X0306 4 2013-05-09 0 0000837173 Walter Energy, Inc. WLT 0001402675 Wagner A J 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 1 0 0 0 Common Stock 2013-05-09 4 P 0 5000 18.89 A 5000 I Self-managed IRA Common Stock 5905 D Common Stock 5000 I By trust Represents the weighted average purchase price for price increments ranging from $18.75 to $19.03. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Held in a self-managed IRA account under which the Reporting Person's sons are the primary beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Earl H. Doppelt, by power of attorney 2013-05-10