0000837286-15-000004.txt : 20151111 0000837286-15-000004.hdr.sgml : 20151111 20151110131515 ACCESSION NUMBER: 0000837286-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 EFFECTIVENESS DATE: 20151110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 151218272 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000837286 XXXXXXXX 09-30-2015 09-30-2015 RAY GERALD L & ASSOCIATES LTD

1445 ROSS AVE SUITE 5600 DALLAS TX 75202

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20775 SH SOLE 17150 0 3625 TYCO INTL PLC SHS COM G91442106 289 8625 SH DFND 7345 0 1280 UIL HLDG CORP COM COM 902748102 208 4130 SH SOLE 4130 0 0 UNDER ARMOUR INC CL A COM 904311107 11196 115680 SH SOLE 108580 0 7100 UNDER ARMOUR INC CL A COM 904311107 77 800 SH DFND 800 0 0 UNION PAC CORP COM COM 907818108 547 6186 SH SOLE 2186 0 4000 UNITED HEALTHCARE CORP COM 91324P102 3471 29920 SH SOLE 29020 0 900 UNITED HEALTHCARE CORP COM 91324P102 3538 30500 SH DFND 26500 0 4000 UNITED PARCEL SERVICE CL B COM 911312106 508 5145 SH SOLE 5145 0 0 UNITED PARCEL SERVICE CL B COM 911312106 128 1300 SH DFND 500 0 800 UNITED TECHNOLOGIES CORP COM 913017109 3093 34759 SH SOLE 29259 0 5500 UNITED TECHNOLOGIES CORP COM 913017109 378 4250 SH DFND 3150 0 1100 US BANCORP DEL COM NEW COM 902973304 589 14357 SH SOLE 14357 0 0 VERIZON COMMUNICATIONS COM COM 92343V104 1613 37066 SH SOLE 32283 0 4783 VERIZON COMMUNICATIONS COM COM 92343V104 130 2995 SH DFND 2297 0 698 VERTEX PHARMACEUTICALS COM COM 92532F100 3933 37770 SH SOLE 33670 0 4100 VERTEX PHARMACEUTICALS COM COM 92532F100 156 1500 SH DFND 1500 0 0 VIACOM INC CL B COM 92553P201 385 8928 SH DFND 6174 0 2754 VISA INC COM CL A COM 92826C839 5320 76370 SH SOLE 75570 0 800 VISA INC COM CL A COM 92826C839 4166 59800 SH DFND 48600 0 11200 VISEON INC COM COM 928297100 0 12000 SH SOLE 12000 0 0 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 392 12342 SH SOLE 11742 0 600 VODAFONE GROUP PLC NEW SPONS A COM 92857W308 209 6573 SH DFND 5126 0 1447 VORNADO RLTY TR SH BEN INT COM 929042109 732 8100 SH DFND 7300 0 800 WABCO HLDGS INC COM COM 92927K102 210 2000 SH DFND 2000 0 0 WAL MART STORES INC COM 931142103 6591 101646 SH SOLE 90296 0 11350 WAL MART STORES INC COM 931142103 91 1400 SH DFND 0 0 1400 WALGREENS BOOTS ALLIAN COM COM 931427108 652 7843 SH SOLE 2043 0 5800 WALGREENS BOOTS ALLIAN COM COM 931427108 266 3200 SH DFND 3200 0 0 WELLS FARGO & COMPANY COM 949746101 2311 45006 SH SOLE 45006 0 0 WELLS FARGO & COMPANY COM 949746101 821 15984 SH DFND 13984 0 2000 WELLTOWER INC COM COM 95040Q104 457 6751 SH SOLE 6751 0 0 WELLTOWER INC COM COM 95040Q104 339 5000 SH DFND 5000 0 0 WEYERHAEUSER CO COM COM 962166104 633 23154 SH SOLE 21654 0 1500 WEYERHAEUSER CO COM COM 962166104 41 1500 SH DFND 0 0 1500 WILLIAMS COS INC DEL COM COM 969457100 1262 34237 SH SOLE 27937 0 6300 WILLIAMS COS INC DEL COM COM 969457100 391 10600 SH DFND 8000 0 2600 WILLIAMS PARTNERS L P COM UNIT COM 96949L105 659 20649 SH SOLE 17790 0 2859 WINDSTREAM HLDGS INC COM 97382A101 93 15156 SH SOLE 0 0 15156 XEROX CORP COM COM 984121103 491 50430 SH SOLE 50430 0 0 YAHOO INC COM COM 984332106 1095 37880 SH SOLE 37430 0 450 YELP INC CL A COM 985817105 570 26319 SH SOLE 25079 0 1240 YUM BRANDS INC COM 988498101 1670 20886 SH SOLE 18686 0 2200 YUM BRANDS INC COM 988498101 8 100 SH DFND 100 0 0 ZIMMER BIOMET HLDGS IN COM COM 98956P102 463 4925 SH SOLE 4925 0 0 ZIMMER BIOMET HLDGS IN COM COM 98956P102 192 2040 SH DFND 1360 0 680 ZIOPHARM ONCOLOGY INC COM COM 98973P101 198 22006 SH SOLE 18909 0 3097 FACTORSHARES TR ISE CYBER SEC ETF 30304R407 549 21750 SH SOLE 19750 0 2000 ISHARES RUS 1000 GRW ETF ETF 464287614 205 2208 SH SOLE 2208 0 0 ISHARES TR COHEN&ST RLTY ETF 464287564 449 4852 SH SOLE 4752 0 100 ISHARES TR DJ HOME CONSTN ETF 464288752 901 34520 SH SOLE 33920 0 600 ISHARES TR DJ OIL EQUIP ETF 464288844 234 6440 SH SOLE 6440 0 0 ISHARES TR DJ OIL&GAS EXP ETF 464288851 1383 24936 SH SOLE 23636 0 1300 ISHARES TR DJ OIL&GAS EXP ETF 464288851 17 300 SH DFND 300 0 0 ISHARES TR DJ US FINL SVC ETF 464287770 2478 28988 SH SOLE 28438 0 550 ISHARES TR DJ US FINL SVC ETF 464287770 17 200 SH DFND 200 0 0 ISHARES TR EPRA/NAR DEV R/E ETF 464288489 658 23480 SH SOLE 23080 0 400 ISHARES TR FTSE XNHUA IDX ETF 464287184 221 6225 SH SOLE 5725 0 500 ISHARES TR MSCI EAFE IDX ETF 464287465 1427 24899 SH SOLE 20499 0 4400 ISHARES TR MSCI EAFE IDX ETF 464287465 111 1930 SH DFND 0 0 1930 ISHARES TR MSCI EMERG MKT ETF 464287234 294 8965 SH SOLE 8965 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 2198 7245 SH SOLE 6885 0 360 ISHARES TR NASDQ BIO INDX ETF 464287556 258 850 SH DFND 650 0 200 ISHARES TR PHLX SOX SEMICND ETF 464287523 296 3630 SH SOLE 3630 0 0 ISHARES TR RUSSELL MIDCAP ETF 464287499 698 4484 SH SOLE 4484 0 0 ISHARES TR S&P GBL TELCM ETF 464287275 238 4200 SH SOLE 4200 0 0 ISHARES TR S&P MIDCAP 400 ETF 464287507 206 1508 SH SOLE 1508 0 0 ISHARES TR S&P500 GRW ETF 464287309 754 6993 SH SOLE 6993 0 0 ISHARES TR TRANSP AVE IDX ETF 464287192 591 4227 SH SOLE 4127 0 100 MARKET VECTORS ETF TR RETAIL E ETF 57060U225 294 4000 SH SOLE 4000 0 0 POWERSHARES ETF TRUST AERSPC D ETF 73935X690 464 14120 SH SOLE 13820 0 300 POWERSHARES ETF TRUST FTSE RAF ETF 73935X583 348 4195 SH SOLE 4095 0 100 POWERSHARES ETF TRUST FTSE US1 ETF 73935X567 285 3115 SH SOLE 3115 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 573 27898 SH SOLE 27548 0 350 POWERSHARES INDIA ETF INDIA PO ETF 73935L100 280 14130 SH SOLE 13630 0 500 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 2815 27668 SH SOLE 26918 0 750 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 214 2100 SH DFND 1900 0 200 SELECT SECTOR SPDR TR SBI INT- ETF 81369y605 512 22574 SH SOLE 22574 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 238 2231 SH SOLE 2231 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 928 12770 SH SOLE 12620 0 150 SPDR INDEX SHS FDS DJWS INTL R ETF 78463X863 366 9300 SH SOLE 9300 0 0 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 495 7950 SH SOLE 7500 0 450 SPDR SERIES TRUST S&P BIOTECH ETF 78464A870 196 3150 SH DFND 3150 0 0 SPDR SERIES TRUST S&P REGL BKG ETF 78464A698 766 18605 SH SOLE 18605 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 895 7675 SH SOLE 7675 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 93 800 SH DFND 0 0 800 VANGUARD INDEX FDS REIT ETF ETF 922908553 172 2271 SH SOLE 2271 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 38 500 SH DFND 0 0 500 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 259 2678 SH SOLE 2678 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 906 8395 SH SOLE 8395 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 86 800 SH DFND 0 0 800 VANGUARD INDEX FDS SML CP GRW ETF 922908595 743 6306 SH SOLE 6306 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 280 3646 SH SOLE 3646 0 0 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 1381 41722 SH SOLE 41172 0 550 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 129 3900 SH DFND 100 0 3800 VANGUARD INTL EQTY IDX FTSE EU ETF 922042874 349 7100 SH SOLE 5100 0 2000 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 999 19605 SH SOLE 19605 0 0 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 46 900 SH DFND 0 0 900 VANGUARD SPECIALIZED DIV APP E ETF 921908844 387 5244 SH SOLE 5244 0 0 VANGUARD SPECIALIZED DIV APP E ETF 921908844 310 4200 SH DFND 4200 0 0 VANGUARD TAX-MANAGED EUROPE PA ETF 921943858 1339 37571 SH SOLE 37571 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 333 7200 SH SOLE 7200 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 1345 24603 SH SOLE 22053 0 2550 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 5 100 SH DFND 100 0 0 WISDOMTREE TRUST DEFA FD ETF 97717W703 490 10798 SH SOLE 10098 0 700 WISDOMTREE TRUST EMG MKTS SMCA ETF 97717W281 514 14440 SH SOLE 13940 0 500 WISDOMTREE TRUST INDIA ERNGS F ETF 97717W422 564 28295 SH SOLE 27695 0 600 WISDOMTREE TRUST MIDCAP DIVI F ETF 97717W505 466 6000 SH SOLE 6000 0 0 WISDOMTREE TRUST SMALLCAP DIVI ETF 97717W604 242 3836 SH SOLE 3836 0 0 WISDOMTREE TRUST SMLCAP EARN F ETF 97717W562 246 3350 SH SOLE 3150 0 200 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 792 38750 SH SOLE 38150 0 600 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 20 1000 SH DFND 0 0 1000 BANK OF AMERICA CORP PFD PER1/ PFD 060505815 529 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP IN PFD 1/1 PFD 38144X609 594 28800 SH SOLE 28500 0 300 GOLDMAN SACHS GROUP IN SHS D 1 PFD 38144G804 568 28600 SH SOLE 28600 0 0 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 1841 96300 SH SOLE 93800 0 2500 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 73 3842 SH DFND 0 0 3842 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 737 32650 SH SOLE 31950 0 700 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 23 1000 SH DFND 0 0 1000 METLIFE INC PFD A FLT RATE PFD 59156R504 997 41350 SH SOLE 41100 0 250 METLIFE INC PFD A FLT RATE PFD 59156R504 51 2100 SH DFND 200 0 1900 MORGAN STANLEY PFD A 1/1000 PFD 61747S504 1243 62300 SH SOLE 62300 0 0