-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EeUAxL/SabC+8+jr15qBI/vAB0XpjIWkF/VBesIN9WIRo+w0KEfp6EaCBj3rYcwj vaXS9vKrxMEQXbtUnf10uQ== 0001144204-08-002474.txt : 20080115 0001144204-08-002474.hdr.sgml : 20080115 20080115203202 ACCESSION NUMBER: 0001144204-08-002474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080111 FILED AS OF DATE: 20080115 DATE AS OF CHANGE: 20080115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NG CLIVE CENTRAL INDEX KEY: 0001393837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19644 FILM NUMBER: 08532284 BUSINESS ADDRESS: BUSINESS PHONE: 303 449 7733 MAIL ADDRESS: STREET 1: CHINA BROADBAND LTD STREET 2: 1900 NINTH STREET 3RD FLOOR CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA BROADBAND INC CENTRAL INDEX KEY: 0000837852 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 201777837 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 NINTH STREET STREET 2: 3RD FLOOR CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 760-804-8844 MAIL ADDRESS: STREET 1: 1900 NINTH STREET STREET 2: 3RD FLOOR CITY: BOULDER STATE: CO ZIP: 80302 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRA INC DATE OF NAME CHANGE: 20060922 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRACEUTICALS INC DATE OF NAME CHANGE: 20040115 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA ROCKIES CORP DATE OF NAME CHANGE: 19970604 4 1 v099826_ex.xml X0202 4 2008-01-11 0 0000837852 CHINA BROADBAND INC CBBD 0001393837 NG CLIVE C/O CHINA BROADBAND, INC. 1900 NINTH STREET, 3RD FLOOR BOULDER CO 80302 1 1 1 0 Chairman and Director Common Stock 2008-01-11 4 S 0 7017814 0.01 D 23510634 I See footnote Common Stock 2008-01-11 4 J 0 995234 0.01 D 22515400 I See footnote Common Stock 3582753 I See footnote Represents a private sale of Common Stock of the Issuer by China Broadband Partners, Ltd., a corporation owned and controlled by Mr. Ng ("China Broadband Partners"), to various accredited and/or qualified institutional purchasers for aggregate gross proceeds of $7,017.81. These shares of Common Stock are held by China Broadband Partners. These shares of Common Stock includes 400,000 shares transferred to Heller Horowitz & Feit, P.C., as escrow agent, for an individual not affiliated with the Reporting Person, and to be released to such person upon satisfaction of certain conditions pursuant to the terms of a separate agreement, as well as 28,444 shares to be disposed to a charity designated by such assignee upon satisfaction of certain conditions. Also includes 566,790 shares committed to be disposed of to five accredited investor purchasers subject to satisfaction of certain conditions pursuant to the terms of the same agreement. These shares of Common Stock are held by 88 Holdings, Inc., a Delaware corporation owned and controlled by Mr. Ng. /s/ Clive Ng 2008-01-15 -----END PRIVACY-ENHANCED MESSAGE-----