FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
URANIUM RESOURCES INC /DE/ [ URRE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/12/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock $0.001 par value (10,387 Restricted shares) | 01/12/2011 | M | 652,122(7) | A | $0.785 | 840,313 | D | |||
Common Stock $0.001 par value (10,387 Restricted shares) | 01/12/2011 | S | 310,736(6) | D | $3.2196 | 529,577 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock option (right to buy) | $0.8 | 01/12/2011 | M | 81,129(7) | 01/12/2011(1) | 01/11/2011 | Common stock | 81,129 | $0.8 | 0 | D | ||||
Stock option (right to buy) | $0.624 | 01/12/2011 | M | 56,090(7) | 01/12/2011(2) | 01/11/2011 | Common stock | 56,090 | $0.624 | 0 | D | ||||
Stock option (right to buy) | $0.8 | 01/12/2011 | M | 514,903(7) | 01/12/2011(3) | 01/11/2011 | Common stock | 514,903 | $0.8 | 0 | D | ||||
Stock option (right to buy) | $1.16 | 06/02/2004(4) | 06/02/2014 | Common stock | 382,000 | 382,000 | D | ||||||||
Stock option (right to buy) | $1.16 | 06/02/2004(5) | 06/02/2014 | Common stock | 180,500 | 180,500 | D |
Explanation of Responses: |
1. Stock options available pursuant to deferred compensation plans of the Issuer. Represents deferred compensation in 1999 of $64,903.75 which was exercised at $0.80 per share into common stock of the issuer. |
2. Stock options available pursuant to deferred compensation plans of the Issuer. Represents deferred compensation in 1999 of $35,000.00 which was exercised at $0.624 per share into common stock of the issuer. |
3. Stock options available pursuant to deferred compensation plans of the Issuer. Represents deferred compensation for 2000 through 2004 of $411,922.07 which was exercised at $0.80 per share into common stock of the issuer. |
4. Stock options granted pursuant to Companys Stock Incentive Plan which can be exercised at $1.16 per share. 53,879 shares vested 06/02/04 and 82,030 shares vested each year on June 2, 2005, 2006 and 2007 and 82,031 vested June 2, 2008. |
5. Stock options granted pursuant to Companys Stock Option Plan which can be exercised at $1.16 per share. 45,125 shares vested 06/02/04 and 45,125 vested each year on June 2, 2005, 2006 and 2007. |
6. Sale made pursuant to 10b5-1 plan. |
7. Acquisition of common stock pursuant to conversion of $652,122.02 of deferred compensation from the Company's 1999-2004 Deferred Compensation Plans. |
Paul K. Willmott | 01/14/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |