0001104659-13-039483.txt : 20130509
0001104659-13-039483.hdr.sgml : 20130509
20130509140437
ACCESSION NUMBER: 0001104659-13-039483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130508
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOKARZ MICHAEL T
CENTRAL INDEX KEY: 0001206636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 13827926
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST 41ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
a4.xml
4
X0306
4
2013-05-08
0
0000837173
Walter Energy, Inc.
WLT
0001206636
TOKARZ MICHAEL T
3000 RIVERCHASE GALLERIA - SUITE 1700
BIRMINGHAM
AL
35244
1
0
0
0
Common Stock
2013-05-08
4
P
0
25000
17.75
A
82844
D
Represents the weighted average purchase price for price increments ranging from $17.65 to $17.86. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
/s/ Earl H. Doppelt, by power of attorney
2013-05-09