0001104659-13-038903.txt : 20130508 0001104659-13-038903.hdr.sgml : 20130508 20130508164347 ACCESSION NUMBER: 0001104659-13-038903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RETHORE BERNARD G CENTRAL INDEX KEY: 0001159996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13825105 MAIL ADDRESS: STREET 1: C/O MCDYRE & SPENDLEY STREET 2: 7702 E DOUBLETREE RANCH ROAD SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0306 4 2013-05-06 0 0000837173 Walter Energy, Inc. WLT 0001159996 RETHORE BERNARD G 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 1 0 0 0 Common Stock 2013-05-06 4 P 0 10000 17.56 A 19244 D Earl H. Doppelt, by power of attorney 2013-05-08