0000844150-16-000031.txt : 20160511
0000844150-16-000031.hdr.sgml : 20160511
20160511101908
ACCESSION NUMBER: 0000844150-16-000031
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
EFFECTIVENESS DATE: 20160511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC
CENTRAL INDEX KEY: 0000844150
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05855
FILM NUMBER: 161638625
BUSINESS ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
BUSINESS PHONE: 441315568555
MAIL ADDRESS:
STREET 1: GOGARBURN
STREET 2: PO BOX 1000
CITY: EDINBURGH, SCOTLAND
STATE: X0
ZIP: EH12 1HQ
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000844150
XXXXXXXX
03-31-2016
03-31-2016
ROYAL BANK OF SCOTLAND GROUP PLC
GOGARBURN
PO BOX 1000
EDINBURGH, SCOTLAND
X0
EH12 1HQ
13F HOLDINGS REPORT
028-05855
N
Aileen Taylor
Head of Group Secretariat
0044 0131 626 4099
Aileen Taylor Edinburgh, Scotland May 10, 2016
Edinburgh
X0
05-10-2016
3
198
447474148
false
9
028-01255
National Westminster Bank plc
4
028-04889
Coutts & Co
7
028-05855
The Royal Bank of Scotland Plc
INFORMATION TABLE
2
Information_Table.xml
AETNA INC NEW
COM
00817Y108
7215
64218
SH
DFND
4
64218
0
0
AETNA INC NEW
COM
00817Y108
3296
29341
SH
DFND
9
0
0
29341
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
634
8017
SH
DFND
7
8017
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2522
31910
SH
DFND
9
0
0
31910
ALPHABET INC
CAP STK CL C
02079K107
6080
8161
SH
DFND
4
8161
0
0
ALPHABET INC
CAP STK CL C
02079K107
1025
1376
SH
DFND
9
0
50
1326
ALPHABET INC
CAP STK CL A
02079K305
15583
20426
SH
DFND
4
20426
0
0
ALPHABET INC
CAP STK CL A
02079K305
106
139
SH
DFND
7
139
0
0
ALPHABET INC
CAP STK CL A
02079K305
8303
10883
SH
DFND
9
0
0
10883
AMBEV SA
SPONSORED ADR
02319V103
210
40557
SH
DFND
7
40557
0
0
APPLE INC
COM
037833100
13695
125656
SH
DFND
4
125656
0
0
APPLE INC
COM
037833100
1153
10578
SH
DFND
7
10578
0
0
APPLE INC
COM
037833100
2120
19450
SH
DFND
9
0
0
19450
BAIDU INC
SPON ADR REP A
056752108
387
2029
SH
DFND
7
2029
0
0
BAIDU INC
SPON ADR REP A
056752108
191
1000
SH
DFND
9
0
0
1000
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
160
21520
SH
DFND
7
21520
0
0
BECTON DICKINSON & CO
COM
075887109
1215
8000
SH
DFND
9
0
0
8000
BED BATH & BEYOND INC
COM
075896100
205
4134
SH
DFND
4
4134
0
0
BED BATH & BEYOND INC
COM
075896100
172
3470
SH
DFND
9
0
0
3470
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
426
3000
SH
DFND
4
3000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
502
3539
SH
DFND
7
3539
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
248
1750
SH
DFND
9
0
0
1750
BIOGEN INC
COM
09062X103
820
3149
SH
DFND
4
3149
0
0
BIOGEN INC
COM
09062X103
2454
9426
SH
DFND
9
0
0
9426
BOEING CO
COM
097023105
6580
51834
SH
DFND
4
51834
0
0
BOEING CO
COM
097023105
3260
25682
SH
DFND
9
0
0
25682
CME GROUP INC
COM
12572Q105
2882
30000
SH
DFND
7
30000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3349
48322
SH
DFND
4
48322
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3629
52365
SH
DFND
9
0
0
52365
CHEVRON CORP NEW
COM
166764100
157
1642
SH
DFND
4
1642
0
0
CHEVRON CORP NEW
COM
166764100
1794
18800
SH
DFND
9
0
0
18800
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
528
8100
SH
DFND
9
0
0
8100
CISCO SYS INC
COM
17275R102
4517
158669
SH
DFND
4
158669
0
0
CISCO SYS INC
COM
17275R102
2032
71390
SH
DFND
9
0
0
71390
CINTAS CORP
COM
172908105
1301
14481
SH
DFND
4
14481
0
0
CINTAS CORP
COM
172908105
794
8838
SH
DFND
9
0
0
8838
CITIGROUP INC
COM NEW
172967424
820
19650
SH
DFND
7
19650
0
0
COBALT INTL ENERGY INC
COM
19075F106
34
11340
SH
DFND
7
11340
0
0
COEUR MNG INC
COM NEW
192108504
175
31061
SH
DFND
7
31061
0
0
COLGATE PALMOLIVE CO
COM
194162103
4715
66744
SH
DFND
4
66744
0
0
COLGATE PALMOLIVE CO
COM
194162103
1178
16675
SH
DFND
9
0
0
16675
COMCAST CORP NEW
CL A
20030N101
4834
79137
SH
DFND
4
79137
0
0
COMCAST CORP NEW
CL A
20030N101
2569
42065
SH
DFND
9
0
0
42065
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
125
17024
SH
DFND
7
17024
0
0
CUMMINS INC
COM
231021106
9026
82095
SH
DFND
4
82095
0
0
CUMMINS INC
COM
231021106
1474
13410
SH
DFND
9
0
0
13410
DISCOVER FINL SVCS
COM
254709108
5174
101605
SH
DFND
7
101605
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
144
1615
SH
DFND
7
1615
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
241
2692
SH
DFND
9
2692
0
0
EOG RES INC
COM
26875P101
289
3985
SH
DFND
4
3985
0
0
EOG RES INC
COM
26875P101
370
5098
SH
DFND
9
0
0
5098
EQUIFAX INC
COM
294429105
10557
92366
SH
DFND
4
92366
0
0
EQUIFAX INC
COM
294429105
669
5850
SH
DFND
9
0
0
5850
EZCORP INC
CL A NON VTG
302301106
50
16700
SH
DFND
4
16700
0
0
EXXON MOBIL CORP
COM
30231G102
457
5463
SH
DFND
4
5463
0
0
EXXON MOBIL CORP
COM
30231G102
115
1370
SH
DFND
7
1370
0
0
EXXON MOBIL CORP
COM
30231G102
1747
20900
SH
DFND
9
0
0
20900
FLIR SYS INC
COM
302445101
1071
32500
SH
DFND
7
32500
0
0
FEDEX CORP
COM
31428X106
5283
32468
SH
DFND
4
32468
0
0
FEDEX CORP
COM
31428X106
5233
32161
SH
DFND
9
0
0
32161
F5 NETWORKS INC
COM
315616102
868
8205
SH
DFND
4
8205
0
0
F5 NETWORKS INC
COM
315616102
372
3512
SH
DFND
9
0
0
3512
FIRST SOLAR INC
COM
336433107
544
7952
SH
DFND
7
7952
0
0
FLOWSERVE CORP
COM
34354P105
575
12949
SH
DFND
4
12949
0
0
FLOWSERVE CORP
COM
34354P105
176
3970
SH
DFND
9
0
0
3970
GAMESTOP CORP NEW
CL A
36467W109
890
28054
SH
DFND
4
28054
0
0
GAMESTOP CORP NEW
CL A
36467W109
478
15060
SH
DFND
9
0
0
15060
GENERAL ELECTRIC CO
COM
369604103
65
2035
SH
DFND
4
2035
0
0
GENERAL ELECTRIC CO
COM
369604103
509
15999
SH
DFND
9
999
0
15000
GILEAD SCIENCES INC
COM
375558103
4660
50732
SH
DFND
4
50732
0
0
GILEAD SCIENCES INC
COM
375558103
2389
26007
SH
DFND
9
0
0
26007
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
348
5645
SH
DFND
7
5645
0
0
HECLA MNG CO
COM
422704106
161
57967
SH
DFND
7
57967
0
0
HOME DEPOT INC
COM
437076102
667
5000
SH
DFND
7
5000
0
0
ICICI BK LTD
ADR
45104G104
156
21755
SH
DFND
7
21755
0
0
ILLINOIS TOOL WKS INC
COM
452308109
1085
10588
SH
DFND
7
10588
0
0
ILLINOIS TOOL WKS INC
COM
452308109
39
380
SH
DFND
9
380
0
0
INFOSYS LTD
SPONSORED ADR
456788108
464
24421
SH
DFND
7
24421
0
0
INTEL CORP
COM
458140100
10770
332932
SH
DFND
4
332932
0
0
INTEL CORP
COM
458140100
61
1889
SH
DFND
7
1889
0
0
INTEL CORP
COM
458140100
6869
212335
SH
DFND
9
0
1120
211215
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
744
3162
SH
DFND
7
3162
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1859
7905
SH
DFND
9
7905
0
0
INTUIT
COM
461202103
4480
43075
SH
DFND
4
43075
0
0
INTUIT
COM
461202103
458
4401
SH
DFND
9
0
0
4401
IRON MTN INC NEW
COM
46284V101
1034
30496
SH
DFND
7
30496
0
0
ISHARES
MSCI CDA ETF
464286509
285
12000
SH
DFND
4
12000
0
0
ISHARES
MSCI EURZONE ETF
464286608
1213
35263
SH
DFND
4
35263
0
0
ISHARES
MSCI PAC JP ETF
464286665
1541
39285
SH
DFND
4
39285
0
0
ISHARES
MSCI TAIWAN ETF
464286731
531
38306
SH
DFND
4
38306
0
0
ISHARES
MSCI STH KOR ETF
464286772
285
5400
SH
DFND
4
5400
0
0
ISHARES
MSCI GERMANY ETF
464286806
727
28240
SH
DFND
4
28240
0
0
ISHARES
MSCI JAPAN ETF
464286848
1711
149920
SH
DFND
4
149920
0
0
ISHARES TR
S&P 100 ETF
464287101
989
10820
SH
DFND
4
10820
0
0
ISHARES TR
TIPS BD ETF
464287176
516
4500
SH
DFND
4
4500
0
0
ISHARES TR
CORE S&P500 ETF
464287200
13244
64090
SH
DFND
4
64090
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
713
20816
SH
DFND
4
20816
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
28795
840738
SH
DFND
7
840738
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
1479
13406
SH
DFND
4
13406
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
1868
21968
SH
DFND
4
21968
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
545
7000
SH
DFND
7
7000
0
0
ISHARES TR
U.S. FINLS ETF
464287788
592
7000
SH
DFND
4
7000
0
0
ISHARES TR
MSCI UTD KNGDM
46434V548
914
58313
SH
DFND
4
58313
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
238
27761
SH
DFND
7
27761
0
0
JPMORGAN CHASE & CO
COM
46625H100
26081
440410
SH
DFND
4
440410
0
0
JPMORGAN CHASE & CO
COM
46625H100
36
604
SH
DFND
7
604
0
0
JPMORGAN CHASE & CO
COM
46625H100
5471
92383
SH
DFND
9
419
500
91464
JABIL CIRCUIT INC
COM
466313103
977
50707
SH
DFND
4
50707
0
0
JABIL CIRCUIT INC
COM
466313103
15
800
SH
DFND
9
0
0
800
JACOBS ENGR GROUP INC DEL
COM
469814107
557
12800
SH
DFND
7
12800
0
0
JOHNSON & JOHNSON
COM
478160104
968
8950
SH
DFND
7
8950
0
0
JOHNSON & JOHNSON
COM
478160104
216
2000
SH
DFND
9
0
0
2000
JOHNSON CTLS INC
COM
478366107
6459
165736
SH
DFND
4
165736
0
0
JOHNSON CTLS INC
COM
478366107
4931
126530
SH
DFND
9
0
0
126530
KKR & CO L P DEL
COM UNITS
48248M102
166
11295
SH
DFND
7
11295
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
5830
68222
SH
DFND
4
68222
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
236
2760
SH
DFND
9
0
0
2760
KRAFT HEINZ CO
COM
500754106
1294
16469
SH
DFND
4
16469
0
0
KRAFT HEINZ CO
COM
500754106
42
539
SH
DFND
7
539
0
0
KRAFT HEINZ CO
COM
500754106
727
9254
SH
DFND
9
782
0
8472
KROGER CO
COM
501044101
9892
258606
SH
DFND
4
258606
0
0
KROGER CO
COM
501044101
3728
97457
SH
DFND
9
0
0
97457
LILLY ELI & CO
COM
532457108
7495
104079
SH
DFND
4
104079
0
0
LILLY ELI & CO
COM
532457108
18
250
SH
DFND
7
250
0
0
LILLY ELI & CO
COM
532457108
3452
47939
SH
DFND
9
0
0
47939
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
516
9380
SH
DFND
7
9380
0
0
MARSH & MCLENNAN COS INC
COM
571748102
684
11247
SH
DFND
9
11247
0
0
MCDONALDS CORP
COM
580135101
163
1300
SH
DFND
4
1300
0
0
MCDONALDS CORP
COM
580135101
377
3000
SH
DFND
9
0
0
3000
MCKESSON CORP
COM
58155Q103
9296
59113
SH
DFND
4
59113
0
0
MCKESSON CORP
COM
58155Q103
1809
11501
SH
DFND
9
0
0
11501
METLIFE INC
COM
59156R108
246
5589
SH
DFND
9
5019
570
0
MICROSOFT CORP
COM
594918104
10038
181740
SH
DFND
4
181740
0
0
MICROSOFT CORP
COM
594918104
1389
25155
SH
DFND
7
25155
0
0
MICROSOFT CORP
COM
594918104
1826
33062
SH
DFND
9
0
0
33062
MONSANTO CO NEW
COM
61166W101
5316
60592
SH
DFND
7
60592
0
0
MORGAN STANLEY
COM NEW
617446448
11135
445211
SH
DFND
4
445211
0
0
MORGAN STANLEY
COM NEW
617446448
27
1084
SH
DFND
7
1084
0
0
MORGAN STANLEY
COM NEW
617446448
2213
88503
SH
DFND
9
0
0
88503
NIKE INC
CL B
654106103
1591
25881
SH
DFND
4
25881
0
0
NIKE INC
CL B
654106103
1466
23855
SH
DFND
9
0
0
23855
PAN AMERICAN SILVER CORP
COM
697900108
191
17532
SH
DFND
7
17532
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
28
423
SH
DFND
7
423
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
391
5900
SH
DFND
9
0
0
5900
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
19
3244
SH
DFND
7
3244
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
409
70000
SH
DFND
9
0
0
70000
PFIZER INC
COM
717081103
112
3784
SH
DFND
4
3784
0
0
PFIZER INC
COM
717081103
109
3689
SH
DFND
7
3689
0
0
PFIZER INC
COM
717081103
2141
72250
SH
DFND
9
0
0
72250
PHILIP MORRIS INTL INC
COM
718172109
1854
18898
SH
DFND
4
18898
0
0
PHILIP MORRIS INTL INC
COM
718172109
147
1495
SH
DFND
7
1495
0
0
PHILIP MORRIS INTL INC
COM
718172109
764
7785
SH
DFND
9
0
440
7345
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
693
6350
SH
DFND
4
6350
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
80
6000
SH
DFND
4
6000
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
797
60000
SH
DFND
7
60000
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
7577
187876
SH
DFND
7
187876
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
74
10241
SH
DFND
7
10241
0
0
QEP RES INC
COM
74733V100
593
42000
SH
DFND
9
0
0
42000
QUESTAR CORP
COM
748356102
1042
42000
SH
DFND
9
0
0
42000
REPUBLIC SVCS INC
COM
760759100
1056
22171
SH
DFND
4
22171
0
0
REPUBLIC SVCS INC
COM
760759100
92
1941
SH
DFND
7
1941
0
0
REPUBLIC SVCS INC
COM
760759100
103
2170
SH
DFND
9
0
0
2170
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2305
11215
SH
DFND
4
11215
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2055
10000
SH
DFND
7
10000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
882
7500
SH
DFND
4
7500
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
240
3000
SH
DFND
4
3000
0
0
SCHLUMBERGER LTD
COM
806857108
2789
37819
SH
DFND
7
37819
0
0
SCHLUMBERGER LTD
COM
806857108
295
4000
SH
DFND
9
0
0
4000
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
646
28700
SH
DFND
4
28700
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
526
11854
SH
DFND
7
11854
0
0
SILVER STD RES INC
COM
82823L106
173
31179
SH
DFND
7
31179
0
0
SOUTHWEST AIRLS CO
COM
844741108
803
17932
SH
DFND
4
17932
0
0
SOUTHWEST AIRLS CO
COM
844741108
1687
37657
SH
DFND
9
0
0
37657
STRYKER CORP
COM
863667101
1277
11900
SH
DFND
7
11900
0
0
SUNEDISON INC
COM
86732Y109
23
42332
SH
DFND
7
42332
0
0
SYSCO CORP
COM
871829107
439
9400
SH
DFND
7
9400
0
0
SYSCO CORP
COM
871829107
44
931
SH
DFND
9
931
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
406
15500
SH
DFND
9
0
0
15500
TATA MTRS LTD
SPONSORED ADR
876568502
72
2470
SH
DFND
7
2470
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
232
8000
SH
DFND
9
0
0
8000
UNITED TECHNOLOGIES CORP
COM
913017109
649
6480
SH
DFND
4
6480
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
743
7420
SH
DFND
9
0
0
7420
VALERO ENERGY CORP NEW
COM
91913Y100
5769
89948
SH
DFND
4
89948
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
2356
36727
SH
DFND
9
0
0
36727
VERIZON COMMUNICATIONS INC
COM
92343V104
554
10237
SH
DFND
4
10237
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
60
1105
SH
DFND
7
1105
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
288
5318
SH
DFND
9
5077
241
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1326
15743
SH
DFND
7
15743
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
21
250
SH
DFND
9
250
0
0
WELLS FARGO & CO NEW
COM
949746101
206
4267
SH
DFND
4
4267
0
0
WELLS FARGO & CO NEW
COM
949746101
48
1000
SH
DFND
9
0
0
1000
WILLIAMS COS INC DEL
COM
969457100
583
36249
SH
DFND
4
36249
0
0
XCEL ENERGY INC
COM
98389B100
5836
139553
SH
DFND
4
139553
0
0
XCEL ENERGY INC
COM
98389B100
435
10395
SH
DFND
9
0
0
10395
ZIMMER BIOMET HLDGS INC
COM
98956P102
11978
112332
SH
DFND
4
112332
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
585
5488
SH
DFND
9
0
0
5488
KOSMOS ENERGY LTD
SHS
G5315B107
73
12566
SH
DFND
7
12566
0
0
LAZARD LTD
SHS A
G54050102
3317
85478
SH
DFND
4
85478
0
0