0000950103-16-017875.txt : 20161114 0000950103-16-017875.hdr.sgml : 20161111 20161114173757 ACCESSION NUMBER: 0000950103-16-017875 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05855 FILM NUMBER: 161996366 BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000844150 XXXXXXXX 09-30-2016 09-30-2016 false ROYAL BANK OF SCOTLAND GROUP PLC
Gogarburn Po Box 1000 Edinburgh, Scotland X0 EH12 1HQ
13F HOLDINGS REPORT 028-05855 N
Aileen Taylor Edinburgh Head of Group Secretariat 0044-0131-626-4099 /s/ Aileen Taylor Edinburgh Edinburgh X0 11-14-2014 3 183 423918 7 0000729153 028-05855-34 ROYAL BANK OF SCOTLAND PLC 9 0000702162 NATIONAL WESTMINSTER BANK PLC /ENG/ 4 0001090493 028-04889 COUTTS GROUP
INFORMATION TABLE 2 dp70304_13fhr.xml AETNA INC NEW COM 00817Y108 4807 41634 SH DFND 4 41634 0 0 AETNA INC NEW COM 00817Y108 404 3500 SH DFND 7 3500 0 0 ALLIANCE ONE INTL INC COM NEW 018772301 313 16360 SH DFND 7 16360 0 0 ALPHABET INC CAP STK CL C 02079K107 3828 4925 SH DFND 4 4925 0 0 ALPHABET INC CAP STK CL C 02079K107 1579 2032 SH DFND 7 2032 0 0 ALPHABET INC CAP STK CL C 02079K107 39 50 SH DFND 9 0 50 0 ALPHABET INC CAP STK CL A 02079K305 12461 15497 SH DFND 4 15497 0 0 ALPHABET INC CAP STK CL A 02079K305 1049 1305 SH DFND 7 1305 0 0 AMAZON COM INC COM 023135106 3686 4402 SH DFND 7 4402 0 0 AMBEV SA SPONSORED ADR 02319V103 108 17782 SH DFND 7 17782 0 0 APPLE INC COM 037833100 9564 84603 SH DFND 4 84603 0 0 APPLE INC COM 037833100 183 1620 SH DFND 7 1620 0 0 ASANKO GOLD INC COM 04341Y105 56 13224 SH DFND 7 13224 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 105 11592 SH DFND 7 11592 0 0 BANK AMER CORP COM 060505104 352 22507 SH DFND 7 22507 0 0 BECTON DICKINSON & CO COM 075887109 539 3000 SH DFND 7 3000 0 0 BED BATH & BEYOND INC COM 075896100 8071 187216 SH DFND 4 187216 0 0 BED BATH & BEYOND INC COM 075896100 345 8000 SH DFND 7 8000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 477 3300 SH DFND 4 3300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1451 10047 SH DFND 7 10047 0 0 BIOGEN INC COM 09062X103 575 1837 SH DFND 4 1837 0 0 BIOGEN INC COM 09062X103 548 1750 SH DFND 7 1750 0 0 BOEING CO COM 097023105 4347 32999 SH DFND 4 32999 0 0 BOEING CO COM 097023105 153 1160 SH DFND 7 1160 0 0 CME GROUP INC COM 12572Q105 3136 30000 SH DFND 7 30000 0 0 CAPITAL ONE FINL CORP COM 14040H105 10612 147738 SH DFND 4 147738 0 0 CAPITAL ONE FINL CORP COM 14040H105 431 5998 SH DFND 7 5998 0 0 CATERPILLAR INC DEL COM 149123101 4182 47111 SH DFND 7 47111 0 0 CATERPILLAR INC DEL COM 149123101 42 470 SH DFND 9 470 0 0 CHEVRON CORP NEW COM 166764100 118 1150 SH DFND 4 1150 0 0 CHEVRON CORP NEW COM 166764100 660 6410 SH DFND 7 6410 0 0 CISCO SYS INC COM 17275R102 11888 374789 SH DFND 4 374789 0 0 CISCO SYS INC COM 17275R102 510 16082 SH DFND 7 16082 0 0 CINTAS CORP COM 172908105 9323 82795 SH DFND 4 82795 0 0 CINTAS CORP COM 172908105 8106 71991 SH DFND 7 71991 0 0 COBALT INTL ENERGY INC COM 19075F106 30 23968 SH DFND 7 23968 0 0 COCA COLA CO COM 191216100 327 7734 SH DFND 7 7734 0 0 COLGATE PALMOLIVE CO COM 194162103 3017 40687 SH DFND 4 40687 0 0 COLGATE PALMOLIVE CO COM 194162103 460 6200 SH DFND 7 6200 0 0 COMCAST CORP NEW CL A 20030N101 3066 46216 SH DFND 4 46216 0 0 COMCAST CORP NEW CL A 20030N101 980 14777 SH DFND 7 14777 0 0 CONOCOPHILLIPS COM 20825C104 669 15390 SH DFND 7 15390 0 0 CONOCOPHILLIPS COM 20825C104 26 590 SH DFND 9 590 0 0 CUMMINS INC COM 231021106 5245 40932 SH DFND 4 40932 0 0 CUMMINS INC COM 231021106 449 3500 SH DFND 7 3500 0 0 DISCOVER FINL SVCS COM 254709108 5742 101540 SH DFND 7 101540 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 147 1615 SH DFND 7 1615 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 219 2400 SH DFND 9 2400 0 0 EQUIFAX INC COM 294429105 5866 43586 SH DFND 4 43586 0 0 EXXON MOBIL CORP COM 30231G102 292 3343 SH DFND 4 3343 0 0 EXXON MOBIL CORP COM 30231G102 363 4160 SH DFND 7 4160 0 0 FLIR SYS INC COM 302445101 1021 32500 SH DFND 7 32500 0 0 FEDEX CORP COM 31428X106 4352 24914 SH DFND 4 24914 0 0 FEDEX CORP COM 31428X106 2970 17000 SH DFND 7 17000 0 0 F5 NETWORKS INC COM 315616102 287 2300 SH DFND 4 2300 0 0 F5 NETWORKS INC COM 315616102 2721 21831 SH DFND 7 21831 0 0 FLOWSERVE CORP COM 34354P105 468 9702 SH DFND 4 9702 0 0 FLOWSERVE CORP COM 34354P105 159 3297 SH DFND 7 3297 0 0 GAMESTOP CORP NEW CL A 36467W109 385 13965 SH DFND 4 13965 0 0 GAMESTOP CORP NEW CL A 36467W109 55 2000 SH DFND 7 2000 0 0 GENERAL ELECTRIC CO COM 369604103 400 13516 SH DFND 7 13516 0 0 GENERAL ELECTRIC CO COM 369604103 30 999 SH DFND 9 999 0 0 GILEAD SCIENCES INC COM 375558103 12042 152202 SH DFND 4 152202 0 0 GILEAD SCIENCES INC COM 375558103 1768 22350 SH DFND 7 22350 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2519 15622 SH DFND 7 15622 0 0 HOME DEPOT INC COM 437076102 699 5432 SH DFND 7 5432 0 0 ILLINOIS TOOL WKS INC COM 452308109 1197 9988 SH DFND 7 9988 0 0 ILLINOIS TOOL WKS INC COM 452308109 46 380 SH DFND 9 380 0 0 INTEL CORP COM 458140100 17097 452912 SH DFND 4 452912 0 0 INTEL CORP COM 458140100 134 3544 SH DFND 7 3544 0 0 INTEL CORP COM 458140100 42 1120 SH DFND 9 1120 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 14985 94334 SH DFND 7 94334 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 59 373 SH DFND 9 373 0 0 INTUIT COM 461202103 1779 16173 SH DFND 4 16173 0 0 INTUIT COM 461202103 73 660 SH DFND 7 660 0 0 IRON MTN INC NEW COM 46284V101 1145 30496 SH DFND 7 30496 0 0 ISHARES MSCI EURZONE ETF 464286608 194 5629 SH DFND 4 5629 0 0 ISHARES MSCI EURZONE ETF 464286608 110 3200 SH DFND 7 3200 0 0 ISHARES MSCI PAC JP ETF 464286665 2079 49163 SH DFND 4 49163 0 0 ISHARES MSCI PAC JP ETF 464286665 898 21240 SH DFND 7 21240 0 0 ISHARES MSCI TAIWAN ETF 464286731 444 28290 SH DFND 4 28290 0 0 ISHARES MSCI STH KOR ETF 464286772 291 5000 SH DFND 4 5000 0 0 ISHARES MSCI JAPAN ETF 464286848 3960 315829 SH DFND 4 315829 0 0 ISHARES MSCI JAPAN ETF 464286848 51 4050 SH DFND 7 4050 0 0 ISHARES TR SELECT DIVID ETF 464287168 5147 60068 SH DFND 7 60068 0 0 ISHARES TR TIPS BD ETF 464287176 524 4500 SH DFND 4 4500 0 0 ISHARES TR CORE S&P500 ETF 464287200 10200 46883 SH DFND 4 46883 0 0 ISHARES TR CORE S&P500 ETF 464287200 387 1780 SH DFND 7 1780 0 0 ISHARES TR CORE US AGGBD ET 464287226 898 7990 SH DFND 7 7990 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1127 30089 SH DFND 4 30089 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 20905 558202 SH DFND 7 558202 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3458 28069 SH DFND 7 28069 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 219 4285 SH DFND 7 4285 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 722 6450 SH DFND 4 6450 0 0 ISHARES TR MSCI EAFE ETF 464287465 5221 88300 SH DFND 7 88300 0 0 ISHARES TR U.S. FINLS ETF 464287788 630 7000 SH DFND 4 7000 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 1574 26000 SH DFND 4 26000 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 67 1100 SH DFND 7 1100 0 0 ISHARES TR JP MOR EM MK ETF 464288281 352 3000 SH DFND 7 3000 0 0 ISHARES TR CORE US CR BD 464288620 649 5705 SH DFND 7 5705 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 224 1772 SH DFND 4 1772 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 234 1850 SH DFND 7 1850 0 0 ISHARES TR MSCI INDIA ETF 46429B598 376 12800 SH DFND 7 12800 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 381 24063 SH DFND 4 24063 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 24 1500 SH DFND 7 1500 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 389 15700 SH DFND 7 15700 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 134 12275 SH DFND 7 12275 0 0 JPMORGAN CHASE & CO COM 46625H100 20177 303004 SH DFND 4 303004 0 0 JPMORGAN CHASE & CO COM 46625H100 183 2743 SH DFND 7 2743 0 0 JPMORGAN CHASE & CO COM 46625H100 61 919 SH DFND 9 419 500 0 JABIL CIRCUIT INC COM 466313103 595 27258 SH DFND 4 27258 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 662 12800 SH DFND 7 12800 0 0 JOHNSON & JOHNSON COM 478160104 2042 17287 SH DFND 7 17287 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 3997 42835 SH DFND 4 42835 0 0 KRAFT HEINZ CO COM 500754106 1044 11659 SH DFND 4 11659 0 0 KRAFT HEINZ CO COM 500754106 242 2699 SH DFND 7 2699 0 0 KRAFT HEINZ CO COM 500754106 70 782 SH DFND 9 782 0 0 KROGER CO COM 501044101 12150 409380 SH DFND 4 409380 0 0 KROGER CO COM 501044101 95 3200 SH DFND 7 3200 0 0 LILLY ELI & CO COM 532457108 5038 62765 SH DFND 4 62765 0 0 LILLY ELI & CO COM 532457108 4377 54539 SH DFND 7 54539 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 425 8880 SH DFND 7 8880 0 0 MARSH & MCLENNAN COS INC COM 571748102 756 11247 SH DFND 9 11247 0 0 MCKESSON CORP COM 58155Q103 14676 88014 SH DFND 4 88014 0 0 MCKESSON CORP COM 58155Q103 500 3000 SH DFND 7 3000 0 0 METLIFE INC COM 59156R108 248 5589 SH DFND 9 5019 570 0 MICROSOFT CORP COM 594918104 13920 241667 SH DFND 4 241667 0 0 MICROSOFT CORP COM 594918104 1991 34563 SH DFND 7 34563 0 0 MONSANTO CO NEW COM 61166W101 3853 37696 SH DFND 7 37696 0 0 MORGAN STANLEY COM NEW 617446448 9367 292159 SH DFND 4 292159 0 0 MORGAN STANLEY COM NEW 617446448 464 14465 SH DFND 7 14465 0 0 NEVSUN RES LTD COM 64156L101 43 14267 SH DFND 7 14267 0 0 NEWMONT MINING CORP COM 651639106 1087 27665 SH DFND 7 27665 0 0 NIKE INC CL B 654106103 7670 145681 SH DFND 4 145681 0 0 NIKE INC CL B 654106103 60 1135 SH DFND 7 1135 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1590 21810 SH DFND 7 21810 0 0 PFIZER INC COM 717081103 59 1744 SH DFND 4 1744 0 0 PFIZER INC COM 717081103 268 7925 SH DFND 7 7925 0 0 PHILIP MORRIS INTL INC COM 718172109 1484 15269 SH DFND 4 15269 0 0 PHILIP MORRIS INTL INC COM 718172109 7121 73245 SH DFND 7 73245 0 0 PHILIP MORRIS INTL INC COM 718172109 43 440 SH DFND 9 440 0 0 PHILLIPS 66 COM 718546104 485 6020 SH DFND 7 6020 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 712 6000 SH DFND 4 6000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 208 1750 SH DFND 7 1750 0 0 PROCTER AND GAMBLE CO COM 742718109 216 2403 SH DFND 7 2403 0 0 REPUBLIC SVCS INC COM 760759100 669 13255 SH DFND 4 13255 0 0 REPUBLIC SVCS INC COM 760759100 2155 42707 SH DFND 7 42707 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 862 10308 SH DFND 7 10308 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1249 5775 SH DFND 4 5775 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 469 2170 SH DFND 7 2170 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 199 1585 SH DFND 4 1585 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 172 1370 SH DFND 7 1370 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 251 3050 SH DFND 7 3050 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 343 4060 SH DFND 7 4060 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 334 1830 SH DFND 7 1830 0 0 SCHLUMBERGER LTD COM 806857108 3029 38523 SH DFND 7 38523 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 554 28700 SH DFND 4 28700 0 0 SOUTHWEST AIRLS CO COM 844741108 7609 195645 SH DFND 4 195645 0 0 SOUTHWEST AIRLS CO COM 844741108 36 930 SH DFND 7 930 0 0 STARBUCKS CORP COM 855244109 1794 33139 SH DFND 7 33139 0 0 STRYKER CORP COM 863667101 1385 11900 SH DFND 7 11900 0 0 SYSCO CORP COM 871829107 341 6950 SH DFND 7 6950 0 0 SYSCO CORP COM 871829107 46 931 SH DFND 9 931 0 0 TESLA MTRS INC COM 88160R101 44 215 SH DFND 4 215 0 0 TESLA MTRS INC COM 88160R101 408 2000 SH DFND 7 2000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 805 7928 SH DFND 4 7928 0 0 UNITED TECHNOLOGIES CORP COM 913017109 71 701 SH DFND 7 701 0 0 VALERO ENERGY CORP NEW COM 91913Y100 10153 191571 SH DFND 4 191571 0 0 VALERO ENERGY CORP NEW COM 91913Y100 66 1250 SH DFND 7 1250 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 541 20469 SH DFND 7 20469 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 428 11386 SH DFND 4 11386 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 297 4908 SH DFND 4 4908 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 369 7573 SH DFND 4 7573 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 782 3936 SH DFND 4 3936 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 378 7266 SH DFND 4 7266 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 26 492 SH DFND 7 492 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 264 5070 SH DFND 9 4829 241 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1172 14543 SH DFND 7 14543 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 20 250 SH DFND 9 250 0 0 WILLIAMS COS INC DEL COM 969457100 426 13865 SH DFND 4 13865 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 7201 55387 SH DFND 4 55387 0 0 KOSMOS ENERGY LTD SHS G5315B107 66 10232 SH DFND 7 10232 0 0 LAZARD LTD SHS A G54050102 1677 46134 SH DFND 4 46134 0 0