sisung Securities Corporation 008-42121 SEC FILE NUMBER N N ADP Broker-Dealer, Inc. 008-47885 SEC FILE NUMBER N Y B.C. Ziegler & Company 008-00094 SEC FILE NUMBER N N Slavic Investment Corporation 008-40024 SEC FILE NUMBER N N Smith, Brown & Groover, Inc. 008-13079 SEC FILE NUMBER N N Smith, Moore & Co. 008-27480 SEC FILE NUMBER N N Snowden Account Services, Inc. 008-68188 SEC FILE NUMBER N N Sorrento Pacific Financial, LLC 008-66046 SEC FILE NUMBER N N Sorsby Financial Corp. 008-48718 SEC FILE NUMBER N N Southeast Investments, N.C., Inc. 008-50127 SEC FILE NUMBER N N Sovereign Legacy Securities, Inc. 008-00621 SEC FILE NUMBER N N Spencer Trask Ventures, Inc. 008-43665 SEC FILE NUMBER N N Spire Securities, LLC 008-67635 SEC FILE NUMBER N N BAC Florida Investments 008-37483 SEC FILE NUMBER N N St. Bernard Financial Services, Inc. 008-47566 SEC FILE NUMBER N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Standard Investment Chartered, Inc. 008-40468 SEC FILE NUMBER N N Stannard Financial Services, LLC 008-50654 SEC FILE NUMBER N N State Farm VP Management Corp. 008-50128 SEC FILE NUMBER N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Stephen A. Kohn & Associates, Ltd. 008-49279 SEC FILE NUMBER N N Stephens Inc. 008-01927 SEC FILE NUMBER N N Sterling Monroe Securities, LLC 008-65527 SEC FILE NUMBER N N Sterne Agee & Leach, Inc. 008-11754 SEC FILE NUMBER N N BB&T Investments 008-46134 SEC FILE NUMBER N N Stifel, Nicolaus & Company, Incorporated 008-01447 SEC FILE NUMBER N Y StockCross Financial Services, Inc. 008-17758 SEC FILE NUMBER N N Stonnington Group, LLC 008-66919 SEC FILE NUMBER N N Strategic Point Securities 008-65724 SEC FILE NUMBER N N Summit Brokerage Services, Inc. 008-46310 SEC FILE NUMBER N N Summit Equities, Inc. 008-27556 SEC FILE NUMBER N N SunTrust Bank IYDOJBGJWY9T8XKCSX06 N N SunTrust Investment Services, Inc. 008-35355 SEC FILE NUMBER N N Sunbelt Securities, Inc. 008-49748 SEC FILE NUMBER N N Sunset Financial Services, Inc. 008-14148 SEC FILE NUMBER N N BB&T Securities, LLC 008-67486 SEC FILE NUMBER N N Sunstreet Securities, LLC 008-67541 SEC FILE NUMBER N N Superior Financial Services, Inc. 008-52618 SEC FILE NUMBER N N Sweney Cartwright & Company 008-03150 SEC FILE NUMBER N N Sycamore Financial Group 008-30302 SEC FILE NUMBER N N Symphonic Securities LLC 008-67220 SEC FILE NUMBER N N Syndicated Capital, Inc. 008-44162 SEC FILE NUMBER N N Synovus Securities, Inc. 008-34709 SEC FILE NUMBER N N T. Rowe Price Investment Services, Inc. 008-25130 SEC FILE NUMBER N N T. Rowe Price Retirement Plan Services, Inc. 084-06219 SEC FILE NUMBER N Y T.R. Winston & Company, LLC 008-27519 SEC FILE NUMBER N N BBVA Securities Inc. 008-42857 SEC FILE NUMBER N N T.S. Phillips Investments, Inc. 008-65661 SEC FILE NUMBER N N TCAdvisors Network Inc. 008-46909 SEC FILE NUMBER N N TCFG Wealth Management, LLC 008-69089 SEC FILE NUMBER N N TCM Securities, Inc. 008-50313 SEC FILE NUMBER N N TD Ameritrade Clearing, Inc. 008-16335 SEC FILE NUMBER N Y TD Ameritrade Trust Company 028-15163 SEC FILE NUMBER N N TD Ameritrade, Inc. 008-23395 SEC FILE NUMBER N Y TD Private Client Wealth LLC 008-69105 SEC FILE NUMBER N N TFS Securities, Inc. 008-38377 SEC FILE NUMBER N N TIAA-CREF Individual & Institutional Services, LLC 008-44454 SEC FILE NUMBER N N BC Securities, Inc. (Somerset Securities, Inc. ) 008-11539 SEC FILE NUMBER N N TIAA-CREF Tuition Financing, Inc. 801-56817 SEC FILE NUMBER N Y TRG Advisors, Inc. 008-50449 SEC FILE NUMBER N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N Y Teckmeyer Financial Services, L.L.C. 008-48501 SEC FILE NUMBER N N The Capital Group Securities, Inc. 008-52512 SEC FILE NUMBER N N The GMS Group, LLC 008-23936 SEC FILE NUMBER N N The Garbacz Group Inc. 008-42366 SEC FILE NUMBER N N The Huntington Investment Company 008-34867 SEC FILE NUMBER N N The Investment Center, Inc. 008-35826 SEC FILE NUMBER N N The Jeffrey Matthews Financial Group, L.L.C. 008-49352 SEC FILE NUMBER N N BCG Securities, Inc. 008-12680 SEC FILE NUMBER N N The Lawrence D. Vitez Corp. DBA Consolidated Securities 008-48642 SEC FILE NUMBER N N The Leaders Group, Inc. 008-47639 SEC FILE NUMBER N N The O.N. Equity Sales Company 008-14161 SEC FILE NUMBER N N The Oak Ridge Financial Services Group, Inc. 008-50082 N N The Strategic Financial Alliance, Inc. 008-65885 SEC FILE NUMBER N N The Tavenner Company 008-41206 SEC FILE NUMBER N N The Windmill Group, Inc. 008-25280 SEC FILE NUMBER N N Thompson Davis & Co., Inc. 008-49386 SEC FILE NUMBER N N Thoroughbred Financial Services, LLC 008-51944 SEC FILE NUMBER N N Thurston, Springer, Miller, Herd & Titak, Inc. 008-25452 SEC FILE NUMBER N N BD4RIA, Inc. 008-70022 SEC FILE NUMBER N N TimeCapital Securities Corporation 008-18248 SEC FILE NUMBER N N Titleist Asset Management, Ltd. 008-65859 SEC FILE NUMBER N N Tocqueville Securities L.P. 008-42223 SEC FILE NUMBER N N Trade-PMR Inc. 008-51390 SEC FILE NUMBER N N TradeStation Securities, Inc. 008-48711 SEC FILE NUMBER N N Tradition Asiel Securities Inc. 008-43559 SEC FILE NUMBER N N TransAm Securities, Inc. 008-37065 SEC FILE NUMBER N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N N Transamerica Financial Advisors, Inc. 008-33429 SEC FILE NUMBER N N Treasure Financial Corp. 008-48165 SEC FILE NUMBER N N BFT Financial Group, LLC 008-53487 SEC FILE NUMBER N N Triad Advisors, Inc. 008-42007 SEC FILE NUMBER N N Trust Company of America N/A N Y TrustCore Investments, Inc. 008-32152 SEC FILE NUMBER N N TrustFirst, Inc. 008-48509 SEC FILE NUMBER N N Trustmont Financial Group, Inc. 008-36439 SEC FILE NUMBER N N U.S. Bancorp Investments, Inc. 008-35359 SEC FILE NUMBER N N UBATCO & Co. N/A N Y UBS AG, New York Branch BFM8T61CT2L1QCEMIK50 N N UBS Financial Services Inc. 008-16267 SEC FILE NUMBER N N UMB Financial Services, Inc. 008-34999 SEC FILE NUMBER N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N N USA Financial Securities Corporation 008-52342 SEC FILE NUMBER N N USAA Investment Management Company 008-41241 SEC FILE NUMBER N N USCA Securities LLC 008-52285 SEC FILE NUMBER N N USI Securities, Inc. 008-50429 SEC FILE NUMBER N N Uhlmann Price Securities, LLC 008-50041 SEC FILE NUMBER N N Umpqua Investments, Inc. 008-02915 SEC FILE NUMBER N N Union Capital Company 008-53127 SEC FILE NUMBER N N Unionbanc Investment Services, LLC 008-30706 SEC FILE NUMBER N N United Brokerage Services, Inc. 008-48685 SEC FILE NUMBER N N United Planners' Financial Services of America A Limited Partner 008-38485 SEC FILE NUMBER N N ARCA Capital Investments, Inc. 008-53110 SEC FILE NUMBER N N BMO Harris Financial Advisors, Inc. 008-67064 SEC FILE NUMBER N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N Y United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N Y Univest Investments, Inc. 008-14145 SEC FILE NUMBER N N VALIC Financial Advisors, Inc. 008-50018 SEC FILE NUMBER N N VALIC Retirement Services Company 084-06057 SEC FILE NUMBER N N VBC Securities, LLC 008-44141 SEC FILE NUMBER N N VCA Securities, L.P. 008-66393 SEC FILE NUMBER N N VOYA Financial Advisors, Inc. 008-13987 SEC FILE NUMBER N N VOYA Investments Distributors, LLC 008-48020 SEC FILE NUMBER N N ValMark Securities, Inc. 008-45463 SEC FILE NUMBER N N BNP Paribas Securities Corp 008-40490 SEC FILE NUMBER N N Valley National Investments, Inc. 008-34427 SEC FILE NUMBER N N Vanderbilt Securities, LLC 008-16712 SEC FILE NUMBER N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N Y Vanguard Marketing Corporation 008-21570 SEC FILE NUMBER N N Variable Investment Advisors, Inc. 008-50699 SEC FILE NUMBER N N Vaughan & Co Securities, LLC 008-36916 SEC FILE NUMBER N N VectorGlobal WMG 008-45715 SEC FILE NUMBER N N Veritas Independent Partners, LLC 008-69363 SEC FILE NUMBER N N Verity Investments, Inc. 008-49474 SEC FILE NUMBER N N Vestech Securities, Inc. 008-49409 SEC FILE NUMBER N N BOSC, Inc. 008-35381 SEC FILE NUMBER N N Vestor Capital Securities 008-32743 SEC FILE NUMBER N N ViewTrade Securities, Inc. 008-51605 SEC FILE NUMBER N N Vision Financial Markets LLC 008-67447 SEC FILE NUMBER N N Visun Securities Corporation 008-31907 SEC FILE NUMBER N N Vorpahl Wing Securities 008-51823 SEC FILE NUMBER N N Voya Financial Partners, LLC 008-46451 SEC FILE NUMBER N N Voya Institutional Plan Services, LLC N/A N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N Y W.H. Colson Securities 008-53621 SEC FILE NUMBER N N W.R. Hambrecht + Co., LLC 008-50935 SEC FILE NUMBER N N BPU Investment Management, Inc. 008-34979 SEC FILE NUMBER N N WBB Securities, LLC 008-53660 SEC FILE NUMBER N N WFG Investments, Inc. 008-39928 SEC FILE NUMBER N N Waddell & Reed, Inc. 008-27030 SEC FILE NUMBER N N Wall Street Access 008-25936 SEC FILE NUMBER N N Watermark Securities, Inc. 008-43902 SEC FILE NUMBER N N Wayne Hummer Investments, LLC 008-00484 SEC FILE NUMBER N N WedBush Securities Inc. 008-12987 SEC FILE NUMBER N N Weller, Anderson & Co., Ltd. 008-40685 SEC FILE NUMBER N N Wellington Shields & Co., LLC 008-68098 SEC FILE NUMBER N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFXT09 N N BTG Pactual US Capital, LLC 008-68148 SEC FILE NUMBER N N Wells Fargo Clearing Services, LLC 008-37180 SEC FILE NUMBER N Y Wells Fargo Securities, LLC 008-65876 SEC FILE NUMBER N N Wesbanco Securities, Inc. 008-50220 SEC FILE NUMBER N N Wescom Financial Services, LLC 008-66189 SEC FILE NUMBER N N Westco Investment Corp. 008-38452 SEC FILE NUMBER N N Western Equity Group, Inc. 008-66403 SEC FILE NUMBER N N Western Growers Financial Services, Inc. 008-53458 SEC FILE NUMBER N N Western International Securities, Inc. 008-48572 SEC FILE NUMBER N N Westminster Financial Securities, Inc. 008-38426 SEC FILE NUMBER N N Weston Securities Corporation 008-32664 SEC FILE NUMBER N N BTS Securities Corporation 008-26818 SEC FILE NUMBER N N Westport Capital Markets, LLC 008-49495 SEC FILE NUMBER N N Westport Resources Investment Services, Inc. 008-40904 SEC FILE NUMBER N N Wheelhouse Securities Corporation 008-68105 SEC FILE NUMBER N N White Mountain Capital, LLC 008-52572 SEC FILE NUMBER N N Whitehall-Parker Securities, Inc. 008-27688 SEC FILE NUMBER N N Whitney National Bank NSGZD26XPW2CUM2JKU70 N N Wilbanks Securities, Inc. 008-49134 SEC FILE NUMBER N N Wiley Bros.-Aintree Capital, LLC 008-03774 SEC FILE NUMBER N N William Blair & Company L.L.C. 008-02698 SEC FILE NUMBER N N William C. Burnside & Company, Inc. 008-21242 SEC FILE NUMBER N N Ballew Investments, Inc. 008-45660 SEC FILE NUMBER N N Winslow, Evans & Crocker, Inc. 008-44347 SEC FILE NUMBER N N Wood (Arthur W.) Company, Inc. 008-03368 SEC FILE NUMBER N N Woodbury Financial Services, Inc. 008-13846 SEC FILE NUMBER N N Woodlands Securities Corporation 008-39700 SEC FILE NUMBER N N Woodmen Financial Services, Inc. 008-53592 SEC FILE NUMBER N N Woodstock Financial Group, Inc. 008-48080 SEC FILE NUMBER N N World Capital Brokerage, Inc. 008-06805 SEC FILE NUMBER N N World Choice Securities, Inc. 008-45235 SEC FILE NUMBER N N World Equity Group, Inc. 008-44088 SEC FILE NUMBER N N World Trend Financial Planning Services, Ltd. 008-43693 SEC FILE NUMBER N N BancWest Investment Services, Inc. 008-44261 SEC FILE NUMBER N N Worth Financial Group Inc. 008-29827 SEC FILE NUMBER N N Wunderlich Securities, Inc. 008-31206 SEC FILE NUMBER N N ZIV Investment Center 008-18119 SEC FILE NUMBER N N Zions Investment 008-35721 SEC FILE NUMBER N N Bankers & Investors Co 008-21215 SEC FILE NUMBER N N Bankers Life Securities, Inc. 008-69562 SEC FILE NUMBER N N Abacus International Capital Corp. 008-46418 SEC FILE NUMBER N N Bankoh Investment Services, Inc. 008-44201 SEC FILE NUMBER N N Barclays Capital Inc. 008-41342 SEC FILE NUMBER N N Beaconsfield Financial Services, Inc. 008-30993 SEC FILE NUMBER N N Beard Financial Services, Inc. 008-53374 SEC FILE NUMBER N N Benchmark Investments, Inc. 008-52280 SEC FILE NUMBER N N Benefit Plans Administrative Services, Inc. N/A N Y Benefit Trust Company N/A N Y Benjamin F. Edwards & Company, Inc. 008-68023 SEC FILE NUMBER N N Bernard Herold & Co., Inc. 008-17005 SEC FILE NUMBER N N Berthel, Fisher & Company Financial Services, Inc. 008-29426 SEC FILE NUMBER N N Y BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y BLACKROCK ADVISORS, LLC 5493001LN9MRM6A35J74 Y N N BLACKROCK EXECUTION SERVICES 008-48719 000039438 549300HFCRQ0NT5KY652 0.000000000000 BLACKROCK INVESTMENTS, LLC 008-48436 000038642 N/A 0.000000000000 HARRIS WILLIAMS LLC 008-53380 000113930 N/A 0.000000000000 PNC CAPITAL MARKETS, INC. 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 0.000000000000 PNC INVESTMENTS LLC 008-66195 000129052 N/A 0.000000000000 SOLEBURY CAPITAL, LLC 008-67548 000143299 5493000RFBRZED82XQ81 0.000000000000 Trout Capital LLC 008-66474 000131489 N/A 0.000000000000 Investec Securities (US) LLC 008-67162 000138421 N/A 3431.770000000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 8380.700000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 22449.240000000000 BANK OF AMERICA CORP. N/A N/A 9DJT3UXIJIZJI4WXO774 20272.070000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 8580.030000000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 11830.240000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 21240.610000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 23052.680000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 9290.880000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 35752.470000000000 177182.000000000000 BlackRock Liquidity Funds T-Fund N/A N/A 5493002L9DNZ83RX7V61 193613132.970000000000 193613133.000000000000 Y 399906707.000000000000 0.000000000000 N true