0000950103-15-008695.txt : 20151104 0000950103-15-008695.hdr.sgml : 20151104 20151104160320 ACCESSION NUMBER: 0000950103-15-008695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151103 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBSG International Holdings Ltd. CENTRAL INDEX KEY: 0001619969 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 151196879 BUSINESS ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 131-626-3851 MAIL ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND PLC CENTRAL INDEX KEY: 0000729153 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 151196880 BUSINESS ADDRESS: STREET 1: P O BOX 31 STREET 2: 42 ST ANDREW SQUARE CITY: EDINBURGH EH2 2YE SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 100 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 151196881 BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ 4 1 dp61020_4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-03 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0000844150 ROYAL BANK OF SCOTLAND GROUP PLC 36 ST. ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0000729153 ROYAL BANK OF SCOTLAND PLC 36 ST. ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0001619969 RBSG International Holdings Ltd. 24/25 ST. ANDREW SQUARE EDINBURGH X0 EH2 1AF UNITED KINGDOM 0 0 1 0 Common Stock 2015-11-03 4 S 0 110461782 23.38 D 0 I See Footnote This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on November 3, 2015. The material terms of the Follow-on Offering are described in the prospectus supplement dated October 29, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on November 2, 2015. This amount represents the $23.38 per share price of Common Stock received by RBSG International Holdings Limited in connection with the Follow-on Offering. Following the sale of 110,461,782 shares of Common Stock in the Follow-on Offering, RBSG International Holdings Limited, a wholly owned subsidiary of The Royal Bank of Scotland Group plc, has fully exited its stake in the Issuer's Common Stock. The Royal Bank of Scotland Group plc, /s/ Barbara Wallace, Assistant Secretary 2015-11-04 The Royal Bank of Scotland plc, /s/ Barbara Wallace, Assistant Secretary 2015-11-04 RBSG International Holdings Limited, /s/ Sally Sutherland, Directory of Company Secretary 2015-11-04