X0206 3 2013-10-15 0 0001570318 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA 0001527469 Athene Holding Ltd 96 PITTS BAY ROAD PEMBROKE D0 HM08 BERMUDA 0 0 1 0 0000059252 ATHENE ANNUITY & LIFE ASSURANCE Co 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245 0 0 1 0 0000837332 Aviva Life & Annuity Co 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245 0 0 1 0 0001051717 Athene USA Corp 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245 0 0 1 0 Senior Secured Notes 50400000 I See footnote See Exhibit 99.1. See signatures attached as Exhibit 99.2 2013-10-25