6-K 1 natwestgroupplc-batchfili.htm BATCH FILING natwestgroupplc-batchfili
 
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For the month of  May 2022
Commission File Number: 001-10306
 
NatWest Group plc
 
RBS, Gogarburn, PO Box 1000
Edinburgh EH12 1HQ
 
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X Form 40-F ___
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_________
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):_________
 
 
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ___ No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________
 
 
 
 
The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K: 
 
 
 
 
 
Exhibit No. 1
TR-1: Notification of major holdings dated 03 May 2022
Exhibit No. 2
Director/PDMR Shareholding dated 06 May 2022
Exhibit No. 3
Director/PDMR Shareholding dated 11 May 2022
Exhibit No. 4
Total Voting Rights dated 31 May 2022
 
 
Exhibit No. 1
 
TR-1: Standard form for notification of major holdings
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
NatWest Group plc
 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 
Non-UK issuer
 
 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
 
An acquisition or disposal of voting rights
 
 
An acquisition or disposal of financial instruments
 
 
An event changing the breakdown of voting rights
 
x
Other (please specify)iii:
 
 
3. Details of person subject to the notification obligationiv
 
Name
The Commissioners of Her Majesty’s Treasury
 
City and country of registered office (if applicable)
London, England
 
4. Full name of shareholder(s) (if different from 3.)v
 
Name
The Solicitor for the Affairs of Her Majesty’s Treasury
 
City and country of registered office (if applicable)
London, England
 
5. Date on which the threshold was crossed or reachedvi:
29 April 2022
 
6. Date on which issuer notified (DD/MM/YYYY):
29 April 2022
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
 
Resulting situation on the date on which threshold was crossed or reached
48.21%
 
48.21%
42,250,741,324
Position of previous notification (if
applicable)
47.98%
 
47.98%
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
 
A: Voting rights attached to shares
 
Class/type ofshares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
 
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares of £1 each GB00B7T77214
20,368,892,520
 
48.21%
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. A
20,368,892,520
48.21%
 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
 
Type of financial instrument
Expirationdatex
Exercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8. B 1
 
 
 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 
Type of financial instrument
Expirationdatex
Exercise/ Conversion Period xi
Physical or cash
settlementxii
Number of voting rights
% of voting rights
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUBTOTAL 8.B.2
 
 
 
 
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
 
 
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
 
x
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
UK Government Investments Limited, a company wholly-owned by Her Majesty’s Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with Her Majesty’s Treasury).
 
The Solicitor for the Affairs of Her Majesty’s Treasury is acting as nominee for The Commissioners of Her Majesty’s Treasury.
The Commissioners of Her Majesty’s Treasury
48.21%
 
48.21%
 
 
 
 
 
 
 
 
 
 
 
 
10. In case of proxy voting, please identify:
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
 
11. Additional informationxvi
 
The Solicitor for the Affairs of Her Majesty’s Treasury is acting as nominee for The Commissioners of Her Majesty’s Treasury (HMT).
 
The percentage of voting rights held by HMT in NatWest Group plc (NWG), as shown on this form (48.21%), has been calculated following the disposal by HMT of 11,594,763 ordinary shares in NWG since its last TR-1 notification on 21 April 2022 and by reference to and following the release of NWG’s Total Voting Rights announcement on 29 April 2022.
 
The percentage of voting rights held by HMT could move up or down going forward depending on the number of shares repurchased by NWG and the progress of sales under HMT’s trading plan announced on 22 July 2021.
 
 
Place of completion
London, England
 
Date of completion
29 April 2022
 
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
 
Exhibit No. 2
 
6 May 2022
 
NatWest Group plc
 
 
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
 
NatWest Group plc (the Company) announces that the PDMR set out below has aquired ordinary shares of £1 each in the Company (Shares) (ISIN: GB00B7T77214) through the reinvestment of the final dividend paid by the Company on 4 May on shares acquired under the Company's Employee Share Plan:- 
 
PDMR
Position of PDMR
No. of Shares purchased
Purchase price
 
Date of transaction
 
David Lindberg
CEO, Retail Banking
7,224
£2.2118
 
4 May 2022
 
 
The transaction took place on the London Stock Exchange (XLON).
 
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
For further information contact:-
 
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44 20 7672 1758
 
NatWest Group Media Relations  
+44(0)131 523 4205
 
 
Exhibit No. 3
 
11 May 2022
 
NatWest Group plc
 
 
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY (PDMRs) IN ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE REGULATION
 
NatWest Group plc (the Company) announces that ordinary shares of £1 each in the Company (Shares) (ISIN: GB00B7T77214) were delivered to PDMRs on 10 May 2022, under the NatWest Group 2014 Employee Share Plan (the Plan), as set out below. 
 
The Shares delivered represent payment of a fixed share allowance (FSA) for the three month period ending 30 June 2022 and have been calculated using a Share price of £2.1588.
 
The number of Shares delivered, the number of Shares withheld to meet associated tax liabilities and the number of Shares retained by each PDMR is as follows:-
 
Name of PDMR
Position of PDMR
No. of Shares delivered
No. of Shares withheld to satisfy associated tax liability
 
No. of Shares retained
 
Robert Begbie
 
 
CEO, NatWest Markets
37,637
18,565
19,072
 
Peter Flavel
 
 
CEO, Wealth Businesses
28,952
13,991
14,961
 
Bruce Fletcher
 
Chief Risk Officer, NatWest Group
 
38,795
18,747
20,048
 
David Lindberg
 
 
CEO, Retail Banking
37,637
18,188
19,449
 
Andrew McLaughlin1
 
 
CEO, RBS International
17,371
0
17,371
 
Simon McNamara
 
 
Chief Administrative Officer
 
37,637
18,565
19,072
 
Katie Murray
 
Chief Financial Officer
 
88,591
42,810
45,781
 
Alison Rose
 
 
Chief Executive Officer
 
129,934
62,788
67,146
 
John-Paul Thwaite
 
CEO, Commercial Banking
 
36,190
17,488
18,702
 
Jen Tippin
 
Chief People & Transformation Officer
 
47,770
23,084
24,686
1. The FSA was delivered when Andrew McLaughlin was resident in Jersey and therefore is taxable in Jersey only and not in the UK. No employer tax withholding is required under Jersey law. The Jersey income tax payable in respect of the vesting of the award will be paid by the PDMR directly to the Jersey tax authority. 
 
The market price used to determine the number of Shares withheld to meet associated tax liabilities was £2.0726. Shares retained after payment of associated tax liabilities will be held on behalf of PDMRs in the Computershare Share Plan Account and will be released in instalments over a three year period.
 
 
The above transactions took place on the London Stock Exchange (XLON).
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90
 
 
For further information contact:-
 
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44(0)20 7672 1758
 
NatWest Group Media Relations 
+44(0)131 523 4205
 
 
Exhibit No. 4
 
NatWest Group plc
Total Voting Rights and Capital
 
In conformity with the Disclosure Guidance and Transparency Rules, NatWest Group plc ("NWG") hereby notifies the following in respect of its issued share capital with voting rights as at 31 May 2022.
 
Share Class and nominal value
Number of Shares issued
Voting rights per share
Total Voting rights -
31 May 2022
Ordinary Shares of £1
10,480,080,642
4
41,920,322,568
Ordinary Shares of £1 held in treasury
143,974,758
4
Voting rights not exercisable
11% Cumulative Preference Shares of £1
240,686
4
962,744
5.5% Cumulative Preference Shares of £1
242,454
4
969,816
 Total:
10,624,538,540
 
41,922,255,128
 
Shareholders may use the above figure (41,922,255,128) for their calculations to determine whether they are required to notify their interest in, or a change to their interest in NWG under the FCA's Disclosure Guidance and Transparency Rules.
 
 
 
Legal Entity Identifier: 2138005O9XJIJN4JPN90     
 
 
 
 
 
Date: 31 May 2022
 
 
 
 
 
NATWEST GROUP plc (Registrant)
 
 
 
By: /s/ Jan Cargill
 
 
 
Name: Jan Cargill
 
Title: Chief Governance Officer and Company Secretary