Chief Compliance Officer

0000838618-22-000001.txt : 20220125 0000838618-22-000001.hdr.sgml : 20220125 20220124183959 ACCESSION NUMBER: 0000838618-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220125 DATE AS OF CHANGE: 20220124 EFFECTIVENESS DATE: 20220125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PDS Planning, Inc CENTRAL INDEX KEY: 0000838618 IRS NUMBER: 311255560 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18459 FILM NUMBER: 22550702 BUSINESS ADDRESS: STREET 1: 2200 W FIFTH AVE, SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6144818449 MAIL ADDRESS: STREET 1: 2200 W FIFTH AVE, SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: PDS PLANNING INC /ADV DATE OF NAME CHANGE: 19880829 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000838618 XXXXXXXX 12-31-2021 12-31-2021 PDS Planning, Inc

2200 W FIFTH AVE, SUITE 200 COLUMBUS OH 43215

13F HOLDINGS REPORT 028-18459 N Kurt M. Brown Chief Compliance Officer 614-481-8449 Kurt M. Brown Columbus OH 01-24-2022 0 219 522631 false INFORMATION TABLE 2 pds4q21.xml ISHARES TR CORE S&P MCP ETF 464287507 26401 93262 SH SOLE 0 0 93262 ISHARES TR CORE S&P500 ETF 464287200 29300 61426 SH SOLE 0 0 61426 ISHARES TR RUS 1000 VAL ETF 464287598 310 1845 SH SOLE 0 0 1845 ISHARES TR RUS 1000 GRW ETF 464287614 233 762 SH SOLE 0 0 762 ISHARES TR RUSSELL 2000 ETF 464287655 124 557 SH SOLE 0 0 557 ISHARES TR RUS 2000 VAL ETF 464287630 1114 6711 SH SOLE 0 0 6711 ISHARES TR U.S. REAL ES ETF 464287739 210 1810 SH SOLE 0 0 1810 SPDR S&P 500 ETF TR TR UNIT 78462F103 1256 2644 SH SOLE 0 0 2644 ADOBE SYSTEMS INCORPORATED COM 00724F101 536 945 SH SOLE 0 0 945 AMAZON COM INC COM 023135106 3651 1095 SH SOLE 0 0 1095 BRISTOL-MYERS SQUIBB CO COM 110122108 258 4144 SH SOLE 0 0 4144 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4973 16631 SH SOLE 0 0 16631 EMERSON ELEC CO COM 291011104 343 3691 SH SOLE 0 0 3691 BOEING CO COM 097023105 283 1406 SH SOLE 0 0 1406 NISOURCE INC COM 65473P105 398 14404 SH SOLE 0 0 14404 INVESCO QQQ TR UNIT SER 1 46090E103 482 1212 SH SOLE 0 0 1212 AMGEN INC COM 031162100 194 864 SH SOLE 0 0 864 ABBOTT LABS COM 002824100 16133 114632 SH SOLE 0 0 114632 ADVANCED MICRO DEVICES INC COM 007903107 249 1732 SH SOLE 0 0 1732 ALTRIA GROUP INC COM 02209S103 338 7137 SH SOLE 0 0 7137 INTEL CORP COM 458140100 437 8481 SH SOLE 0 0 8481 ILLINOIS TOOL WKS INC COM 452308109 212 859 SH SOLE 0 0 859 NOKIA CORP SPONSORED ADR 654902204 67 10740 SH SOLE 0 0 10740 ORACLE CORP COM 68389X105 714 8192 SH SOLE 0 0 8192 QUALCOMM INC COM 747525103 380 2078 SH SOLE 0 0 2078 DISNEY WALT CO COM 254687106 793 5121 SH SOLE 0 0 5121 SHERWIN WILLIAMS CO COM 824348106 564 1602 SH SOLE 0 0 1602 US BANCORP DEL COM NEW 902973304 406 7225 SH SOLE 0 0 7225 JOHNSON & JOHNSON COM 478160104 1442 8431 SH SOLE 0 0 8431 PFIZER INC COM 717081103 833 14103 SH SOLE 0 0 14103 KROGER CO COM 501044101 204 4505 SH SOLE 0 0 4505 LOWES COS INC COM 548661107 670 2591 SH SOLE 0 0 2591 CHEVRON CORP NEW COM 166764100 487 4153 SH SOLE 0 0 4153 MICROSOFT CORP COM 594918104 5172 15379 SH SOLE 0 0 15379 UNITED PARCEL SERVICE INC CL B 911312106 7416 34599 SH SOLE 0 0 34599 AT&T INC COM 00206R102 319 12973 SH SOLE 0 0 12973 CISCO SYS INC COM 17275R102 877 13840 SH SOLE 0 0 13840 INTERNATIONAL BUSINESS MACHS COM 459200101 313 2345 SH SOLE 0 0 2345 COCA COLA CO COM 191216100 3255 54979 SH SOLE 0 0 54979 LOCKHEED MARTIN CORP COM 539830109 331 932 SH SOLE 0 0 932 PEPSICO INC COM 713448108 854 4913 SH SOLE 0 0 4913 STRYKER CORPORATION COM 863667101 229 857 SH SOLE 0 0 857 VERIZON COMMUNICATIONS INC COM 92343V104 529 10179 SH SOLE 0 0 10179 ISHARES TR RUS MD CP GR ETF 464287481 240 2082 SH SOLE 0 0 2082 ISHARES TR GLOBAL TECH ETF 464287291 221 3426 SH SOLE 0 0 3426 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 291 1673 SH SOLE 0 0 1673 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 31502 183420 SH SOLE 0 0 183420 SCHWAB CHARLES CORP COM 808513105 215 2557 SH SOLE 0 0 2557 DEERE & CO COM 244199105 1999 5829 SH SOLE 0 0 5829 BK OF AMERICA CORP COM 060505104 602 13531 SH SOLE 0 0 13531 STARBUCKS CORP COM 855244109 539 4605 SH SOLE 0 0 4605 AUTOMATIC DATA PROCESSING IN COM 053015103 367 1488 SH SOLE 0 0 1488 EXXON MOBIL CORP COM 30231G102 675 11023 SH SOLE 0 0 11023 WALMART INC COM 931142103 467 3231 SH SOLE 0 0 3231 APPLIED MATLS INC COM 038222105 250 1587 SH SOLE 0 0 1587 ANTHEM INC COM 036752103 383 826 SH SOLE 0 0 826 UNION PAC CORP COM 907818108 536 2129 SH SOLE 0 0 2129 UNILEVER PLC SPON ADR NEW 904767704 221 4103 SH SOLE 0 0 4103 ASTRAZENECA PLC SPONSORED ADR 046353108 323 5550 SH SOLE 0 0 5550 TEXAS INSTRS INC COM 882508104 383 2030 SH SOLE 0 0 2030 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 961 7990 SH SOLE 0 0 7990 CARDINAL HEALTH INC COM 14149Y108 277 5374 SH SOLE 0 0 5374 TARGET CORP COM 87612E106 697 3011 SH SOLE 0 0 3011 COSTCO WHSL CORP NEW COM 22160K105 592 1043 SH SOLE 0 0 1043 LILLY ELI & CO COM 532457108 712 2578 SH SOLE 0 0 2578 CVS HEALTH CORP COM 126650100 288 2796 SH SOLE 0 0 2796 DIAGEO PLC SPON ADR NEW 25243Q205 208 944 SH SOLE 0 0 944 DANAHER CORPORATION COM 235851102 403 1226 SH SOLE 0 0 1226 MERCK & CO INC COM 58933Y105 364 4754 SH SOLE 0 0 4754 NOVARTIS AG SPONSORED ADR 66987V109 222 2542 SH SOLE 0 0 2542 PROCTER AND GAMBLE CO COM 742718109 3964 24231 SH SOLE 0 0 24231 KIMBERLY-CLARK CORP COM 494368103 235 1645 SH SOLE 0 0 1645 HOME DEPOT INC COM 437076102 1045 2519 SH SOLE 0 0 2519 MCDONALDS CORP COM 580135101 574 2142 SH SOLE 0 0 2142 NIKE INC CL B 654106103 307 1841 SH SOLE 0 0 1841 JPMORGAN CHASE & CO COM 46625H100 4084 25794 SH SOLE 0 0 25794 WENDYS CO COM 95058W100 208 8718 SH SOLE 0 0 8718 BOOKING HOLDINGS INC COM 09857L108 216 90 SH SOLE 0 0 90 WELLS FARGO CO NEW COM 949746101 201 4180 SH SOLE 0 0 4180 CORNING INC COM 219350105 203 5448 SH SOLE 0 0 5448 UNITEDHEALTH GROUP INC COM 91324P102 1495 2978 SH SOLE 0 0 2978 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 458 1104 SH SOLE 0 0 1104 AMERICAN TOWER CORP NEW COM 03027X100 285 976 SH SOLE 0 0 976 INTUIT COM 461202103 331 514 SH SOLE 0 0 514 3M CO COM 88579Y101 492 2767 SH SOLE 0 0 2767 COMCAST CORP NEW CL A 20030N101 499 9906 SH SOLE 0 0 9906 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4159 17228 SH SOLE 0 0 17228 HUNTINGTON BANCSHARES INC COM 446150104 395 25590 SH SOLE 0 0 25590 NEXTERA ENERGY INC COM 65339F101 913 9782 SH SOLE 0 0 9782 DUKE ENERGY CORP NEW COM NEW 26441C204 188 1787 SH SOLE 0 0 1787 CONOCOPHILLIPS COM 20825C104 600 8308 SH SOLE 0 0 8308 APPLE INC COM 037833100 20596 115987 SH SOLE 0 0 115987 CATERPILLAR INC COM 149123101 259 1252 SH SOLE 0 0 1252 ISHARES TR MSCI EMG MKT ETF 464287234 304 6217 SH SOLE 0 0 6217 BATH & BODY WORKS INC COM 070830104 1256 17995 SH SOLE 0 0 17995 AMERICAN EXPRESS CO COM 025816109 273 1666 SH SOLE 0 0 1666 SONY GROUP CORPORATION SPONSORED ADR 835699307 281 2220 SH SOLE 0 0 2220 S&P GLOBAL INC COM 78409V104 203 430 SH SOLE 0 0 430 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 118 17404 SH SOLE 0 0 17404 WORTHINGTON INDS INC COM 981811102 644 11789 SH SOLE 0 0 11789 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 24202 489324 SH SOLE 0 0 489324 NORTHROP GRUMMAN CORP COM 666807102 243 629 SH SOLE 0 0 629 CIGNA CORP NEW COM 125523100 392 1706 SH SOLE 0 0 1706 NETFLIX INC COM 64110L106 401 665 SH SOLE 0 0 665 ISHARES TR CORE US AGGBD ET 464287226 28506 249881 SH SOLE 0 0 249881 PROLOGIS INC. COM 74340W103 370 2197 SH SOLE 0 0 2197 ISHARES TR SELECT DIVID ETF 464287168 234 1905 SH SOLE 0 0 1905 DOLLAR GEN CORP NEW COM 256677105 222 942 SH SOLE 0 0 942 SAP SE SPON ADR 803054204 255 1819 SH SOLE 0 0 1819 NVIDIA CORPORATION COM 67066G104 1224 4162 SH SOLE 0 0 4162 CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD 204409601 30 12397 SH SOLE 0 0 12397 AMERICAN ELEC PWR CO INC COM 025537101 663 7456 SH SOLE 0 0 7456 EATON CORP PLC SHS G29183103 996 5762 SH SOLE 0 0 5762 INFOSYS LTD SPONSORED ADR 456788108 363 14341 SH SOLE 0 0 14341 WIPRO LTD SPON ADR 1 SH 97651M109 200 20473 SH SOLE 0 0 20473 NOVO-NORDISK A S ADR 670100205 262 2341 SH SOLE 0 0 2341 TOYOTA MOTOR CORP ADS 892331307 309 1665 SH SOLE 0 0 1665 CINCINNATI FINL CORP COM 172062101 2169 19038 SH SOLE 0 0 19038 GERDAU SA SPON ADR REP PFD 373737105 67 13712 SH SOLE 0 0 13712 NOMURA HLDGS INC SPONSORED ADR 65535H208 54 12520 SH SOLE 0 0 12520 ALPHABET INC CAP STK CL A 02079K305 1579 545 SH SOLE 0 0 545 SPDR GOLD TR GOLD SHS 78463V107 920 5382 SH SOLE 0 0 5382 VANGUARD WORLD FDS ENERGY ETF 92204A306 319 4104 SH SOLE 0 0 4104 VANGUARD INDEX FDS VALUE ETF 922908744 213 1445 SH SOLE 0 0 1445 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 307 1151 SH SOLE 0 0 1151 VANGUARD INDEX FDS MID CAP ETF 922908629 4586 18000 SH SOLE 0 0 18000 VANGUARD INDEX FDS SM CP VAL ETF 922908611 37305 208584 SH SOLE 0 0 208584 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4376 37721 SH SOLE 0 0 37721 CANADIAN NATL RY CO COM 136375102 242 1967 SH SOLE 0 0 1967 VANGUARD INDEX FDS SMALL CP ETF 922908751 4996 22104 SH SOLE 0 0 22104 LG DISPLAY CO LTD SPONS ADR REP 50186V102 183 18165 SH SOLE 0 0 18165 VANGUARD INDEX FDS GROWTH ETF 922908736 306 952 SH SOLE 0 0 952 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 29 11389 SH SOLE 0 0 11389 ASML HOLDING N V N Y REGISTRY SHS N07059210 474 596 SH SOLE 0 0 596 ABB LTD SPONSORED ADR 000375204 202 5292 SH SOLE 0 0 5292 SPDR SER TR S&P DIVID ETF 78464A763 2588 20040 SH SOLE 0 0 20040 ISHARES GOLD TR ISHARES NEW 464285204 408 11733 SH SOLE 0 0 11733 THERMO FISHER SCIENTIFIC INC COM 883556102 422 632 SH SOLE 0 0 632 SALESFORCE COM INC COM 79466L302 507 1995 SH SOLE 0 0 1995 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 267 6324 SH SOLE 0 0 6324 ROYAL BK CDA COM 780087102 213 2006 SH SOLE 0 0 2006 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 199 17034 SH SOLE 0 0 17034 VANGUARD WORLD FDS INF TECH ETF 92204A702 474 1035 SH SOLE 0 0 1035 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 232 8067 SH SOLE 0 0 8067 MASTERCARD INCORPORATED CL A 57636Q104 573 1596 SH SOLE 0 0 1596 EQUINIX INC COM 29444U700 213 252 SH SOLE 0 0 252 TATA MTRS LTD SPONSORED ADR 876568502 245 7648 SH SOLE 0 0 7648 MANHATTAN BRDG CAP INC COM 562803106 168 30578 SH SOLE 0 0 30578 KB FINL GROUP INC SPONSORED ADR 48241A105 234 5078 SH SOLE 0 0 5078 GREIF INC CL A 397624107 841 13938 SH SOLE 0 0 13938 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3792 61884 SH SOLE 0 0 61884 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 29 13642 SH SOLE 0 0 13642 ISHARES TR ISHS 1-5YR INVS 464288646 15115 280531 SH SOLE 0 0 280531 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 13864 171521 SH SOLE 0 0 171521 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 43 16681 SH SOLE 0 0 16681 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3943 46527 SH SOLE 0 0 46527 INVESCO EXCHANGE TRADED FD T DWA BASIC MATL 46137V704 220 2323 SH SOLE 0 0 2323 NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 63 10302 SH SOLE 0 0 10302 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 817 7286 SH SOLE 0 0 7286 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 42843 839079 SH SOLE 0 0 839079 ISHARES TR NATIONAL MUN ETF 464288414 4257 36607 SH SOLE 0 0 36607 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3834 28623 SH SOLE 0 0 28623 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 542 11440 SH SOLE 0 0 11440 VISA INC COM CL A 92826C839 921 4248 SH SOLE 0 0 4248 PHILIP MORRIS INTL INC COM 718172109 167 1753 SH SOLE 0 0 1753 VANGUARD WORLD FD MEGA CAP INDEX 921910873 206 1226 SH SOLE 0 0 1226 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 442 7816 SH SOLE 0 0 7816 ISHARES TR MSCI ACWI ETF 464288257 234 2209 SH SOLE 0 0 2209 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2854 26564 SH SOLE 0 0 26564 ISHARES TR SHRT NAT MUN ETF 464288158 4990 46471 SH SOLE 0 0 46471 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 673 7252 SH SOLE 0 0 7252 BROADCOM INC COM 11135F101 419 629 SH SOLE 0 0 629 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 280 2479 SH SOLE 0 0 2479 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 75 734 SH SOLE 0 0 734 TESLA INC COM 88160R101 1363 1290 SH SOLE 0 0 1290 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1069 2448 SH SOLE 0 0 2448 SHOPIFY INC CL A 82509L107 390 283 SH SOLE 0 0 283 VANGUARD STAR FDS VG TL INTL STK F 921909768 207 3264 SH SOLE 0 0 3264 ISHARES TR CORE HIGH DV ETF 46429B663 292 2892 SH SOLE 0 0 2892 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 300 3708 SH SOLE 0 0 3708 ISHARES TR MSCI USA MIN VOL 46429B697 743 9185 SH SOLE 0 0 9185 ISHARES TR MSCI EAFE MIN VL 46429B689 755 9833 SH SOLE 0 0 9833 ISHARES INC MSCI GBL MIN VOL 464286525 514 4749 SH SOLE 0 0 4749 ISHARES INC MSCI EMERG MRKT 464286533 306 4865 SH SOLE 0 0 4865 PHILLIPS 66 COM 718546104 235 3249 SH SOLE 0 0 3249 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 359 7925 SH SOLE 0 0 7925 META PLATFORMS INC CL A 30303M102 2069 6151 SH SOLE 0 0 6151 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 3814 82768 SH SOLE 0 0 82768 SERVICENOW INC COM 81762P102 232 358 SH SOLE 0 0 358 ISHARES INC CORE MSCI EMKT 46434G103 3767 62924 SH SOLE 0 0 62924 ISHARES TR CORE MSCI EAFE 46432F842 7028 94162 SH SOLE 0 0 94162 ISHARES TR CORE 1 5 YR USD 46432F859 1216 24112 SH SOLE 0 0 24112 ABBVIE INC COM 00287Y109 15050 111152 SH SOLE 0 0 111152 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 16848 305440 SH SOLE 0 0 305440 AMBEV SA SPONSORED ADR 02319V103 32 11405 SH SOLE 0 0 11405 ALPHABET INC CAP STK CL C 02079K107 1565 541 SH SOLE 0 0 541 VANECK MERK GOLD TR GOLD TRUST 921078101 2983 167778 SH SOLE 0 0 167778 ISHARES TR GLOBAL REIT ETF 46434V647 14810 483829 SH SOLE 0 0 483829 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 297 2500 SH SOLE 0 0 2500 PAYPAL HLDGS INC COM 70450Y103 397 2104 SH SOLE 0 0 2104 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 612 11151 SH SOLE 0 0 11151 ISHARES TR CORE INTL AGGR 46435G672 5727 105028 SH SOLE 0 0 105028 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 5013 58691 SH SOLE 0 0 58691 MEDPACE HLDGS INC COM 58506Q109 592 2720 SH SOLE 0 0 2720 ISHARES INC ESG AWR MSCI EM 46434G863 250 6292 SH SOLE 0 0 6292 ISHARES TR ESG AW MSCI EAFE 46435G516 388 4882 SH SOLE 0 0 4882 ISHARES TR ESG AWR MSCI USA 46435G425 278 2574 SH SOLE 0 0 2574 ISHARES TR ESG AWRE 1 5 YR 46435G243 372 14515 SH SOLE 0 0 14515 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 152 19514 SH SOLE 0 0 19514 ISHARES TR ESG AWARE MSCI 46435U663 270 6700 SH SOLE 0 0 6700 WORLD GOLD TR SPDR GLD MINIS 98149E204 138 7608 SH SOLE 0 0 7608 NIO INC SPON ADS 62914V106 2358 74440 SH SOLE 0 0 74440 VANGUARD WORLD FD ESG INTL STK ETF 921910725 82 1330 SH SOLE 0 0 1330 LINDE PLC SHS G5494J103 206 594 SH SOLE 0 0 594 AIRBNB INC COM CL A 009066101 387 2325 SH SOLE 0 0 2325 AGILON HEALTH INC COM 00857U107 947 35080 SH SOLE 0 0 35080 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 219 4230 SH SOLE 0 0 4230 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 212 3531 SH SOLE 0 0 3531 VICTORIAS SECRET AND CO COMMON STOCK 926400102 367 6606 SH SOLE 0 0 6606