-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qebi1qAebDhk3F7WBz3LcFIb/58an2mI8baNtz/Ath+6l+EpoTEuA10cDTY+tJ2R bM633yXGYAc+d6p9oL9FfA== 0000893220-03-001194.txt : 20030723 0000893220-03-001194.hdr.sgml : 20030723 20030701093256 ACCESSION NUMBER: 0000893220-03-001194 CONFORMED SUBMISSION TYPE: 11-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000842662 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133473472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10863 FILM NUMBER: 03766424 BUSINESS ADDRESS: STREET 1: 631 S RICHLAND AVE CITY: YORK STATE: PA ZIP: 17403 BUSINESS PHONE: 7177717890 MAIL ADDRESS: STREET 1: 631 SOUTH RICHLAND AVENUE CITY: YORK STATE: PA ZIP: 17403 FORMER COMPANY: FORMER CONFORMED NAME: YORK HOLDINGS CORP DATE OF NAME CHANGE: 19910930 11-K/A 1 w87997ae11vkza.txt AMENDMENT NO.1 TO FORM 11-K/A DATED 12/31/2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K/A AMENDMENT NO. 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] FOR THE FISCAL YEAR ENDED DECEMBER 31, 2002 or [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] for the transition period from ______________ to ______________ COMMISSION FILE NO. 1-10863 A. Full title of the plan and the address of the plan, if different from that of the issuer named below: YORK INTERNATIONAL CORPORATION INVESTMENT PLAN B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: YORK INTERNATIONAL CORPORATION 631 South Richland Avenue York, Pennsylvania 17403 TABLE OF CONTENTS Explanatory Note Signature Exhibit Index Exhibit 23 Exhibit 99.1 EXPLANATORY NOTE This Form 11-K/A amends the Form 11-K of the York International Corporation Investment Plan filed on June 20, 2003 solely for the purpose of including the Certification attached hereto as Exhibit 99.1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Pension and Investment Committee has duly caused this annual report to be signed on its behalf by the undersigned thereunto duly authorized. YORK INTERNATIONAL CORPORATION INVESTMENT PLAN Date: July 1, 2003 By: /s/ Jane G. Davis ------------------------- Jane G. Davis Member, Pension and Investment Committee EXHIBIT INDEX
EXHIBIT NO. DOCUMENT - ----------- -------- 23 Consent of Independent Auditors 99.1 Certification
EX-23 3 w87997aexv23.txt CONSENT OF INDEPENDENT AUDITORS Exhibit 23 CONSENT OF INDEPENDENT AUDITORS The Board of Directors York International Corporation: We consent to incorporation by reference in the registration statement (No. 33-73077) on Form S-8 of York International Corporation of our report dated June 4, 2003, relating to the statements of net assets available for benefits of the York International Corporation Investment Plan as of December 31, 2002, December 29, 2002, and December 29, 2001, the related statements of changes in net assets available for benefits for the two-day period ended December 31, 2002 and the years ended December 29, 2002 and December 29, 2001, and the related schedule as of December 31, 2002, which report appears in the 2002 Annual Report on Form 11-K amended by this Form 11-K/A of the York International Corporation Investment Plan. /s/ KPMG LLP KPMG LLP Harrisburg, Pennsylvania July 1, 2003 EX-99.1 4 w87997aexv99w1.txt CERTIFICATION Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of the York International Corporation Investment Plan (the "Plan") on Form 11-K for the two day period ended December 31, 2002 and the year ended December 29, 2002 as filed with the Securities and Exchange Commission on June 20, 2003 and as amended on the date hereof (the "Report"), the undersigned Michael R. Young, Chief Executive Officer of York International Corporation and M. David Kornblatt, Vice President and Chief Financial Officer of York International Corporation, certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that: (1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Plan. Dated: July 1, 2003 /s/ Michael R. Young ------------------------------------------ Michael R. Young, Chief Executive Officer /s/ M. David Kornblatt ------------------------------------------ M. David Kornblatt Vice President and Chief Financial Officer A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to York International Corporation and will be retained by York International Corporation and furnished to the Securities and Exchange Commission or its staff upon request.
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