-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TrFH7f/pQLXS46voUx4klnDRXbsq7gxrtNBsNh+l4YAv070kDNJSt8EWUshFsjTq kMEQT6Z8YB8ltXUmrzoXNQ== 0001181431-05-024181.txt : 20050428 0001181431-05-024181.hdr.sgml : 20050428 20050428193703 ACCESSION NUMBER: 0001181431-05-024181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050421 FILED AS OF DATE: 20050428 DATE AS OF CHANGE: 20050428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSO ROBERT S CENTRAL INDEX KEY: 0001197050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19122 FILM NUMBER: 05782246 MAIL ADDRESS: STREET 1: P O BOX 1049 CITY: WOODLAND STATE: CA ZIP: 95776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APHTON CORP CENTRAL INDEX KEY: 0000840319 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 953640931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1049 STREET 2: STE 51-507 CITY: WOODLAND STATE: CA ZIP: 95776 BUSINESS PHONE: 5306616077 MAIL ADDRESS: STREET 1: PO BOX 1049 STREET 2: STE 51-507 CITY: WOODLAND STATE: CA ZIP: 95776 4 1 rrd76527.xml X0202 4 2005-04-21 0 0000840319 APHTON CORP APHT 0001197050 BASSO ROBERT S 8 PENN CENTER, SUITE 2300 1628 JFK BOULEVARD PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2005-04-21 4 A 0 10000 0 A 17166 D Common Stock 12500 I See footnote Common Stock 12500 I See footnote Stock Options (Right to buy) 1.08 2005-04-21 4 A 0 25000 0 A 2015-04-21 Common Stock 25000 25000 D Stock Options (Right to buy) 1.91 2021-10-01 Common Stock 18000 18000 D Stock Options (Right to buy) 14.75 2015-12-31 Common Stock 86000 86000 D Represents a grant of restricted stock that is fully vested but can only be sold after the fifth anniversary of the grant date. By self as trustee for Robert Healy Basso Uniform Transfer Minor Account (CA). By self as trustee for John Francis Basso Uniform Transfer Minor Account (CA). These options are immediately exercisable. /s/ Robert S. Basso 2005-04-28 -----END PRIVACY-ENHANCED MESSAGE-----