0000950103-15-002512.txt : 20150331 0000950103-15-002512.hdr.sgml : 20150331 20150331102655 ACCESSION NUMBER: 0000950103-15-002512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150330 FILED AS OF DATE: 20150331 DATE AS OF CHANGE: 20150331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 870 WESTMINSTER ST STREET 2: 1 CITIZENS PLZ THIRD FL CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBSG International Holdings Ltd. CENTRAL INDEX KEY: 0001619969 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 15737115 BUSINESS ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 131-626-3851 MAIL ADDRESS: STREET 1: 24/25 ST. ANDREW SQUARE CITY: EDINBURGH EH2 1AF, SCOTLAND STATE: X0 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND PLC CENTRAL INDEX KEY: 0000729153 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 15737116 BUSINESS ADDRESS: STREET 1: P O BOX 31 STREET 2: 42 ST ANDREW SQUARE CITY: EDINBURGH EH2 2YE SCOTLAND STATE: X0 ZIP: 00000 BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 100 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 15737117 BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ 4 1 dp54703_4-citizens.xml FORM 4 X0306 4 2015-03-30 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0000844150 ROYAL BANK OF SCOTLAND GROUP PLC 36 ST ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0000729153 ROYAL BANK OF SCOTLAND PLC 36 ST ANDREW SQUARE EDINBURGH X0 EH2 2YB UNITED KINGDOM 0 0 1 0 0001619969 RBSG International Holdings Ltd. 24/25 ST ANDREW SQUARE EDINBURGH X0 EH2 1AF UNITED KINGDOM 0 0 1 0 Common Stock 2015-03-30 4 S 0 155250000 23.47 D 229450563 I See Footnote This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 20,250,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on March 30, 2015. The material terms of the Follow-on Offering are described in the prospectus dated March 25, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on March 26, 2015. This amount represents the $23.75 per share price of Common Stock sold by the underwriters in connection with the Follow-on Offering, less the underwriting discount of $0.2850 per share. Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc. The Royal Bank of Scotland Group plc, By: /s/ Barbara Wallace, Assistant Secretary 2015-03-31 The Royal Bank of Scotland plc, By: /s/ Barbara Wallace, Assistant Secretary 2015-03-31 RBSG International Holdings Limited, By: /s/ Sally Sutherland, Director of Company Secretary 2015-03-31