0001354488-15-005523.txt : 20151214 0001354488-15-005523.hdr.sgml : 20151214 20151214103456 ACCESSION NUMBER: 0001354488-15-005523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151204 FILED AS OF DATE: 20151214 DATE AS OF CHANGE: 20151214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ISSUER DIRECT CORP CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 261331503 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194611600 MAIL ADDRESS: STREET 1: 500 PERIMETER PARK DRIVE STREET 2: SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INC DATE OF NAME CHANGE: 20071002 FORMER COMPANY: FORMER CONFORMED NAME: DOCUCON INCORPORATED DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALBIRNIE BRIAN R CENTRAL INDEX KEY: 0001282217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10185 FILM NUMBER: 151285022 MAIL ADDRESS: STREET 1: C/O ISSUER DIRECT CORP. STREET 2: 500 PERIMETER PARK DRIVE, SUITE D CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-12-04 0 0000843006 ISSUER DIRECT CORP ISDR 0001282217 BALBIRNIE BRIAN R C/O ISSUER DIRECT CORP. 500 PERIMETER PARK DRIVE, SUITE D MORRISVILLE NC 27560 1 1 1 Chief Executive Officer Common Stock 2015-12-04 4 P 0 200 6.06 A 618655 D Common Stock 2015-12-11 4 P 0 600 6.062 A 619255 D Option to Purchase Common Stock 2022-04-02 Common Stock 7500 7500 I ISO's held by spouse Option to Purchase Common Stock 2024-12-16 Common Stock 500 8000 I ISO's held by spouse Restricted Stock Unit 2016-12-16 Common Stock 1000 1000 I RSU?s held by spouse The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.13. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.12. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. 2010 Equity Incentive Plan ? Incentive Stock Option issued to spouse over a period with conversion prices ranging from 1.70 to 3.33. All such options have vested as of the date of this filing. 2014 Equity Incentive Plan ? Incentive Stock Option issued to spouse on December 16, 2014 with the following vesting schedule: 25% upon the first anniversary of grant and the remaining 75% on a quarterly basis for the three years thereafter. All options under this grant accelerate upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan. 2014 Equity Incentive Plan ? Restrictive Stock Unit grant to spouse on December 16, 2014 with the following vesting schedule: 100% upon the first anniversary of grant. All restricted stock units vest upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Registrant?s common stock. /s/ Brian R. Balbirnie 2015-12-11