0001140361-13-036657.txt : 20130920 0001140361-13-036657.hdr.sgml : 20130920 20130920194318 ACCESSION NUMBER: 0001140361-13-036657 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130912 FILED AS OF DATE: 20130920 DATE AS OF CHANGE: 20130920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARONE INC CENTRAL INDEX KEY: 0000840715 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 870398877 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5225 WILEY POST WAY STREET 2: SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84116 BUSINESS PHONE: 8019757200 MAIL ADDRESS: STREET 1: 5225 WILEY POST WAY STREET 2: SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84116 FORMER COMPANY: FORMER CONFORMED NAME: CLEARONE COMMUNICATIONS INC DATE OF NAME CHANGE: 20020204 FORMER COMPANY: FORMER CONFORMED NAME: GENTNER COMMUNICATIONS CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENTNER ELECTRONICS CORP DATE OF NAME CHANGE: 19910808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAITHWAITE MICHAEL J CENTRAL INDEX KEY: 0001477744 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33660 FILM NUMBER: 131108885 MAIL ADDRESS: STREET 1: 5225 WILEY POST WAY, SUITE 500 CITY: SALT LAKE CITY STATE: X1 ZIP: 84116 4/A 1 doc1.xml FORM 4/A X0306 4/A 2013-09-12 2013-09-18 0 0000840715 CLEARONE INC CLRO 0001477744 BRAITHWAITE MICHAEL J 5225 WILEY POST WAY, SUITE 500 SALT LAKE CITY UT 84116 0 1 0 0 Chief Strategy Officer COMMON STOCK 2013-09-12 4 M 0 19800 2.65 A 20600 D COMMON STOCK 2013-09-12 4 M 0 10000 3.004 A 30600 D COMMON STOCK 2013-09-12 4 M 0 6944 5.48 A 37544 D COMMON STOCK 2013-09-12 4 M 0 8888 3.92 A 46432 D COMMON STOCK 2013-09-12 4 S 0 23635 8.162 D 22797 D COMMON STOCK 2013-09-13 4 S 0 10279 7.953 D 12518 D Stock Option (Right to Buy) 2.65 2013-09-12 4 M 0 19800 0 D 2012-11-30 2019-11-30 Common Stock 19800 40000 D Stock Option (Right to Buy) 3.004 2013-09-12 4 M 0 10000 0 D 2013-05-26 2020-05-26 Common Stock 10000 30000 D Stock Option (Right to Buy) 5.48 2013-09-12 4 M 0 6944 0 D 2013-09-05 2021-08-05 Common Stock 6944 23056 D Stock Option (Right to Buy) 3.92 2013-09-12 4 M 0 8888 0 D 2013-09-11 2022-05-11 Common Stock 8888 14168 D Original Form 4 filed on 09/18/2013. This Amendment is being filed to correct the Transaction codes for the exempt exercise of employee stock options. Michael J. Braithwaite 2013-09-20