0000932471-16-014738.txt : 20161128
0000932471-16-014738.hdr.sgml : 20161128
20161128153332
ACCESSION NUMBER: 0000932471-16-014738
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
EFFECTIVENESS DATE: 20161128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD MALVERN FUNDS
CENTRAL INDEX KEY: 0000836906
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05628
FILM NUMBER: 162019770
BUSINESS ADDRESS:
STREET 1: P.O. BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: P.O. BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD ASSET ALLOCATION FUND INC
DATE OF NAME CHANGE: 19920703
0000836906
S000002868
Vanguard Capital Value Fund
C000007885
Investor Shares
VCVLX
0000836906
S000002869
Vanguard U.S. Value Fund
C000007886
Investor Shares
VUVLX
0000836906
S000038501
Vanguard Short-Term Inflation-Protected Securities Index Fund
C000118814
Admiral Shares
VTAPX
C000118815
ETF Shares
VTIP
C000118816
Institutional Shares
VTSPX
C000118817
Investor Shares
VTIPX
0000836906
S000049658
Vanguard Institutional Intermediate-Term Bond Fund
C000157008
Institutional Plus Shares
VIITX
0000836906
S000049659
Vanguard Institutional Short-Term Bond Fund
C000157009
Institutional Plus Shares
VISTX
0000836906
S000053068
Vanguard Core Bond Fund
C000166995
Admiral Shares
VCOBX
C000166996
Investor Shares
VCORX
0000836906
S000053069
Vanguard Emerging Markets Bond Fund
C000166997
Admiral Shares
VEGBX
C000166998
Investor Shares
VEMBX
NSAR-B
1
answer09-30-16.fil
ANSWERS FILE
PAGE 1
000 B000000 09/30/2016
000 C000000 0000836906
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000 E000000 NF
000 F000000 Y
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000 I000000 6.1
000 J000000 A
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001 C000000 6106691000
002 A000000 100 Vanguard Boulevard
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007 C020200 VANGUARD CAPITAL VALUE FUND
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007 C010300 3
007 C020300 VANGUARD ST INFLATION PROTECTED SEC. INDEX FD
007 C030300 N
007 C010400 4
007 C020400 VANGUARD INSTITUTIONAL INTER-TERM BOND FUND
007 C030400 N
007 C010500 5
007 C020500 VANGUARD INSTITUTIONAL SHORT-TERM BOND FUND
007 C030500 N
007 C010600 6
007 C020600 VANGUARD CORE BOND FUND
007 C030600 N
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007 C020700 VANGUARD EMERGING MARKETS BOND FUND
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PAGE 2
008 C000201 801-11908
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PAGE 3
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PAGE 4
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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057 000500 N
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PAGE 18
060 A000600 Y
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PAGE 19
062 E000300 0.0
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PAGE 20
062 B000600 4.8
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PAGE 21
064 A000400 Y
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PAGE 22
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PAGE 23
070 F020200 N
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PAGE 24
070 N010300 N
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PAGE 25
070 C020500 N
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PAGE 26
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PAGE 27
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PAGE 28
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PAGE 29
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PAGE 30
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PAGE 31
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PAGE 32
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PAGE 33
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PAGE 34
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PAGE 35
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PAGE 36
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PAGE 37
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PAGE 38
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SIGNATURE MATT KUTTLER
TITLE MANAGER
EX-99.77Q1 OTHR EXHB
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q773malvern093016.txt
SUPPLEMENTAL FILE
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Malvern Funds
File Number: 811-5628
Registrant CIK Number: 0000836906
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 4 SEC Identifier S000038501
Class 1 SEC Identifier C000118817
Class 2 SEC Identifier C000118814
Class 3 SEC Identifier C000118816
Class 4 SEC Identifier C000118815
Item 72DD
1. Total Income dividends for which record date passed during the period $0
2. Dividends for a second class of open-end company shares $0
3. Dividends for a third class of open-end company shares $0
4. Dividends for a fourth class of open-end company shares $0
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.0
2. Dividends from a second class of open-end company shares $0.0
3. Dividends from a third class of open-end company shares $0.0
4. Dividends from a fourth class of open-end company shares $0.0
Item 74
U) 1. Number of shares outstanding 204,971
2. Number of shares outstanding for a second class of shares of open-end company shares 135,582
3. Number of shares outstanding for a third class of shares of open-end company shares 220,863
4. Number of shares outstanding for a fourth class of shares of open-end company shares 49,967
V) 1. Net asset value per share (to the nearest cent) $24.83
2. Net asset value per share of a second class open-end company shares (to the nearest cent) $24.88
3. Net asset value per share of a third class open-end company shares (to the nearest cent) $24.90
4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) $49.59
EX-99.77B ACCT LTTR
3
b77Malvern093016.txt
PWC LETTERS
Report of Independent Registered Public Accounting
Firm
To the Board of Trustees of Vanguard Malvern Funds and the
Shareholders of
Vanguard Institutional Intermediate-Term Bond Fund
Vanguard Institutional Short-Term Bond Fund
Vanguard Short-Term Inflation-Protected Securities Index Fund
Vanguard Core Bond Fund and
Vanguard Emerging Markets Bond Fund
In planning and performing our audits of the financial
statements of Vanguard Institutional Intermediate-Term Bond
Fund, Vanguard Institutional Short-Term Bond Fund and
Vanguard Short-Term Inflation-Protected Securities Index Fund
(constituting separate portfolios of Vanguard Malvern Funds,
hereafter referred to as the ?Funds?) as of and for the year or
period ended September 30, 2016, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States), we considered the Funds? internal control over
financial reporting, including controls over safeguarding
securities, as a basis for designing our auditing procedures for
the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-SAR,
but not for the purpose of expressing an opinion on the
effectiveness of the Funds? internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Funds? internal control over financial
reporting.
The management of the Funds is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A company?s internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
company's internal control over financial reporting includes
those policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly reflect
the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded
as necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the company are being made
only in accordance with authorizations of management and
trustees of the company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company?s assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also,
projections of any evaluation of effectiveness to future periods
are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the Funds? annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds? internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted
no deficiencies in the Funds? internal control over financial
reporting and its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as defined
above as of September 30, 2016.
This report is intended solely for the information and use of
management and the Board of Trustees of Vanguard Malvern
Funds and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
November 15, 2016
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