0001354488-15-005523.txt : 20151214
0001354488-15-005523.hdr.sgml : 20151214
20151214103456
ACCESSION NUMBER: 0001354488-15-005523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151204
FILED AS OF DATE: 20151214
DATE AS OF CHANGE: 20151214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ISSUER DIRECT CORP
CENTRAL INDEX KEY: 0000843006
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 261331503
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 PERIMETER PARK DRIVE
STREET 2: SUITE D
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 9194611600
MAIL ADDRESS:
STREET 1: 500 PERIMETER PARK DRIVE
STREET 2: SUITE D
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
FORMER COMPANY:
FORMER CONFORMED NAME: DOCUCON INC
DATE OF NAME CHANGE: 20071002
FORMER COMPANY:
FORMER CONFORMED NAME: DOCUCON INCORPORATED
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALBIRNIE BRIAN R
CENTRAL INDEX KEY: 0001282217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10185
FILM NUMBER: 151285022
MAIL ADDRESS:
STREET 1: C/O ISSUER DIRECT CORP.
STREET 2: 500 PERIMETER PARK DRIVE, SUITE D
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2015-12-04
0
0000843006
ISSUER DIRECT CORP
ISDR
0001282217
BALBIRNIE BRIAN R
C/O ISSUER DIRECT CORP.
500 PERIMETER PARK DRIVE, SUITE D
MORRISVILLE
NC
27560
1
1
1
Chief Executive Officer
Common Stock
2015-12-04
4
P
0
200
6.06
A
618655
D
Common Stock
2015-12-11
4
P
0
600
6.062
A
619255
D
Option to Purchase Common Stock
2022-04-02
Common Stock
7500
7500
I
ISO's held by spouse
Option to Purchase Common Stock
2024-12-16
Common Stock
500
8000
I
ISO's held by spouse
Restricted Stock Unit
2016-12-16
Common Stock
1000
1000
I
RSU?s held by spouse
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.13. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.12. The Reporting Person undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
2010 Equity Incentive Plan ? Incentive Stock Option issued to spouse over a period with conversion prices ranging from 1.70 to 3.33. All such options have vested as of the date of this filing.
2014 Equity Incentive Plan ? Incentive Stock Option issued to spouse on December 16, 2014 with the following vesting schedule: 25% upon the first anniversary of grant and the remaining 75% on a quarterly basis for the three years thereafter. All options under this grant accelerate upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan.
2014 Equity Incentive Plan ? Restrictive Stock Unit grant to spouse on December 16, 2014 with the following vesting schedule: 100% upon the first anniversary of grant. All restricted stock units vest upon a Corporate Transaction as defined in the Registrant?s 2014 Equity Inventive Plan. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Registrant?s common stock.
/s/ Brian R. Balbirnie
2015-12-11