-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpSyF2V37gXsjQdJIOl3p+pgQ8BsP2M6ygPbAAEauzLKmR1POr0Ev8jXpYq544WL YNIkquCHbe/oe9P/gnGFXQ== 0000912057-02-012555.txt : 20020415 0000912057-02-012555.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-012555 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020328 FILED AS OF DATE: 20020329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOCUCON INCORPORATED CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 742418590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10185 FILM NUMBER: 02593695 BUSINESS ADDRESS: STREET 1: 140 E HOUSTON ST SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 2105259221 MAIL ADDRESS: STREET 1: 140 E HOUSTON ST SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78205 NT 10-K 1 a2075349znt10-k.txt NT 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ______________________________ FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [X] Form 10-KSB [ ] Form 10-QSB For Period Ended: December 31, 2001 SEC File Number 1-10185 [ ] Transition Report on Form 10-K CUSIP Number [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR [ ] For the Transition Period Ended: - ------------------------------------------------------- PART I - REGISTRANT INFORMATION DOCUCON, INCORPORATED (Full Name of Registrant) 8 Airport Park Boulevard (Address of Principal Executive Office) Latham, New York 12110 (City and State) (Zip Code) - ------------------------------------------------------- PART II - RULES 12b-25(b) and (c) If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report on Form 10-KSB will be filed on or before the fifteenth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by rule 12b-25(c) has been attached, if applicable. - ------------------------------------------------------- PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-KSB could not be filed within the prescribed time period. Due to the change of Registrant's certifying accountant on September 21, 2001, and due to the sale of substantially all of the Registrant's assets in 2000, which left the Registrant with limited employee resources, the Registrant was unable to prepare the financial and other information necessary for completion of the Annual Report on Form 10-KSB. Consequently, the complex reporting required could not be provided within the prescribed time period without unreasonable effort and expense. - ----------------------------------------------------------------- PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Robert W. Schwartz (518) 786-7733 ------------------ ---------- ---------- (Name) (Area Code) (Telephone Number) - ------------------------------------------------------- (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months been filed? [X] Yes [ ] No If answer is no, identify reports. - ------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Results of the Company's continuing operations for the year ended December 31, 2001 are expected to be a net loss of approximately $322,000 as compared to net income of approximately $2,077,000 in 2000. DOCUCON, INCORPORATED -------------------------------------------- (Name of Registrant as specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: March 29, 2002 By: /s/ROBERT W. SCHWARTZ ------------------------ Name: Robert W. Schwartz --------------------- Title: President and CEO -------------------- ATTENTION Intentional misstatements or omissions constitute Federal Criminal Violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----