X0306 4 2012-11-06 0 0000842295 TOR MINERALS INTERNATIONAL INC TORM 0001184548 PAUKEN THOMAS W 1 0 0 0 Common Stock 2012-11-06 4 P 0 18868 50000 A 69169 I Held by self, spouse & TWP, Inc Warrants 2.65 2012-11-06 4 C 0 18868 50000 D 2009-05-04 2016-05-04 Common Stock 18868 0 I Self and spouse Common Stock acquired as a result of the exercise of warrants issued in 2009. Mr. Pauken exercised 9,434 warrants and his spouse exercised 9,434 warrants for common stock. The exercise price of the warrants was $2.65/ea. Beneficial ownership consist of 37,977 shares directly owned by Mr. Pauken; 20,454 shares owned by his spouse and 8,738 shares owned by TWP, Inc. Converted (Exercised) 18,868 warrants for 18,868 shares of common stock at an Exercise price of $2.65/ea or a total of $50,000 Mr. Pauken exercised his 9,434 warrants and his spouse exercised 9,434 warrants THOMAS W PAUKEN 2012-11-06