0000950103-16-017875.txt : 20161114
0000950103-16-017875.hdr.sgml : 20161111
20161114173757
ACCESSION NUMBER: 0000950103-16-017875
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC
CENTRAL INDEX KEY: 0000844150
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05855
FILM NUMBER: 161996366
BUSINESS ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000844150
XXXXXXXX
09-30-2016
09-30-2016
false
ROYAL BANK OF SCOTLAND GROUP PLC
Gogarburn
Po Box 1000
Edinburgh, Scotland
X0
EH12 1HQ
13F HOLDINGS REPORT
028-05855
N
Aileen Taylor Edinburgh
Head of Group Secretariat
0044-0131-626-4099
/s/ Aileen Taylor Edinburgh
Edinburgh
X0
11-14-2014
3
183
423918
7
0000729153
028-05855-34
ROYAL BANK OF SCOTLAND PLC
9
0000702162
NATIONAL WESTMINSTER BANK PLC /ENG/
4
0001090493
028-04889
COUTTS GROUP
INFORMATION TABLE
2
dp70304_13fhr.xml
AETNA INC NEW
COM
00817Y108
4807
41634
SH
DFND
4
41634
0
0
AETNA INC NEW
COM
00817Y108
404
3500
SH
DFND
7
3500
0
0
ALLIANCE ONE INTL INC
COM NEW
018772301
313
16360
SH
DFND
7
16360
0
0
ALPHABET INC
CAP STK CL C
02079K107
3828
4925
SH
DFND
4
4925
0
0
ALPHABET INC
CAP STK CL C
02079K107
1579
2032
SH
DFND
7
2032
0
0
ALPHABET INC
CAP STK CL C
02079K107
39
50
SH
DFND
9
0
50
0
ALPHABET INC
CAP STK CL A
02079K305
12461
15497
SH
DFND
4
15497
0
0
ALPHABET INC
CAP STK CL A
02079K305
1049
1305
SH
DFND
7
1305
0
0
AMAZON COM INC
COM
023135106
3686
4402
SH
DFND
7
4402
0
0
AMBEV SA
SPONSORED ADR
02319V103
108
17782
SH
DFND
7
17782
0
0
APPLE INC
COM
037833100
9564
84603
SH
DFND
4
84603
0
0
APPLE INC
COM
037833100
183
1620
SH
DFND
7
1620
0
0
ASANKO GOLD INC
COM
04341Y105
56
13224
SH
DFND
7
13224
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
105
11592
SH
DFND
7
11592
0
0
BANK AMER CORP
COM
060505104
352
22507
SH
DFND
7
22507
0
0
BECTON DICKINSON & CO
COM
075887109
539
3000
SH
DFND
7
3000
0
0
BED BATH & BEYOND INC
COM
075896100
8071
187216
SH
DFND
4
187216
0
0
BED BATH & BEYOND INC
COM
075896100
345
8000
SH
DFND
7
8000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
477
3300
SH
DFND
4
3300
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1451
10047
SH
DFND
7
10047
0
0
BIOGEN INC
COM
09062X103
575
1837
SH
DFND
4
1837
0
0
BIOGEN INC
COM
09062X103
548
1750
SH
DFND
7
1750
0
0
BOEING CO
COM
097023105
4347
32999
SH
DFND
4
32999
0
0
BOEING CO
COM
097023105
153
1160
SH
DFND
7
1160
0
0
CME GROUP INC
COM
12572Q105
3136
30000
SH
DFND
7
30000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
10612
147738
SH
DFND
4
147738
0
0
CAPITAL ONE FINL CORP
COM
14040H105
431
5998
SH
DFND
7
5998
0
0
CATERPILLAR INC DEL
COM
149123101
4182
47111
SH
DFND
7
47111
0
0
CATERPILLAR INC DEL
COM
149123101
42
470
SH
DFND
9
470
0
0
CHEVRON CORP NEW
COM
166764100
118
1150
SH
DFND
4
1150
0
0
CHEVRON CORP NEW
COM
166764100
660
6410
SH
DFND
7
6410
0
0
CISCO SYS INC
COM
17275R102
11888
374789
SH
DFND
4
374789
0
0
CISCO SYS INC
COM
17275R102
510
16082
SH
DFND
7
16082
0
0
CINTAS CORP
COM
172908105
9323
82795
SH
DFND
4
82795
0
0
CINTAS CORP
COM
172908105
8106
71991
SH
DFND
7
71991
0
0
COBALT INTL ENERGY INC
COM
19075F106
30
23968
SH
DFND
7
23968
0
0
COCA COLA CO
COM
191216100
327
7734
SH
DFND
7
7734
0
0
COLGATE PALMOLIVE CO
COM
194162103
3017
40687
SH
DFND
4
40687
0
0
COLGATE PALMOLIVE CO
COM
194162103
460
6200
SH
DFND
7
6200
0
0
COMCAST CORP NEW
CL A
20030N101
3066
46216
SH
DFND
4
46216
0
0
COMCAST CORP NEW
CL A
20030N101
980
14777
SH
DFND
7
14777
0
0
CONOCOPHILLIPS
COM
20825C104
669
15390
SH
DFND
7
15390
0
0
CONOCOPHILLIPS
COM
20825C104
26
590
SH
DFND
9
590
0
0
CUMMINS INC
COM
231021106
5245
40932
SH
DFND
4
40932
0
0
CUMMINS INC
COM
231021106
449
3500
SH
DFND
7
3500
0
0
DISCOVER FINL SVCS
COM
254709108
5742
101540
SH
DFND
7
101540
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
147
1615
SH
DFND
7
1615
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
219
2400
SH
DFND
9
2400
0
0
EQUIFAX INC
COM
294429105
5866
43586
SH
DFND
4
43586
0
0
EXXON MOBIL CORP
COM
30231G102
292
3343
SH
DFND
4
3343
0
0
EXXON MOBIL CORP
COM
30231G102
363
4160
SH
DFND
7
4160
0
0
FLIR SYS INC
COM
302445101
1021
32500
SH
DFND
7
32500
0
0
FEDEX CORP
COM
31428X106
4352
24914
SH
DFND
4
24914
0
0
FEDEX CORP
COM
31428X106
2970
17000
SH
DFND
7
17000
0
0
F5 NETWORKS INC
COM
315616102
287
2300
SH
DFND
4
2300
0
0
F5 NETWORKS INC
COM
315616102
2721
21831
SH
DFND
7
21831
0
0
FLOWSERVE CORP
COM
34354P105
468
9702
SH
DFND
4
9702
0
0
FLOWSERVE CORP
COM
34354P105
159
3297
SH
DFND
7
3297
0
0
GAMESTOP CORP NEW
CL A
36467W109
385
13965
SH
DFND
4
13965
0
0
GAMESTOP CORP NEW
CL A
36467W109
55
2000
SH
DFND
7
2000
0
0
GENERAL ELECTRIC CO
COM
369604103
400
13516
SH
DFND
7
13516
0
0
GENERAL ELECTRIC CO
COM
369604103
30
999
SH
DFND
9
999
0
0
GILEAD SCIENCES INC
COM
375558103
12042
152202
SH
DFND
4
152202
0
0
GILEAD SCIENCES INC
COM
375558103
1768
22350
SH
DFND
7
22350
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2519
15622
SH
DFND
7
15622
0
0
HOME DEPOT INC
COM
437076102
699
5432
SH
DFND
7
5432
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1197
9988
SH
DFND
7
9988
0
0
ILLINOIS TOOL WKS INC
COM
452308109
46
380
SH
DFND
9
380
0
0
INTEL CORP
COM
458140100
17097
452912
SH
DFND
4
452912
0
0
INTEL CORP
COM
458140100
134
3544
SH
DFND
7
3544
0
0
INTEL CORP
COM
458140100
42
1120
SH
DFND
9
1120
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
14985
94334
SH
DFND
7
94334
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
59
373
SH
DFND
9
373
0
0
INTUIT
COM
461202103
1779
16173
SH
DFND
4
16173
0
0
INTUIT
COM
461202103
73
660
SH
DFND
7
660
0
0
IRON MTN INC NEW
COM
46284V101
1145
30496
SH
DFND
7
30496
0
0
ISHARES
MSCI EURZONE ETF
464286608
194
5629
SH
DFND
4
5629
0
0
ISHARES
MSCI EURZONE ETF
464286608
110
3200
SH
DFND
7
3200
0
0
ISHARES
MSCI PAC JP ETF
464286665
2079
49163
SH
DFND
4
49163
0
0
ISHARES
MSCI PAC JP ETF
464286665
898
21240
SH
DFND
7
21240
0
0
ISHARES
MSCI TAIWAN ETF
464286731
444
28290
SH
DFND
4
28290
0
0
ISHARES
MSCI STH KOR ETF
464286772
291
5000
SH
DFND
4
5000
0
0
ISHARES
MSCI JAPAN ETF
464286848
3960
315829
SH
DFND
4
315829
0
0
ISHARES
MSCI JAPAN ETF
464286848
51
4050
SH
DFND
7
4050
0
0
ISHARES TR
SELECT DIVID ETF
464287168
5147
60068
SH
DFND
7
60068
0
0
ISHARES TR
TIPS BD ETF
464287176
524
4500
SH
DFND
4
4500
0
0
ISHARES TR
CORE S&P500 ETF
464287200
10200
46883
SH
DFND
4
46883
0
0
ISHARES TR
CORE S&P500 ETF
464287200
387
1780
SH
DFND
7
1780
0
0
ISHARES TR
CORE US AGGBD ET
464287226
898
7990
SH
DFND
7
7990
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1127
30089
SH
DFND
4
30089
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
20905
558202
SH
DFND
7
558202
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3458
28069
SH
DFND
7
28069
0
0
ISHARES TR
GLOBAL FINLS ETF
464287333
219
4285
SH
DFND
7
4285
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
722
6450
SH
DFND
4
6450
0
0
ISHARES TR
MSCI EAFE ETF
464287465
5221
88300
SH
DFND
7
88300
0
0
ISHARES TR
U.S. FINLS ETF
464287788
630
7000
SH
DFND
4
7000
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
1574
26000
SH
DFND
4
26000
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
67
1100
SH
DFND
7
1100
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
352
3000
SH
DFND
7
3000
0
0
ISHARES TR
CORE US CR BD
464288620
649
5705
SH
DFND
7
5705
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
224
1772
SH
DFND
4
1772
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
234
1850
SH
DFND
7
1850
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
376
12800
SH
DFND
7
12800
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
381
24063
SH
DFND
4
24063
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
24
1500
SH
DFND
7
1500
0
0
ISHARES TR
CUR HD EURZN ETF
46434V639
389
15700
SH
DFND
7
15700
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
134
12275
SH
DFND
7
12275
0
0
JPMORGAN CHASE & CO
COM
46625H100
20177
303004
SH
DFND
4
303004
0
0
JPMORGAN CHASE & CO
COM
46625H100
183
2743
SH
DFND
7
2743
0
0
JPMORGAN CHASE & CO
COM
46625H100
61
919
SH
DFND
9
419
500
0
JABIL CIRCUIT INC
COM
466313103
595
27258
SH
DFND
4
27258
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
662
12800
SH
DFND
7
12800
0
0
JOHNSON & JOHNSON
COM
478160104
2042
17287
SH
DFND
7
17287
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
3997
42835
SH
DFND
4
42835
0
0
KRAFT HEINZ CO
COM
500754106
1044
11659
SH
DFND
4
11659
0
0
KRAFT HEINZ CO
COM
500754106
242
2699
SH
DFND
7
2699
0
0
KRAFT HEINZ CO
COM
500754106
70
782
SH
DFND
9
782
0
0
KROGER CO
COM
501044101
12150
409380
SH
DFND
4
409380
0
0
KROGER CO
COM
501044101
95
3200
SH
DFND
7
3200
0
0
LILLY ELI & CO
COM
532457108
5038
62765
SH
DFND
4
62765
0
0
LILLY ELI & CO
COM
532457108
4377
54539
SH
DFND
7
54539
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
425
8880
SH
DFND
7
8880
0
0
MARSH & MCLENNAN COS INC
COM
571748102
756
11247
SH
DFND
9
11247
0
0
MCKESSON CORP
COM
58155Q103
14676
88014
SH
DFND
4
88014
0
0
MCKESSON CORP
COM
58155Q103
500
3000
SH
DFND
7
3000
0
0
METLIFE INC
COM
59156R108
248
5589
SH
DFND
9
5019
570
0
MICROSOFT CORP
COM
594918104
13920
241667
SH
DFND
4
241667
0
0
MICROSOFT CORP
COM
594918104
1991
34563
SH
DFND
7
34563
0
0
MONSANTO CO NEW
COM
61166W101
3853
37696
SH
DFND
7
37696
0
0
MORGAN STANLEY
COM NEW
617446448
9367
292159
SH
DFND
4
292159
0
0
MORGAN STANLEY
COM NEW
617446448
464
14465
SH
DFND
7
14465
0
0
NEVSUN RES LTD
COM
64156L101
43
14267
SH
DFND
7
14267
0
0
NEWMONT MINING CORP
COM
651639106
1087
27665
SH
DFND
7
27665
0
0
NIKE INC
CL B
654106103
7670
145681
SH
DFND
4
145681
0
0
NIKE INC
CL B
654106103
60
1135
SH
DFND
7
1135
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
1590
21810
SH
DFND
7
21810
0
0
PFIZER INC
COM
717081103
59
1744
SH
DFND
4
1744
0
0
PFIZER INC
COM
717081103
268
7925
SH
DFND
7
7925
0
0
PHILIP MORRIS INTL INC
COM
718172109
1484
15269
SH
DFND
4
15269
0
0
PHILIP MORRIS INTL INC
COM
718172109
7121
73245
SH
DFND
7
73245
0
0
PHILIP MORRIS INTL INC
COM
718172109
43
440
SH
DFND
9
440
0
0
PHILLIPS 66
COM
718546104
485
6020
SH
DFND
7
6020
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
712
6000
SH
DFND
4
6000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
208
1750
SH
DFND
7
1750
0
0
PROCTER AND GAMBLE CO
COM
742718109
216
2403
SH
DFND
7
2403
0
0
REPUBLIC SVCS INC
COM
760759100
669
13255
SH
DFND
4
13255
0
0
REPUBLIC SVCS INC
COM
760759100
2155
42707
SH
DFND
7
42707
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
862
10308
SH
DFND
7
10308
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1249
5775
SH
DFND
4
5775
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
469
2170
SH
DFND
7
2170
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
199
1585
SH
DFND
4
1585
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
172
1370
SH
DFND
7
1370
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
251
3050
SH
DFND
7
3050
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
343
4060
SH
DFND
7
4060
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
334
1830
SH
DFND
7
1830
0
0
SCHLUMBERGER LTD
COM
806857108
3029
38523
SH
DFND
7
38523
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
554
28700
SH
DFND
4
28700
0
0
SOUTHWEST AIRLS CO
COM
844741108
7609
195645
SH
DFND
4
195645
0
0
SOUTHWEST AIRLS CO
COM
844741108
36
930
SH
DFND
7
930
0
0
STARBUCKS CORP
COM
855244109
1794
33139
SH
DFND
7
33139
0
0
STRYKER CORP
COM
863667101
1385
11900
SH
DFND
7
11900
0
0
SYSCO CORP
COM
871829107
341
6950
SH
DFND
7
6950
0
0
SYSCO CORP
COM
871829107
46
931
SH
DFND
9
931
0
0
TESLA MTRS INC
COM
88160R101
44
215
SH
DFND
4
215
0
0
TESLA MTRS INC
COM
88160R101
408
2000
SH
DFND
7
2000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
805
7928
SH
DFND
4
7928
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
71
701
SH
DFND
7
701
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
10153
191571
SH
DFND
4
191571
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
66
1250
SH
DFND
7
1250
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
541
20469
SH
DFND
7
20469
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
428
11386
SH
DFND
4
11386
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
297
4908
SH
DFND
4
4908
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
369
7573
SH
DFND
4
7573
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
782
3936
SH
DFND
4
3936
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
378
7266
SH
DFND
4
7266
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
26
492
SH
DFND
7
492
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
264
5070
SH
DFND
9
4829
241
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1172
14543
SH
DFND
7
14543
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
20
250
SH
DFND
9
250
0
0
WILLIAMS COS INC DEL
COM
969457100
426
13865
SH
DFND
4
13865
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
7201
55387
SH
DFND
4
55387
0
0
KOSMOS ENERGY LTD
SHS
G5315B107
66
10232
SH
DFND
7
10232
0
0
LAZARD LTD
SHS A
G54050102
1677
46134
SH
DFND
4
46134
0
0