0000912057-01-534851.txt : 20011010 0000912057-01-534851.hdr.sgml : 20011010 ACCESSION NUMBER: 0000912057-01-534851 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010921 ITEM INFORMATION: Changes in registrant's certifying accountant ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20011009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOCUCON INCORPORATED CENTRAL INDEX KEY: 0000843006 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 742418590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10185 FILM NUMBER: 1755235 BUSINESS ADDRESS: STREET 1: 140 E HOUSTON ST SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 2105259221 MAIL ADDRESS: STREET 1: 140 E HOUSTON ST SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78205 8-K/A 1 a2060817z8-ka.txt 8-K/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------- FORM 8-K/A AMENDMENT TO CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 21, 2001 DOCUCON INCORPORATED (Exact name of registrant as specified in its charter) ------------------- -------------------------------------------------------------------------------- Delaware 1-10185 74-2418590 (State or other jurisdiction of (Commission File Number) (IRS Employer incorporation) Identification No.) -------------------------------------------------------------------------------- 8 AIRPORT PARK BOULEVARD LATHAM, NEW YORK 12110 (Address of principal executive offices) (Zip Code) -------------------------------------------------------------------------------- Registrant's telephone number, including area code (518)786-7733 8 Airport Park Boulevard Latham, New York 12110 ----------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT Docucon, Incorporated ("Registrant") reported on September 25, 2001, that effective September 21, 2001, Registrant approved the dismissal of Rothstein, Kass & Company, P.C. as the Registrant's independent accountants. In connection with the audit of the Registrant's financial statements for the year ended December 31, 2000, and through September 21, 2001, there were no disagreements with Rothstein, Kass & Company, P.C. on any matter of accounting principles or practices, financial statements disclosures, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of Rothstein, Kass & Company, P.C. would have caused Rothstein, Kass & Company, P.C. to make reference to the matter in their report on the financial statements nor were there any reportable events ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 16.1 Letter from Rothstein, Kass & Company, P.C. dated October 9, 2001. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DOCUCON, INCORPORATED By: /s/ Robert W. Schwartz ------------------------------------- Date: October 9, 2001 Robert W. Schwartz, President and CEO EXHIBIT INDEX EXHIBIT NO. DESCRIPTION ----------- ----------- Letter from Rothstein, Kass & Company, P.C. dated October 9, 16.1 2001. EX-16.1 3 a2060817zex-16_1.txt EXHIBIT 16.1 October 9, 2001 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N. W. Washington, D.C. 20549 Dear Sir/Madam: We have read the first paragraph of Item 4 included in the Form 8-K/A dated October 9, 2001 Docucon, Incorporated to be filed with the Securities and Exchange Commission and are in agreement with the statements contained therein. Very truly yours, /S/ ROTHSTEIN, KASS & COMPANY