X0306 4 2013-04-01 0 0000837173 Walter Energy, Inc. WLT 0001206636 TOKARZ MICHAEL T 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 1 0 0 0 Phantom Stock 2013-04-01 4 A 0 1391.01 26.24 A Common Stock 1391.01 61786.74 D Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. Reflects phantom stock acquired through participation in the Issuer's Directors' Deferred Fee Plan. Payable in Common Stock on the earlier of the first day of the seventh month following the participant's death or the first day of the seventh month following the termination event. /s/ Earl H. Doppelt, by power of attorney 2013-04-03