-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CrI7gdh9EzBQ+5IQGn0iAxiG1ecb/W5wH/lJLxumFV9nlfqOCtYM/fz72zoZxBzO 5RM+7f85YX9iuFFBD9EcJQ== 0000950103-06-002839.txt : 20061221 0000950103-06-002839.hdr.sgml : 20061221 20061221135453 ACCESSION NUMBER: 0000950103-06-002839 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061221 DATE AS OF CHANGE: 20061221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-10306 FILM NUMBER: 061292550 BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ 8-A12B 1 dp04277_8a12b.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

The Royal Bank of Scotland Group plc

(Exact name of registrant as specified in its charter)

     
Great Britain   None


(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     

RBS Gogarburn PO Box 1000
Edinburgh EH12 1HQ
United Kingdom


(Address of principal executive offices)
     
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x   If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o

Securities Act registration statement file number to which this form relates: 333-123972.

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered
  Name of each exchange on which each
class is to be registered


American Depositary Shares, Series R

Non-cumulative Dollar Preference Shares, Series R

 

New York Stock Exchange

New York Stock Exchange *

     

   
* Application is made for listing, not trading, but only in connection with the registration of American Depositary Shares pursuant to the requirements of the New York Stock Exchange.

Securities to be registered pursuant to Section 12(g) of the Act:

None

 





INFORMATION REQUIRED IN REGISTRATION STATEMENT

          The Registrant filed with the Securities and Exchange Commission (the “Commission”) on April 8, 2005 a Registration Statement on Form F-3 (the “Registration Statement”) relating to the Registrant’s Debt Securities and Dollar Preference Shares. The Registration Statement was declared effective by the Commission on April 25, 2005. On December 13, 2006, the Registrant filed with the Commission pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amended, a prospectus dated December 13, 2006 and a preliminary prospectus supplement dated December 13, 2006. On December 18, 2006, the Registrant filed with the Commission pursuant to Rule 424(b)(2) under the Securities Act of 1933, as amended, a prospectus dated December 13, 2006 and final prospectus supplement dated December 14, 2006 (the “Prospectus” and “Prospectus Supplement”, respectively). The Prospectus Supplement and the Prospectus are incorporated herein by reference to the extent set forth below.

Item 1. Description of Registrant’s Securities to be Registered

     Reference is made to the information set forth under the headings “Description of Dollar Preference Shares” and “Description of American Depositary Receipts” on pages 16 through 28 of the Prospectus; and to the information set forth under the headings “Certain Terms of the Series R Preference Shares” on pages S-9 through S-12 of the Prospectus Supplement and “Certain US Federal and UK Tax Consequences” on pages S-13 through S-15 of the Prospectus Supplement, which information is incorporated herein by reference.

Item 2. Exhibits

(A)   Registration Statement on Form F-3, including the Prospectus and the Prospectus Supplement (incorporated herein by reference to the Registrant’s Registration Statement on Form F-3 (File No. 333-123972)).
     
(B) 1.1 Memorandum and Articles of Association of the Registrant, as amended (incorporated herein by reference to Exhibit 4.3 to Post-effective Amendment No. 2 to the Registrant’s Form F-3 (File No. 333-100661)).
     
  1.2 Resolutions of the Board of Directors of the Registrant or an authorized Committee thereof providing for the issuance of Non-cumulative Dollar Preference Shares, Series R (incorporated by reference to the Registrant’s report on Form 6-K filed with the Commission on December 21, 2006).

2




  2.1 Form of global share warrant for Category II Non-cumulative Dollar Preference Shares, Series R (incorporated by reference to the Registrant’s report on Form 6-K filed with the Commission on December 21, 2006).
 
  2.2 Form of American Depositary Receipt, Series R, evidencing American Depositary Shares, Series R, representing Category II Non-cumulative Dollar Preference Shares, Series R (incorporated by reference to the Registrant’s report on Form 6-K filed with the Commission on December 21, 2006).
     
  2.3 Form of Amended and Restated Deposit Agreement among the Registrant, The Bank of New York and all holders from time to time of American Depositary Receipts issued thereunder, including the form of American Depositary Receipt (incorporated by reference to Exhibit 1 to the Registrant’s Registration Statement on Form F-6 (File No. 333-127867)).
 
3




SIGNATURE

      Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement or amendment hereto to be signed on its behalf by the undersigned, thereunto duly authorized.

  THE ROYAL BANK OF SCOTLAND
  GROUP plc
  (Registrant)
     
     
  By: /s/ Hew Campbell
   
    Name: Hew Campbell
    Title: Deputy Secretary
     
Date: December 21, 2006    





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