-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgIlGHyJFB4cGLTL+3v8pzIuPv8AdTOlsNpUucQrtKbFI7bJvZyRyEXowLHgxJ05 MNDj7NrArtuyFOnNt4nT8w== 0000893220-02-000981.txt : 20020813 0000893220-02-000981.hdr.sgml : 20020813 20020813082630 ACCESSION NUMBER: 0000893220-02-000981 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020809 ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000842662 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 133473472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10863 FILM NUMBER: 02727957 BUSINESS ADDRESS: STREET 1: 631 S RICHLAND AVE CITY: YORK STATE: PA ZIP: 17403 BUSINESS PHONE: 7177717890 MAIL ADDRESS: STREET 1: 631 SOUTH RICHLAND AVENUE CITY: YORK STATE: PA ZIP: 17403 FORMER COMPANY: FORMER CONFORMED NAME: YORK HOLDINGS CORP DATE OF NAME CHANGE: 19910930 8-K 1 w62765e8vk.txt YORK INTERNATIONAL FORM 8-K DATED 8/13/2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) AUGUST 13, 2002 YORK INTERNATIONAL CORPORATION (Exact Name of Registrant as Specified in its Charter) DELAWARE 001-10863 13-3473472 (State or Other Jurisdiction (Commission) (I.R.S. Employer of Incorporation) File Number) Identification No.) 631 S. RICHLAND AVENUE YORK, PENNSYLVANIA 17403 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (717) 771-7890 (Former name or former address, if changed since last report) Not applicable ITEM 9. Regulation FD Disclosure On August 13, 2002, Michael R. Young, principal executive officer, and C. David Myers, principal financial officer, of York International Corporation, submitted sworn statements to the SEC, pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (Order No. 4-460, June 27, 2002). Copies the statements are attached as Exhibit 99(i) and 99(ii). - 2 - SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. YORK INTERNATIONAL CORPORATION /s/ Jane G. Davis --------------------------------------- Date: August 13, 2002 By: Jane G. Davis Title: Vice President, Secretary and General Counsel - 3 - EXHIBIT INDEX
Exhibit Description Number 99(i) Statement Under Oath of Principal Executive Officer dated August 13, 2002 99(ii) Statement Under Oath of Principal Financial Officer dated August 13, 2002
- 4 - EX-99.I 3 w62765exv99wi.txt STATEMENT UNDER OATH OF EXECUTIVE OFFICER Exhibit 99(i) STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Michael R Young, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of York International Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the independent members of the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the period ending December 31, 2001 of York International Corporation. - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of York International Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ Michael R.Young -------------------------------- Michael R. Young August 13, 2002 -------------------------------- Date Subscribed and sworn to before me this 13th day of August, 2002. /s/ Joy D. Shepp -------------------------------- Notary Public My Commission Expires: Dec.15, 2004 EX-99.II 4 w62765exv99wii.txt STATEMENT UNDER OATH OF FINANCIAL OFFICER Exhibit 99(ii) STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, C. David Myers, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of York International Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the independent members of the Company's Audit Committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for the period ending December 31, 2001 of York International Corporation. - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of York International Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/ C. David Myers -------------------------------- C. David Myers August 13, 2002 -------------------------------- Date Subscribed and sworn to before me this 13th day of August, 2002. /s/ Joy D. Shepp -------------------------------- Notary Public My Commission Expires: Dec.15, 2004 -----END PRIVACY-ENHANCED MESSAGE-----