X0306 4 2013-01-02 0 0000837173 Walter Energy, Inc. WLT 0001206636 TOKARZ MICHAEL T 287 BOWMAN AVENUE NEW YORK NY 10577 1 0 0 0 Phantom Stock 2013-01-02 4 A 0 1022.60 37.16 A Common Stock 1022.60 60152.63 D Each share of phantom stock is the economic equivalent of one share of Issuer's common stock. Reflects phantom stock acquired through participation in Issuer's Directors' Deferred Fee Plan. Payable in Common Stock on the earlier of the first day of the seventh month following the participant's death or the first day of the seventh month following the termination event. /s/ Earl H. Doppelt, by power of attorney 2013-01-04