|
|
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 30 April 2021
|
Exhibit
No. 2
|
Update
on transfer of Ulster Bank Limited business dated 04 May
2021
|
Exhibit
No. 3
|
Publication
of Suppl.Prospcts dated 04 May 2021
|
Exhibit
No. 4
|
Form
8.3 Disclosure dated 05 May 2021
|
Exhibit
No. 5
|
Notice
of Redemption dated 05 May 2021
|
Exhibit
No. 6
|
Form
8.3 – Disclosure dated 06 May 2021
|
Exhibit
No. 7
|
Director/PDMR
Shareholding dated 06 May 2021
|
Exhibit
No. 8
|
Form
8.3 Disclosure dated 07 May 2021
|
Exhibit
No. 9
|
Form
8.3 – Disclosure dated 10 May 2021
|
Exhibit
No. 10
|
NOTIFICATION
OF MAJOR HOLDINGS dated 11 May 2021
|
Exhibit
No. 11
|
Form
8.3 - Equiniti Group plc dated 12 May 2021
|
Exhibit
No. 12
|
Director/PDMR
Shareholding dated 13 May 2021
|
Exhibit
No. 13
|
Form
8.3 - Equiniti Group plc dated 17 May 2021
|
Exhibit
No. 14
|
Form
8.3 - Equiniti Group plc dated 19 May 2021
|
Exhibit
No. 15
|
NatWest
Group plc – Investor Spotlight dated 20 May 2021
|
Exhibit
No. 16
|
Form
8.3 - Equiniti Group plc dated 25 May 2021
|
Exhibit
No. 17
|
Form
8.3 - Equiniti Group plc dated 27 May 2021
|
Exhibit
No. 18
|
Total
Voting Rights dated 28 May 2021
|
PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Purchase price
|
Katie
Murray
|
Chief
Financial Officer, NatWest Group plc
|
73
|
£2.0485
|
|
Legal Entity Identifier
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
Ulster Bank Limited
|
213800BZ9V4RRA2IRN26
|
National Westminster Bank Plc
|
213800IBT39XQ9C4CP71
|
|
|
|
|
NatWest
Group plc
|
2138005O9XJIJN4JPN90
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of
offeror/
offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
04 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,307,073
|
1.17%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,307,073
|
1.17%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p
Ordinary
1p
Ordinary
|
Sale
Sale
|
7,285
8,500
|
1.742
1.742
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/
NO
|
Date of
disclosure:
|
05 May 2021
|
Contact
name:
|
Suzanne Davidson
|
Telephone
number*:
|
0131 626 4120
|
Legal Entity Identifiers
|
|
NatWest
Group plc
|
2138005O9XJIJN4JPN90
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of
offeror/
offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
05 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,289,573
|
1.17%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,289,573
|
1.17%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p
Ordinary
1p
Ordinary
1p
Ordinary
|
Sale
Sale
Sale
|
11,500
3,000
3,000
|
1.748
1.750194
1.750195
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/
NO
|
Date of
disclosure:
|
06 May 2021
|
Contact
name:
|
Suzanne Davidson
|
Telephone
number*:
|
0131 626 4120
|
PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Purchase price
|
Date of transaction
|
Robert
Begbie
|
CEO,
NatWest Markets Plc
|
50
|
£1.9319
|
4 May 2021
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of
offeror/
offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
06 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,281,009
|
1.17%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,281,009
|
1.17%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p
Ordinary
|
Sale
|
8,564
|
1.742
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/
NO
|
Date of disclosure:
|
07 May 2021
|
Contact name:
|
Suzanne Davidson
|
Telephone number*:
|
0131 626 4120
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of
offeror/
offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
07 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,275,509
|
1.16%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,275,509
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p
Ordinary
|
Sale
|
5,500
|
1.722
GBP
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/
NO
|
Date of
disclosure:
|
10 May 2021
|
Contact
name:
|
Suzanne Davidson
|
Telephone
number*:
|
0131 626 4120
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of Her Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of Her Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
11 May 2021
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
11 May 2021
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
54.75%
|
|
54.75%
|
46,307,677,708
|
||
Position of previous notification (if
applicable)
|
59.76%
|
|
59.76%
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
||||||||||||||||
|
A: Voting rights attached to shares
|
||||||||||||||||
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||||||||||||||
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|||||||||||||
|
Ordinary Shares of £1 each GB00B7T77214
|
25,355,012,776
|
|
54.75%
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
SUBTOTAL 8. A
|
25,355,012,776
|
54.75%
|
||||||||||||||
|
|
||||||||||||||||
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
||||||||||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion
Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
SUBTOTAL 8. B 1
|
|
|
||||||||||||
|
|
||||||||||||||||
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
||||||||||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|||||||||||
|
|
||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
|
|
||||||||||||||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
|||||||||||||||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
x
|
|
|||||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|||||||||||||
UK Government Investments Limited, a company wholly-owned by Her
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with Her Majesty's
Treasury).
The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for Her Majesty's Treasury.
|
|
||||||||||||||||
The Commissioners of Her Majesty's Treasury
|
54.75%
|
|
54.75%
|
|
|||||||||||||
|
|
|
|
|
|||||||||||||
|
|
|
|
|
|||||||||||||
|
|
|
|
|
|||||||||||||
|
|
||||||||||||||||
10. In
case of proxy voting, please identify:
|
|
||||||||||||||||
Name of the proxy holder
|
|
|
|||||||||||||||
The number and % of voting rights held
|
|
|
|||||||||||||||
The date until which the voting rights will be held
|
|
|
|||||||||||||||
|
|
||||||||||||||||
11. Additional informationxvi
|
|
||||||||||||||||
The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for Her Majesty's Treasury.
The percentage of voting rights held, as shown on this form
(54.75%), represents voting rights held in NatWest Group plc (NWG)
following the sale by Her Majesty's Treasury of 580,000,000
ordinary shares of £1 each in NWG on 11 May 2021.
Settlement is due to take place on 13 May 2021.
|
|
Place of completion
|
London, England
|
Date of completion
|
11 May 2021
|
(a) Full name of discloser:
|
NatWest Group plc
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam & Company Investment Management Limited
|
(c) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti Group plc
|
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
11 May 2021
|
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1) Relevant securities owned and/or controlled:
|
4,273,059
|
1.16%
|
0
|
0.00
|
(2) Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,273,059
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p Ordinary
|
Sale
|
2,450
|
1.736 GBP
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description e.g. call
option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
Date of disclosure:
|
12 May 2021
|
Contact name:
|
Suzanne Davidson
|
Telephone number*:
|
0131 626 4120
|
Name of PDMR
|
Position of PDMR
|
No. of Shares delivered
|
No. of Shares withheld to satisfy associated tax
liability
|
No. of Shares retained
|
Robert
Begbie
|
CEO,
NatWest Markets
|
41,202
|
19,807
|
21,395
|
Helen
Cook
|
Chief
HR Officer
|
15,530
|
7,311
|
8,219
|
Peter
Flavel
|
CEO,
Wealth Businesses
|
28,543
|
13,436
|
15,107
|
Bruce
Fletcher
|
Chief
Risk Officer, NatWest Group
|
42,470
|
19,991
|
22,479
|
David
Lindberg
|
CEO,
Retail Banking
|
41,202
|
19,395
|
21,807
|
Andrew
McLaughlin
1
|
CEO,
RBS International
|
19,017
|
0
|
19,017
|
Simon
McNamara
|
Chief
Administrative Officer
|
41,202
|
19,807
|
21,395
|
Katie
Murray
|
Chief Financial Officer
|
95,082
|
44,756
|
50,326
|
Alison
Rose
|
Chief
Executive
Officer
|
139,453
|
65,642
|
73,811
|
John-Paul
Thwaite
|
CEO,
Commercial Banking
|
33,596
|
15,814
|
17,782
|
Jen
Tippin
|
Chief
Transformation Officer
|
52,295
|
24,616
|
27,679
|
1. The
FSA was delivered when Andrew McLaughlin was resident in Jersey and
therefore is taxable in Jersey only and not in the UK. No employer
tax withholding is required under Jersey law. The Jersey income tax
payable in respect of the vesting of the award will be paid by the
PDMR directly to the Jersey tax authority.
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of
offeror/
offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
14 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,268,059
|
1.16%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,268,059
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
|
|
|
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
1p
Ordinary
|
Transfer
out of shares from a discretionary holding
|
5,000
|
N/A
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/
NO
|
Date of disclosure:
|
17 May 2021
|
Contact name:
|
Suzanne Davidson
|
Telephone number*:
|
0131 626 4120
|
(a) Full name of discloser:
|
NatWest Group plc
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam & Company Investment Management Limited
|
(c) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti Group plc
|
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
18 May 2021
|
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1) Relevant securities owned and/or controlled:
|
4,274,059
|
1.16%
|
0
|
0.00
|
(2) Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,274,059
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p Ordinary
|
Purchase
|
6,000
|
1.724 GBP
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description e.g. call
option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
Date of disclosure:
|
19 May 2021
|
Contact name:
|
Suzanne Davidson
|
Telephone number*:
|
0131 626 4120
|
(a) Full name of discloser:
|
NatWest Group plc
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam & Company Investment Management Limited
|
(c) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
Equiniti Group plc
|
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
24 May 2021
|
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1) Relevant securities owned and/or controlled:
|
4,272,759
|
1.16%
|
0
|
0.00
|
(2) Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,272,759
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
1p Ordinary
|
Sale
|
1,300
|
1.714 GBP
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description e.g. call
option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
Date of disclosure:
|
25 May 2021
|
Contact name:
|
Suzanne Davidson
|
Telephone number*:
|
0131 626 4120
|
(a)
Full name of discloser:
|
NatWest
Group plc
|
(b)
Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam
& Company Investment Management Limited
|
(c)
Name of offeror/offeree in relation
to whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
|
Equiniti
Group plc
|
(d)
If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
|
N/A
|
(e)
Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
26 May
2021
|
(f)
In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
N/A
|
Class of relevant security:
|
1p
ordinary
|
|||
|
Interests
|
Short positions
|
||
|
Number
|
%
|
Number
|
%
|
(1)
Relevant securities owned and/or controlled:
|
4,267,759
|
1.16%
|
0
|
0.00
|
(2)
Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
4,267,759
|
1.16%
|
0
|
0.00
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
|
|
|
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
1p
Ordinary
|
Transfer
out of shares from a discretionary holding
|
5,000
|
N/A
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
NONE
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i)
the voting rights of any relevant securities under any option;
or
(ii)
the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
NONE
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
Date of disclosure:
|
27 May 2021
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Contact name:
|
Suzanne Davidson
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Telephone number*:
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0131 626 4120
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Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
28 May 2021
|
|||
Ordinary Shares of £1
|
11,576,722,998
|
4
|
46,306,891,992
|
Ordinary Shares of £1 held in treasury
|
199,296,429
|
4
|
Voting rights not exercisable
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Total:
|
11,776,919,427
|
|
46,310,491,992
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
Name:
Jan Cargill
|
|
Title:
Deputy Secretary
|